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OKTA

Okta, Inc.

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3154
SEC CIK
0001660134
Parsed reports
731

Last 12 months

Inside the activity.

2 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202606
Feb 202601
Mar 202609
Apr 202624
May 202604
Jun 2026019
Jul 202604
Aug 202600
Sep 2026027
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2019 Filed Feb 13, 2019 17:05 UTC
Race CharlesSee Remarks
ConversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009714 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: Includes 2,536 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 12

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 11

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 10

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,536

Underlying: Class B Common Stock · 20,000 shares

Expires 2025-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
GiftClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 9

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 459,886

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
GiftClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 8

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 7

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · derivative · entry 6

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,820

Underlying: Class B Common Stock · 40,000 shares

Expires 2023-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 5,227 $77.36 $404,360.72
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · nonDerivative · entry 4

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.19 to $77.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 12,873 $76.86 $989,418.78
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · nonDerivative · entry 3

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.18 to $77.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 1,900 $75.78 $143,982.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · nonDerivative · entry 2

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,100

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.16 to $76.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:04 UTC
Losch William EChief Financial Officer
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005195 · doc4.xml · nonDerivative · entry 1

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:12 UTC GrantRestricted Stock Units · Derivative 4,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005200 · doc4.xml · derivative · entry 1

Saeger Rebecca · CIK 0001311379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,533

Underlying: Class A Common Stock · 4,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU shall vest on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU shall vest on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 3,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · derivative · entry 15

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 50,550

Underlying: Class A Common Stock · 3,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 12,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · derivative · entry 14

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 179,595

Underlying: Class A Common Stock · 12,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 150,425 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · derivative · entry 13

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,110,177

Underlying: Class A Common Stock · 150,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 200 $77.63 $15,526.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 12

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.55 to $77.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 2,667 $76.99 $205,332.33
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 11

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 200

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.48 to $77.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 700 $75.81 $53,067.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 10

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,867

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.21 to $76.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass A Common Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 4,600 $77.30 $355,580.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.10 to $77.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 6,274 $76.75 $481,529.50
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,600

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.12 to $77.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 1,800 $75.77 $136,386.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,874

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $76.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass A Common Stock 12,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 54,089 $77.30 $4,181,079.70
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.10 to $77.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 78,433 $76.75 $6,019,732.75
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 54,089

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.10 to $77.095 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
SaleClass A Common Stock 17,903 $75.70 $1,355,257.10
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 132,522

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $76.095 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:01 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
ConversionClass A Common Stock 150,425 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005192 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 150,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:14 UTC SaleClass A Common Stock 500 $72.70 $36,347.50
Disclosure

SEC source: 0001209191-19-004269 · doc4.xml · nonDerivative · entry 3

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,605,109

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.56 to $72.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:14 UTC SaleClass A Common Stock 79,795 $71.98 $5,743,771.77
Disclosure

SEC source: 0001209191-19-004269 · doc4.xml · nonDerivative · entry 2

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,605,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.535 to $72.515 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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January 15, 2019 Filed Jan 17, 2019 22:14 UTC SaleClass A Common Stock 17,947 $70.74 $1,269,484.63
Disclosure

SEC source: 0001209191-19-004269 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,685,404

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.48 to $71.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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December 27, 2018 Filed Dec 27, 2018 21:59 UTC
McKinnon ToddDirector · Chief Executive Officer
GiftClass A Common Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064197 · doc4.xml · nonDerivative · entry 2

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: The transaction reported involved a gift by the Reporting Person of 3,500 shares of Class A Common Stock to the McKinnon-Stachon Family Charitable Trust, a donor advised fund.

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December 24, 2018 Filed Dec 27, 2018 21:59 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064197 · doc4.xml · derivative · entry 3

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,183,906

Underlying: Class A Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 24, 2018 Filed Dec 27, 2018 21:59 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass A Common Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064197 · doc4.xml · nonDerivative · entry 1

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 18, 2018 Filed Dec 19, 2018 22:02 UTC
Kerrest Jacques FredericDirector · Chief Operating Officer
GiftClass A Common Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063518 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · timeliness: The transaction reported involved a gift by the Reporting Person of 9,934 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Family Foundation, a donor advised fund.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC ConversionClass B Common Stock · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · derivative · entry 9

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC Exercise / conversionClass B Common Stock · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · derivative · entry 8

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · derivative · entry 7

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Class B Common Stock · 17,500 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing 11/12/2015, subject to the Reporting Person's continuous service to the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC SaleClass A Common Stock 700 $64.94 $45,458.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · nonDerivative · entry 6

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.38 to $65.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC SaleClass A Common Stock 5,722 $63.74 $364,720.28
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · nonDerivative · entry 5

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC SaleClass A Common Stock 2,400 $62.95 $151,080.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · nonDerivative · entry 4

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,422

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.33 to $63.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC SaleClass A Common Stock 2,003 $61.60 $123,384.80
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · nonDerivative · entry 3

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,822

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.26 to $62.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC SaleClass A Common Stock 6,675 $60.60 $404,505.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · nonDerivative · entry 2

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,825

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.195 to $61.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2018 Filed Dec 19, 2018 22:03 UTC ConversionClass A Common Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063520 · doc4.xml · nonDerivative · entry 1

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 17, 2018 Filed Dec 19, 2018 22:01 UTC SaleClass A Common Stock 8,765 $65.21 $571,583.18
Disclosure

SEC source: 0001209191-18-063517 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,703,351

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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December 17, 2018 Filed Dec 19, 2018 22:05 UTC
Losch William EChief Financial Officer
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063524 · doc4.xml · derivative · entry 14

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 17, 2018 Filed Dec 19, 2018 22:05 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063524 · doc4.xml · derivative · entry 13

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 17, 2018 Filed Dec 19, 2018 22:05 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-18-063524 · doc4.xml · derivative · entry 12

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,536

Underlying: Class B Common Stock · 20,000 shares

Expires 2025-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

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December 17, 2018 Filed Dec 19, 2018 22:05 UTC
Losch William EChief Financial Officer
GiftClass B Common Stock · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063524 · doc4.xml · derivative · entry 11

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 419,886

Underlying: Class A Common Stock · 17,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 17, 2018 Filed Dec 19, 2018 22:05 UTC
Losch William EChief Financial Officer
GiftClas B Common Stock · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063524 · doc4.xml · derivative · entry 10

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.