OGEN

SEC source: 0000899243-18-018136 · doc4.xml · nonDerivative · entry 1

Telling Fred · CIK 0001382225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,538

F1 · shares: Represents an award of restricted stock in connection with service to the Company as a director pursuant to the 2012 Equity Incentive Plan that vests immediately.

SEC source: 0000899243-17-026021 · doc4.xml · derivative · entry 8

KOSKI FAMILY LP · CIK 0001234879 · 10% owner

KOSKI ROBERT C · CIK 0001234880 · Director · 10% owner

KOSKI THOMAS L · CIK 0001234881 · 10% owner

KOSKI CHRISTINE L · CIK 0001234878 · 10% owner

KOSKI BEVERLY · CIK 0001234877 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,419,355

Underlying: Common Stock · 2,419,355 shares

Expires 2024-11-08

F9 · shares: On November 8, 2017, the Company issued to the KFLP in the private placement a warrant to purchase 2,419,355 shares of Common Stock. The Warrant has a term of seven years from the date of issuance, are non-exercisable until 6 months after issuance, and have an exercise price of $0.31 per share. The exercisability of the Warrant into shares of common stock is also subject to shareholder approval.

SEC source: 0000899243-17-026021 · doc4.xml · derivative · entry 7

KOSKI FAMILY LP · CIK 0001234879 · 10% owner

KOSKI ROBERT C · CIK 0001234880 · Director · 10% owner

KOSKI THOMAS L · CIK 0001234881 · 10% owner

KOSKI CHRISTINE L · CIK 0001234878 · 10% owner

KOSKI BEVERLY · CIK 0001234877 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires not disclosed

F8 · shares: On November 8, 2017 the Company issued to the KFLP 1,500,000 shares of Series B Preferred Stock at a purchase price of $0.50 per share which are convertible into 3,000,000 shares of the Company's Common Stock, based on a conversion ratio of one share of Series B Preferred Stock into two shares of common stock. The purchase price per share represented by the shares of common stock the Series B Preferred Stock is convertible into equates to $0.25 per share. The Series B Convertible Preferred Stock will be convertible into shares of common stock commencing on the effective date of shareholder approval and has no expiration date.

F8 · derivative.exercise_date: On November 8, 2017 the Company issued to the KFLP 1,500,000 shares of Series B Preferred Stock at a purchase price of $0.50 per share which are convertible into 3,000,000 shares of the Company's Common Stock, based on a conversion ratio of one share of Series B Preferred Stock into two shares of common stock. The purchase price per share represented by the shares of common stock the Series B Preferred Stock is convertible into equates to $0.25 per share. The Series B Convertible Preferred Stock will be convertible into shares of common stock commencing on the effective date of shareholder approval and has no expiration date.

F8 · derivative.expiration_date: On November 8, 2017 the Company issued to the KFLP 1,500,000 shares of Series B Preferred Stock at a purchase price of $0.50 per share which are convertible into 3,000,000 shares of the Company's Common Stock, based on a conversion ratio of one share of Series B Preferred Stock into two shares of common stock. The purchase price per share represented by the shares of common stock the Series B Preferred Stock is convertible into equates to $0.25 per share. The Series B Convertible Preferred Stock will be convertible into shares of common stock commencing on the effective date of shareholder approval and has no expiration date.

SEC source: 0000899243-17-017199 · doc4.xml · derivative · entry 1

POPE CHARLES L · CIK 0001136354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-06-22

F1 · shares: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017

F1 · balance_after: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017

SEC source: 0000899243-17-017211 · doc4.xml · derivative · entry 7

KOSKI FAMILY LP · CIK 0001234879 · 10% owner

KOSKI ROBERT C · CIK 0001234880 · 10% owner

KOSKI THOMAS L · CIK 0001234881 · 10% owner

KOSKI CHRISTINE L · CIK 0001234878 · 10% owner

KOSKI BEVERLY · CIK 0001234877 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-06-22

F8 · shares: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017

F8 · balance_after: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017

SEC source: 0000899243-17-017200 · doc4.xml · derivative · entry 1

Sullivan Michael O'Keefe · CIK 0001542199 · CFO, Secretary and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2027-06-22

F1 · security: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan, that vest equally over three years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

F1 · shares: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan, that vest equally over three years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

F1 · balance_after: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan, that vest equally over three years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

SEC source: 0000899243-17-017198 · doc4.xml · derivative · entry 1

Telling Fred · CIK 0001382225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-06-22

F1 · shares: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017

F1 · balance_after: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017

SEC source: 0000899243-17-017197 · doc4.xml · derivative · entry 1

Joslyn Alan · CIK 0001294887 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-06-22

F1 · security: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan, that vest equally over three years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

F1 · shares: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan, that vest equally over three years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

F1 · balance_after: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan, that vest equally over three years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

SEC source: 0000899243-17-017196 · doc4.xml · derivative · entry 1

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-06-22

F1 · shares: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

F1 · balance_after: Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, June 22, 2017.

SEC source: 0000899243-17-003782 · doc4.xml · nonDerivative · entry 1

POPE CHARLES L · CIK 0001136354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,063

F1 · shares: Represents an award of restricted stock in connection with service to the Company as a director pursuant to the 2012 Equity Incentive Plan that vests equally over each of the four calendar quarters during 2017.

SEC source: 0000899243-17-003783 · doc4.xml · nonDerivative · entry 3

KOSKI FAMILY LP · CIK 0001234879 · 10% owner

KOSKI ROBERT C · CIK 0001234880 · Director · 10% owner

KOSKI THOMAS L · CIK 0001234881 · 10% owner

KOSKI CHRISTINE L · CIK 0001234878 · 10% owner

KOSKI BEVERLY · CIK 0001234877 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,878

F4 · ownership.direct: Shares owned directly by Robert C. Koski, a director of the Company.

F8 · ownership.direct: Represents an award of restricted stock in connection with service to the Company as director pursuant to the 2012 Equity Incentive Plan that vest equally over each of the four calendar quarters during 2017.

SEC source: 0000899243-17-003781 · doc4.xml · nonDerivative · entry 1

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,588

F1 · balance_after: Represents an award of restricted stock in connection with service to the Company as a director pursuant to the 2012 Equity Incentive Plan that vests equally over each of the four calendar quarters during 2017.

SEC source: 0000899243-17-003780 · doc4.xml · nonDerivative · entry 1

Telling Fred · CIK 0001382225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,354

F1 · shares: Represents an award of restricted stock in connection with service to the Company as a director pursuant to the 2012 Equity Incentive Plan that vest equally over each of the four calendar quarters during 2017.