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Nasdaq · USD

OKTA

Okta, Inc.

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3154
SEC CIK
0001660134
Parsed reports
731

Last 12 months

Inside the activity.

2 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202606
Feb 202601
Mar 202609
Apr 202624
May 202604
Jun 2026019
Jul 202604
Aug 202600
Sep 2026027
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 5, 2018 02:22 UTC
Grady Patrick WDirector · 10% owner
OtherClass A Common Stock 2,071,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000548 · doc4.xml · nonDerivative · entry 4

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SC US GF V Holdings, Ltd.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:22 UTC
Grady Patrick WDirector · 10% owner
ConversionClass A Common Stock 66,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000548 · doc4.xml · nonDerivative · entry 3

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 66,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:22 UTC
Grady Patrick WDirector · 10% owner
ConversionClass A Common Stock 1,318,174 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000548 · doc4.xml · nonDerivative · entry 2

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 1,318,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:22 UTC
Grady Patrick WDirector · 10% owner
ConversionClass A Common Stock 2,071,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000548 · doc4.xml · nonDerivative · entry 1

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SC US GF V Holdings, Ltd.

Disclosed balance after: 2,071,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:05 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002245 · doc4.xml · derivative · entry 4

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,560,847

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:05 UTC
McKinnon ToddDirector · Chief Executive Officer
SaleClass A Common Stock 7,841 $26.45 $207,392.88
Disclosure

SEC source: 0001209191-18-002245 · doc4.xml · nonDerivative · entry 3

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.35 to $26.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:05 UTC
McKinnon ToddDirector · Chief Executive Officer
SaleClass A Common Stock 67,159 $26.07 $1,750,741.11
Disclosure

SEC source: 0001209191-18-002245 · doc4.xml · nonDerivative · entry 2

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,841

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.35 to $26.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:05 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002245 · doc4.xml · nonDerivative · entry 1

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 00:01 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067275 · doc4.xml · derivative · entry 3

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,635,847

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 00:01 UTC
McKinnon ToddDirector · Chief Executive Officer
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067275 · doc4.xml · nonDerivative · entry 2

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: The transaction reported involved a gift by the Reporting Person of 10,000 shares of Class A Common Stock to the McKinnon-Stachon Family Charitable Trust, a donor advised fund.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 00:01 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067275 · doc4.xml · nonDerivative · entry 1

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
GiftClass A Common Stock 45,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · nonDerivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 45,038

F2 · balance_after: Includes 1,250 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan on December 20, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
GiftClass A Common Stock 45,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · nonDerivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 21, 2017 Filed Dec 27, 2017 00:00 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067274 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,750,839

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 21, 2017 Filed Dec 27, 2017 00:00 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
GiftClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067274 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: The transaction reported involved a gift by the Reporting Person of 15,000 shares of Class A Common Stock to The Kerrest Family Charitable Fund, a donor advised fund.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 21, 2017 Filed Dec 27, 2017 00:00 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067274 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
ConversionClass B Common Stock · Derivative 53,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · derivative · entry 8

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
Exercise / conversionClass B Common Stock · Derivative 53,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · derivative · entry 7

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,163

Underlying: Class A Common Stock · 53,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · derivative · entry 6

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,167

Underlying: Class B Common Stock · 11,600 shares

Expires 2026-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,563 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · derivative · entry 5

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,876

Underlying: Class B Common Stock · 41,563 shares

Expires 2025-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
SaleClass A Common Stock 9,375 $25.22 $236,416.88
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,038

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,250 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan on December 20, 2017.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 18:59 UTC
Runyan Jonathan TGeneral Counsel and Secretary
ConversionClass A Common Stock 53,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067141 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: Includes 1,250 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan on December 20, 2017.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC OtherClass A Common Stock 66,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC OtherClass A Common Stock 1,318,174 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC OtherClass A Common Stock 2,071,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SC US GF V Holdings, Ltd.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC ConversionClass A Common Stock 66,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 66,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC ConversionClass A Common Stock 1,318,174 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 1,318,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC ConversionClass A Common Stock 2,071,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SC US GF V Holdings, Ltd.

