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Nasdaq · USD

OKTA

Okta, Inc.

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3154
SEC CIK
0001660134
Parsed reports
731

Last 12 months

Inside the activity.

2 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202606
Feb 202601
Mar 202609
Apr 202624
May 202604
Jun 2026019
Jul 202604
Aug 202600
Sep 2026027
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2019 Filed Sep 18, 2019 21:09 UTC
McKinnon ToddDirector · Chief Executive Officer
SaleClass A Common Stock 1,773 $102.57 $181,847.92
Disclosure

SEC source: 0001209191-19-050095 · doc4.xml · nonDerivative · entry 2

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $99.99 to $104.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 15, 2019 Filed Sep 18, 2019 17:13 UTC
Runyan Jonathan TGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050099 · doc4.xml · derivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

Underlying: Class A Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 17:13 UTC
Runyan Jonathan TGeneral Counsel and Secretary
Exercise / conversionClass A Common Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050099 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · derivative · entry 8

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,063

Underlying: Class A Common Stock · 2,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F10 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F10 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
Exercise / conversionClass A Common Stock 2,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 1

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 17:11 UTC
Race CharlesSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050096 · doc4.xml · derivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,813

Underlying: Class A Common Stock · 1,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 17:11 UTC
Race CharlesSee Remarks
Exercise / conversionClass A Common Stock 1,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050096 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050092 · doc4.xml · derivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,875

Underlying: Class A Common Stock · 3,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
Exercise / conversionClass A Common Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050092 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 21:09 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050095 · doc4.xml · derivative · entry 3

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,313

Underlying: Class A Common Stock · 3,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 21:09 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 3,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050095 · doc4.xml · nonDerivative · entry 1

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · derivative · entry 9

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · derivative · entry 8

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · derivative · entry 7

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2026-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 124 $109.44 $13,570.56
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · nonDerivative · entry 6

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.19 to $109.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 17,492 $108.56 $1,898,879.04
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · nonDerivative · entry 5

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,877

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.17 to $109.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 8,147 $107.61 $876,665.27
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · nonDerivative · entry 4

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,369

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.16 to $108.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 14,882 $106.75 $1,588,668.38
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · nonDerivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,516

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.15 to $107.145 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 9,355 $105.74 $989,167.76
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · nonDerivative · entry 2

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,398

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.14 to $106.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:04 UTC
Race CharlesSee Remarks
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049350 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2019 Filed Feb 4, 2020 01:11 UTC OtherClass A Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006136 · doc4.xml · nonDerivative · entry 1

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,663

F1 · date: Late filing due to inadvertent administrative error.

F2 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale, of securities without consideration, by a limited partnership to its partners.

F3 · balance_after: The Reporting Person's Form 4 filed on December 18, 2019, relating to the gift of 983 shares on December 16, 2019, inadvertently understated the Reporting Person's beneficially owned shares by the 928 shares. The Reporting Person's beneficially owned shares as of December 16, 2019 following the gift was 15,680 shares.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:09 UTC SaleClass A Common Stock 100 $128.97 $12,897.00
Disclosure

SEC source: 0001209191-19-046633 · doc4.xml · nonDerivative · entry 4

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,302,514

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:09 UTC SaleClass A Common Stock 5,500 $128.23 $705,245.20
Disclosure

SEC source: 0001209191-19-046633 · doc4.xml · nonDerivative · entry 3

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,302,614

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.86 to $128.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:09 UTC SaleClass A Common Stock 28,647 $127.21 $3,644,319.51
Disclosure

SEC source: 0001209191-19-046633 · doc4.xml · nonDerivative · entry 2

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,308,114

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.86 to $127.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:09 UTC SaleClass A Common Stock 14,650 $126.49 $1,853,101.94
Disclosure

SEC source: 0001209191-19-046633 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,336,761

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.86 to $126.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 11,011 $133.84 $1,473,690.22
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 10

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,209

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.76 to $134.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 34,737 $133.26 $4,628,990.09
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 9

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,220

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.76 to $133.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 24,317 $132.19 $3,214,488.55
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 8

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,957

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.76 to $132.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 15,102 $131.35 $1,983,659.78
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 7

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,274

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.76 to $131.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 14,833 $130.23 $1,931,768.34
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 6

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,376

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.75 to $130.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 300 $133.08 $39,924.99
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 5

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,209

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.05 to $133.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 4,381 $132.50 $580,471.55
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 4

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,509

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.92 to $132.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 44,286 $131.29 $5,814,437.37
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 3

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,890

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.91 to $131.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 29,493 $130.59 $3,851,620.64
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 2

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,176

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.91 to $130.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2019 Filed Aug 14, 2019 21:20 UTC SaleClass A Common Stock 21,540 $129.40 $2,787,273.85
Disclosure

SEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 1

Grady Patrick W · CIK 0001700423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,669

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.89 to $129.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · derivative · entry 8

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · derivative · entry 7

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · derivative · entry 6

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2026-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 1,200 $135.43 $162,518.04
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · nonDerivative · entry 5

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.35 to $135.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 8,590 $134.44 $1,154,858.50
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · nonDerivative · entry 4

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,953

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.07 to $134.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 15,751 $133.47 $2,102,314.32
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · nonDerivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,543

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.07 to $134.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 24,459 $132.45 $3,239,697.28
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · nonDerivative · entry 2

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,294

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.06 to $133.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 17:02 UTC
Race CharlesSee Remarks
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045775 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 43,500 $0.00 Strike: $39.21 $0.00
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · derivative · entry 10

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Class A Common Stock · 43,500 shares

Expires 2028-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 194,049 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · derivative · entry 9

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 194,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionClass B Common Stock · Derivative 194,049 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · derivative · entry 8

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,049

Underlying: Class A Common Stock · 194,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 194,049 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · derivative · entry 7

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805,951

Underlying: Class B Common Stock · 194,049 shares

Expires 2026-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

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July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
SaleClass A Common Stock 2,900 $134.02 $388,653.94
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · nonDerivative · entry 6

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.69 to $134.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
SaleClass A Common Stock 68,721 $133.05 $9,143,019.81
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · nonDerivative · entry 5

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.69 to $133.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 30, 2019 Filed Aug 1, 2019 21:01 UTC
McKinnon ToddDirector · Chief Executive Officer
SaleClass A Common Stock 123,240 $132.19 $16,290,602.64
Disclosure

SEC source: 0001209191-19-044054 · doc4.xml · nonDerivative · entry 4

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,621

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.69 to $132.685 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.