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Nasdaq · USD

OKTA

Okta, Inc.

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3154
SEC CIK
0001660134
Parsed reports
731

Last 12 months

Inside the activity.

2 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202606
Feb 202601
Mar 202609
Apr 202624
May 202604
Jun 2026019
Jul 202604
Aug 202600
Sep 2026027
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2019 Filed Oct 18, 2019 21:03 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,060 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-053627 · doc4.xml · derivative · entry 3

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,891

Underlying: Class B Common Stock · 7,060 shares

Expires 2026-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

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October 16, 2019 Filed Oct 18, 2019 21:03 UTC
McKinnon ToddDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,947 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-19-053627 · doc4.xml · derivative · entry 2

McKinnon Todd · CIK 0001700626 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,053

Underlying: Class B Common Stock · 13,947 shares

Expires 2025-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

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October 15, 2019 Filed Oct 17, 2019 20:57 UTC SaleClass A Common Stock 5,275 $116.77 $615,978.63
Disclosure

SEC source: 0001209191-19-053440 · doc4.xml · nonDerivative · entry 3

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,204,718

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.53 to $117.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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October 15, 2019 Filed Oct 17, 2019 20:57 UTC SaleClass A Common Stock 26,740 $115.96 $3,100,829.23
Disclosure

SEC source: 0001209191-19-053440 · doc4.xml · nonDerivative · entry 2

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,209,993

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.53 to $116.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:57 UTC SaleClass A Common Stock 16,884 $115.15 $1,944,219.61
Disclosure

SEC source: 0001209191-19-053440 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,236,733

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.53 to $115.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · derivative · entry 9

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · derivative · entry 8

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · derivative · entry 7

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,736

Underlying: Class B Common Stock · 20,000 shares

Expires 2026-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 100 $120.12 $12,012.00
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · nonDerivative · entry 6

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 800 $119.01 $95,207.04
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · nonDerivative · entry 5

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,564

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.78 to $119.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 4,469 $118.18 $528,133.46
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · nonDerivative · entry 4

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,364

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.77 to $118.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 2,400 $117.38 $281,717.04
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · nonDerivative · entry 3

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,833

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.77 to $117.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 12,231 $116.06 $1,419,490.72
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · nonDerivative · entry 2

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,233

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.67 to $116.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 21:01 UTC
Losch William EChief Financial Officer
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053302 · doc4.xml · nonDerivative · entry 1

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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October 11, 2019 Filed Dec 16, 2019 18:14 UTC
Runyan Jonathan TGeneral Counsel and Secretary
GiftClass A Common Stock 3,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060732 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,000

F1 · kind: The transaction reported is a charitable gift by the Reporting Person of 3,595 shares of Class A Common Stock to the Morgan Stanley Global Impact Funding Trust, Inc., a donor advised fund.

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October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · derivative · entry 8

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · derivative · entry 7

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · derivative · entry 6

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2026-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 4,400 $117.79 $518,294.48
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · nonDerivative · entry 5

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.53 to $118.070 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 16,300 $116.99 $1,906,974.49
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · nonDerivative · entry 4

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,940

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.51 to $117.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 27,381 $116.02 $3,176,773.74
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · nonDerivative · entry 3

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,240

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.51 to $116.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 1,919 $115.35 $221,348.78
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · nonDerivative · entry 2

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,621

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.51 to $115.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 17:02 UTC
Race CharlesSee Remarks
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053180 · doc4.xml · nonDerivative · entry 1

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 19, 2019 Filed Sep 18, 2019 21:05 UTC ConversionClass B Common Stock · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · derivative · entry 8

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 19, 2019 Filed Sep 18, 2019 21:05 UTC Exercise / conversionClass B Common Stock · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · derivative · entry 7

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 19, 2019 Filed Oct 2, 2019 20:56 UTC
KRAMER CHRISTOPHER KChief Accounting Officer
GrantRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051790 · doc4.xml · derivative · entry 3

KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Class A Common Stock · 1,409 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F3 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 19, 2019 Filed Oct 2, 2019 20:56 UTC
KRAMER CHRISTOPHER KChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 3,187 $0.00 Strike: $103.69 $0.00
Disclosure

