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Nasdaq · USD

OKTA

Okta, Inc.

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Tapewire entity
3154
SEC CIK
0001660134
Parsed reports
731

Last 12 months

Inside the activity.

2 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202606
Feb 202601
Mar 202609
Apr 202624
May 202604
Jun 2026019
Jul 202604
Aug 202600
Sep 2026027
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 12, 2019 17:19 UTC
Race CharlesSee Remarks
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-036454 · doc4.xml · derivative · entry 6

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2026-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

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June 10, 2019 Filed Jun 12, 2019 17:19 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 3,942 $132.02 $520,403.52
Disclosure

SEC source: 0001209191-19-036454 · doc4.xml · nonDerivative · entry 5

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.94 to $132.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2019 Filed Jun 12, 2019 17:19 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 11,408 $131.46 $1,499,640.92
Disclosure

SEC source: 0001209191-19-036454 · doc4.xml · nonDerivative · entry 4

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,532

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131 to $131.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2019 Filed Jun 12, 2019 17:19 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 8,150 $130.67 $1,064,945.83
Disclosure

SEC source: 0001209191-19-036454 · doc4.xml · nonDerivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,940

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130 to $130.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2019 Filed Jun 12, 2019 17:19 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 6,500 $129.47 $841,555.00
Disclosure

SEC source: 0001209191-19-036454 · doc4.xml · nonDerivative · entry 2

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,090

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129 to $129.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:19 UTC
Race CharlesSee Remarks
ConversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036454 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:16 UTC
Kerrest Jacques FredericDirector · See Remarks
ConversionClass B Common Stock · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036450 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 43,414

Underlying: Class A Common Stock · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:16 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 200 $133.31 $26,662.00
Disclosure

SEC source: 0001209191-19-036450 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,976

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.11 to $133.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2019 Filed Jun 12, 2019 21:16 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 571 $132.36 $75,574.71
Disclosure

SEC source: 0001209191-19-036450 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,176

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.71 to $132.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2019 Filed Jun 12, 2019 21:16 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 500 $131.29 $65,643.00
Disclosure

SEC source: 0001209191-19-036450 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,747

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.68 to $131.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:16 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 513 $130.12 $66,750.07
Disclosure

SEC source: 0001209191-19-036450 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,247

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.66 to $130.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:16 UTC
Kerrest Jacques FredericDirector · See Remarks
ConversionClass A Common Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036450 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:48 UTC SaleClass A Common Stock 6,782 $107.20 $727,018.87
Disclosure

SEC source: 0001209191-19-031074 · doc4.xml · nonDerivative · entry 5

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,449,205

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.02 to $107.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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May 15, 2019 Filed May 17, 2019 21:48 UTC SaleClass A Common stock 28,191 $106.39 $2,999,308.15
Disclosure

SEC source: 0001209191-19-031074 · doc4.xml · nonDerivative · entry 4

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,455,987

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.02 to $107.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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May 15, 2019 Filed May 17, 2019 21:48 UTC SaleClass A Common Stock 9,624 $105.83 $1,018,469.42
Disclosure

SEC source: 0001209191-19-031074 · doc4.xml · nonDerivative · entry 3

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,484,178

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.02 to $106.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:48 UTC SaleClass A Common Stock 1,100 $104.35 $114,789.29
Disclosure

SEC source: 0001209191-19-031074 · doc4.xml · nonDerivative · entry 2

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,493,802

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.02 to $104.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:48 UTC SaleClass A Common Stock 3,200 $103.40 $330,890.56
Disclosure

SEC source: 0001209191-19-031074 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,494,902

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.01 to $104.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
May 15, 2019 Filed May 17, 2019 17:52 UTC
Runyan Jonathan TGeneral Counsel and Secretary
SaleClass A Common Stock 398 $107.11 $42,628.31
Disclosure

SEC source: 0001209191-19-031077 · doc4.xml · nonDerivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 48,844

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.85 to $107.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 17, 2019 17:52 UTC
Runyan Jonathan TGeneral Counsel and Secretary
SaleClass A Common Stock 2,302 $106.26 $244,603.84
Disclosure

SEC source: 0001209191-19-031077 · doc4.xml · nonDerivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 49,242