Disclosed balance after: 2,071,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 00:00 UTC
Losch William EChief Financial Officer
GiftClass B Common Stock · Derivative 10,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066514 · doc4.xml · derivative · entry 4

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 371,886

Underlying: Class A Common Stock · 10,464 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 00:00 UTC
Losch William EChief Financial Officer
GiftClass B Common Stock · Derivative 10,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066514 · doc4.xml · derivative · entry 3

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,464 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 00:00 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 10,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066514 · doc4.xml · derivative · entry 2

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,464

Underlying: Class A Common Stock · 10,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 00:00 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,464 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-17-066514 · doc4.xml · derivative · entry 1

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,356

Underlying: Class B Common Stock · 10,464 shares

Expires 2023-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested on June 24, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

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December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
OtherClass A Common Stock 77,830 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 7

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,830

F3 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (1) above.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
OtherClass A Common Stock 66,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 6

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
OtherClass A Common Stock 1,318,174 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 5

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
OtherClass A Common Stock 2,071,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 4

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SC US GF V Holdings, Ltd.

Disclosed balance after: 0

F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
ConversionClass A Common Stock 66,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 3

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 66,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
ConversionClass A Common Stock 1,318,174 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 2

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 1,318,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:32 UTC
Grady Patrick WDirector · 10% owner
ConversionClass A Common Stock 2,071,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029258 · doc4.xml · nonDerivative · entry 1

Grady Patrick W · CIK 0001700423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SC US GF V Holdings, Ltd.

Disclosed balance after: 2,071,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Sequoia Capital funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
ConversionClass B Common Stock · Derivative 15,023 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · derivative · entry 26

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 197,937

Underlying: Class A Common Stock · 15,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F17 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
ConversionClass B Common Stock · Derivative 234,977 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · derivative · entry 25

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,096,057

Underlying: Class A Common Stock · 234,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F17 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
SaleClass A Common Stock 12 $26.06 $312.72
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 20

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $26.06. Each reporting person undertakes to provide Okta, Inc., any security holder of Okta, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (16) to this Form 4.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
SaleClass A Common Stock 15,011 $25.45 $382,029.95
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 19

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.06 to $26.05, inclusive. Each reporting person undertakes to provide Okta, Inc., any security holder of Okta, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (15) to this Form 4.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
ConversionClass A Common Stock 15,023 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 18

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
SaleClass A Common Stock 188 $26.06 $4,899.28
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 17

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $26.06. Each reporting person undertakes to provide Okta, Inc., any security holder of Okta, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (14) to this Form 4.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
SaleClass A Common Stock 234,789 $25.45 $5,975,380.05
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 16

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 188

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.06 to $26.05, inclusive. Each reporting person undertakes to provide Okta, Inc., any security holder of Okta, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (13) to this Form 4.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
ConversionClass A Common Stock 234,977 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 15

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 234,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F1 · price: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
ConversionClass B Common Stock · Derivative 18,027 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · derivative · entry 24

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 212,960

Underlying: Class A Common Stock · 18,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F17 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
ConversionClass B Common Stock · Derivative 281,973 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · derivative · entry 23

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,331,034

Underlying: Class A Common Stock · 281,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F17 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F17 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 02:35 UTC
Khosla Ventures IV, L.P.*Former 10% Owner
VK Services, LLC*Former 10% Owner
KHOSLA VINOD*Former 10% Owner
SaleClass A Common Stock 1,234 $26.01 $32,096.34
Disclosure

SEC source: 0000899243-17-028657 · doc4.xml · nonDerivative · entry 14

Khosla Ventures IV, L.P. · CIK 0001521016 · *Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · *Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · *Former 10% Owner

VK Services, LLC · CIK 0001501927 · *Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · *Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.96 to $26.25, inclusive. Each reporting person undertakes to provide Okta, Inc., any security holder of Okta, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (12) to this Form 4.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.