SEC source: 0001209191-19-051790 · doc4.xml · derivative · entry 2

KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187

Underlying: Class A Common Stock · 3,187 shares

Expires 2029-09-18

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · derivative · entry 6

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,500

Underlying: Class B Common Stock · 17,500 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing 11/12/2015, subject to the Reporting Person's continued service to the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:05 UTC SaleClass A Common Stock 3,019 $103.81 $313,407.52
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · nonDerivative · entry 5

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.66 to $103.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:05 UTC SaleClass A Common Stock 7,600 $103.21 $784,362.56
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · nonDerivative · entry 4

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.57 to $103.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 16, 2019 Filed Sep 18, 2019 21:05 UTC SaleClass A Common Stock 4,908 $101.99 $500,583.61
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · nonDerivative · entry 3

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,619

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.52 to $102.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 16, 2019 Filed Sep 18, 2019 21:05 UTC SaleClass A Common Stock 1,973 $101.10 $199,477.01
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · nonDerivative · entry 2

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,527

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.52 to $101.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 16, 2019 Filed Sep 18, 2019 21:05 UTC ConversionClass A Common Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050093 · doc4.xml · nonDerivative · entry 1

KOUREY MICHAEL R · CIK 0001079576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 16, 2019 Filed Sep 18, 2019 21:01 UTC SaleClass A Common Stock 5,600 $103.89 $581,781.20
Disclosure

SEC source: 0001209191-19-050091 · doc4.xml · nonDerivative · entry 4

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,253,617

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.79 to $104.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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September 16, 2019 Filed Sep 18, 2019 21:01 UTC SaleClass A Common Stock 13,897 $103.37 $1,436,484.25
Disclosure

SEC source: 0001209191-19-050091 · doc4.xml · nonDerivative · entry 3

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,259,217

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.79 to $103.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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September 16, 2019 Filed Sep 18, 2019 21:01 UTC SaleClass A Common Stock 19,800 $102.25 $2,024,480.70
Disclosure

SEC source: 0001209191-19-050091 · doc4.xml · nonDerivative · entry 2

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,273,114

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.79 to $102.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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September 16, 2019 Filed Sep 18, 2019 21:01 UTC SaleClass A Common Stock 9,600 $101.33 $972,751.68
Disclosure

SEC source: 0001209191-19-050091 · doc4.xml · nonDerivative · entry 1

HOROWITZ BENJAMIN A · CIK 0001166586 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,292,914

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.79 to $101.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.

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September 16, 2019 Filed Sep 18, 2019 17:13 UTC
Runyan Jonathan TGeneral Counsel and Secretary
SaleClass A Common Stock 707 $102.57 $72,513.53
Disclosure

SEC source: 0001209191-19-050099 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $99.99 to $104.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · derivative · entry 12

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · derivative · entry 11

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 464 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · derivative · entry 10

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,736

Underlying: Class B Common Stock · 464 shares

Expires 2026-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,536 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · derivative · entry 9

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,536 shares

Expires 2025-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 2,918 $103.80 $302,899.20
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 7

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.55 to $104.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 10,014 $103.19 $1,033,296.59
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 6

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,382

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.54 to $103.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 4,616 $101.99 $470,787.69
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 5

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,396

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.52 to $102.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 2,452 $101.07 $247,828.54
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 4

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,012

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.51 to $101.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 3

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 16, 2019 Filed Sep 18, 2019 21:07 UTC
Losch William EChief Financial Officer
SaleClass A Common Stock 1,108 $102.57 $113,642.13
Disclosure

SEC source: 0001209191-19-050094 · doc4.xml · nonDerivative · entry 2

Losch William E · CIK 0001306938 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $99.99 to $104.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 16, 2019 Filed Sep 18, 2019 17:11 UTC
Race CharlesSee Remarks
SaleClass A Common Stock 794 $102.57 $81,436.69
Disclosure

SEC source: 0001209191-19-050096 · doc4.xml · nonDerivative · entry 2

Race Charles · CIK 0001615160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $99.99 to $104.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 16, 2019 Filed Sep 18, 2019 21:04 UTC
Kerrest Jacques FredericDirector · See Remarks
SaleClass A Common Stock 1,551 $102.57 $159,078.47
Disclosure

SEC source: 0001209191-19-050092 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $99.99 to $104.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.