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.85 to $106.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 17, 2019 17:52 UTC
Runyan Jonathan TGeneral Counsel and Secretary
SaleClass A Common Stock 100 $104.64 $10,464.00
Disclosure

SEC source: 0001209191-19-031077 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 51,544

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 15, 2019 Filed May 17, 2019 17:52 UTC
Runyan Jonathan TGeneral Counsel and Secretary
SaleClass A Common Stock 200 $103.22 $20,643.00
Disclosure

SEC source: 0001209191-19-031077 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 51,644

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.02 to $103.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · derivative · entry 9

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
Exercise / conversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · derivative · entry 8

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · derivative · entry 7

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2026-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 1,300 $107.21 $139,368.71
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · nonDerivative · entry 6

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.93 to $107.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 4,700 $106.51 $500,589.95
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · nonDerivative · entry 5

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,890

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.93 to $106.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 12,312 $105.30 $1,296,447.44
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · nonDerivative · entry 4

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,590

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.88 to $105.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 4,688 $104.22 $488,587.11
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · nonDerivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,902

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.83 to $104.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 7,000 $103.35 $723,417.80
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · nonDerivative · entry 2

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,590

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.81 to $103.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 17:05 UTC
Race CharlesSee Remarks
ConversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029702 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
ConversionClass B Common Stock · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027447 · doc4.xml · derivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 45,198

Underlying: Class A Common Stock · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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May 01, 2019 Filed May 3, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 500 $104.89 $52,445.00
Disclosure

SEC source: 0001209191-19-027447 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,976

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.45 to $105.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 01, 2019 Filed May 3, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 700 $103.57 $72,499.00
Disclosure

SEC source: 0001209191-19-027447 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,476

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.18 to $103.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 01, 2019 Filed May 3, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 584 $102.58 $59,906.72
Disclosure

SEC source: 0001209191-19-027447 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,176

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.17 to $103.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 01, 2019 Filed May 3, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
ConversionClass A Common Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027447 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · derivative · entry 7

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · derivative · entry 6

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · derivative · entry 5

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,536

Underlying: Class B Common Stock · 20,000 shares

Expires 2025-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 13,887 $93.77 $1,302,188.16
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · nonDerivative · entry 4

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,798

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.31 to $94.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 2,102 $92.87 $195,216.10
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · nonDerivative · entry 3

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,685

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.30 to $93.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 4,011 $91.76 $368,042.94
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · nonDerivative · entry 2

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,787

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.29 to $92.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC
Losch William EChief Financial Officer
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025773 · doc4.xml · nonDerivative · entry 1

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 15, 2019 Filed Apr 17, 2019 21:36 UTC SaleClass A Common Stock 1,478 $96.72 $142,956.45
Disclosure

SEC source: 0001209191-19-025065 · doc4.xml · nonDerivative · entry 3

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,498,102

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.62 to $96.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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April 15, 2019 Filed Apr 17, 2019 21:36 UTC SaleClass A Common Stock 8,818 $95.94 $846,011.27
Disclosure

SEC source: 0001209191-19-025065 · doc4.xml · nonDerivative · entry 2

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,499,580

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.58 to $96.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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April 15, 2019 Filed Apr 17, 2019 21:36 UTC SaleClass A Common Stock 25,373 $95.24 $2,416,476.31
Disclosure

SEC source: 0001209191-19-025065 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,508,398

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.58 to $95.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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April 10, 2019 Filed Apr 12, 2019 17:02 UTC
Race CharlesSee Remarks
ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024493 · doc4.xml · derivative · entry 7

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 17:02 UTC
Race CharlesSee Remarks
Exercise / conversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024493 · doc4.xml · derivative · entry 6

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 17:02 UTC
Race CharlesSee Remarks
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-024493 · doc4.xml · derivative · entry 5

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2026-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

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April 10, 2019 Filed Apr 12, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 4,200 $93.76 $393,778.56
Disclosure

SEC source: 0001209191-19-024493 · doc4.xml · nonDerivative · entry 4

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.56 to $94.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 10, 2019 Filed Apr 12, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 18,500 $93.11 $1,722,514.65
Disclosure

SEC source: 0001209191-19-024493 · doc4.xml · nonDerivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,790

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.55 to $93.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.