NX

SEC source: 0001127602-20-030573 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,375.523

SEC source: 0001127602-20-030568 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,588.5638

Underlying: Common Stock · 864.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · kind: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F1 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F1 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 119.66 phantom stock units that are credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-20-030709 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,652

SEC source: 0001127602-20-028654 · form4.xml · derivative · entry 6

Wilson George Laverne · CIK 0001713905 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,579 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F5 · derivative.exercise_date: The options became exercisable in three equal annual installments. The first installment became exercisable on November 30, 2012, and the next two installments became exercisable on November 30, 2013 and November 30, 2014.

SEC source: 0001127602-20-028654 · form4.xml · nonDerivative · entry 4

Wilson George Laverne · CIK 0001713905 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,020.806

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F4 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.44, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 49.938 and 813.818 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan and brokerage account respectively.

SEC source: 0001127602-20-028654 · form4.xml · nonDerivative · entry 3

Wilson George Laverne · CIK 0001713905 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,599.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F2 · balance_after: Includes 49.938 and 813.818 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan and brokerage account respectively.

SEC source: 0001127602-20-028654 · form4.xml · derivative · entry 5

Wilson George Laverne · CIK 0001713905 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,579

Underlying: Common Stock · 8,021 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F5 · derivative.exercise_date: The options became exercisable in three equal annual installments. The first installment became exercisable on November 30, 2012, and the next two installments became exercisable on November 30, 2013 and November 30, 2014.

SEC source: 0001127602-20-028654 · form4.xml · nonDerivative · entry 2

Wilson George Laverne · CIK 0001713905 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,020.806

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F3 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $21.21, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 49.938 and 813.818 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan and brokerage account respectively.

SEC source: 0001127602-20-028654 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,041.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F2 · balance_after: Includes 49.938 and 813.818 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan and brokerage account respectively.

SEC source: 0001127602-20-028023 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413

Underlying: Common Stock · 4,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-20-028018 · form4.xml · derivative · entry 1

Mendes Meredith W. · CIK 0001616435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,708

Underlying: Common Stock · 4,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-20-028022 · form4.xml · derivative · entry 4

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,065

Underlying: Common Stock · 4,188 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F4 · derivative.exercise_date: The restricted stock units vested immediately.

F5 · derivative.exercise_date: The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F4 · derivative.expiration_date: The restricted stock units vested immediately.

F5 · derivative.expiration_date: The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-20-028016 · form4.xml · derivative · entry 1

Maier Donald R. · CIK 0001537460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

Underlying: Common Stock · 4,188 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-20-028020 · form4.xml · derivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,479

Underlying: Common Stock · 4,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability or cessation of service as a director, or change of control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability or cessation of service as a director, or change of control of the Company.

SEC source: 0001127602-20-028014 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,479

Underlying: Common Stock · 4,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability or cessation of service as a director, or change of control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability or cessation of service as a director, or change of control of the Company.

SEC source: 0001127602-20-028013 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,068

Underlying: Common Stock · 4,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability or cessation of service as a director, or change of control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability or cessation of service as a director, or change of control of the Company.

SEC source: 0001127602-20-028022 · form4.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,877

Underlying: Common Stock · 5,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F3 · derivative.exercise_date: The restricted stock unit vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person.

F3 · derivative.expiration_date: The restricted stock unit vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person.

SEC source: 0001127602-20-028022 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

SEC source: 0001127602-20-028022 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-026865 · form4.xml · derivative · entry 3

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in January 2019

SEC source: 0001127602-20-026865 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,375.523

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in January 2019

F2 · balance_after: Includes 88.533 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-20-026865 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875.523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in January 2019

F2 · balance_after: Includes 88.533 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-20-026720 · form4.xml · derivative · entry 3

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,390 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

SEC source: 0001127602-20-026720 · form4.xml · nonDerivative · entry 2

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,910

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.83, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-20-026720 · form4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-026717 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-20-026281 · form4.xml · derivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,390 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

SEC source: 0001127602-20-026281 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,280

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.71 to $18.98, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-20-026281 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-026274 · form4.xml · derivative · entry 6

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,100 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

SEC source: 0001127602-20-026274 · form4.xml · nonDerivative · entry 4

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,182

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.76 to $18.92, inclusive on 10/2. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-20-026274 · form4.xml · nonDerivative · entry 3

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-026274 · form4.xml · derivative · entry 5

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 2,290 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

SEC source: 0001127602-20-026274 · form4.xml · nonDerivative · entry 2

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,182

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.75 to $19.2376, inclusive on 9/30. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-20-026274 · form4.xml · nonDerivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-025857 · form4.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,390 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

SEC source: 0001127602-20-025857 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $18.515 to $18.76, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-20-025857 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-024369 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,604.5438

Underlying: Common Stock · 1,095.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · kind: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F1 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F1 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 151.905 phantom stock units that are credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-20-018167 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,356.6858

Underlying: Common Stock · 1,394.3058 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · kind: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F1 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F1 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 196.545 phantom stock units credited to the participant's account as the result of prior automatic dividend reinvestments.

SEC source: 0001127602-20-008366 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,851.745

Underlying: Common Stock · 1,109.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · kind: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F1 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F1 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 718.233 phantom stock units credited to the participant's account as the result of prior automatic dividend reinvestments.

SEC source: 0001127602-20-016682 · form4a.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,765.835

Underlying: Common Stock · 1,023.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · kind: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F3 · shares: Due to a clerical error, the reporting person's original Form 4 related to this transaction indicated the acquisition of 1,109.68 phantom stock units.

F1 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F1 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F4 · balance_after: Includes 718.233 phantom stock units credited to the participant's account as the result of prior automatic dividend reinvestments.

SEC source: 0001127602-20-000215 · form4.xml · derivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816

Underlying: Common Stock · 7,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the three-year anniversary of the grant date, and are payable in cash if the grantee remains employed by the Company at that time.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the three-year anniversary of the grant date, and are payable in cash if the grantee remains employed by the Company at that time.

SEC source: 0001127602-19-035044 · form4.xml · nonDerivative · entry 2

Zuehlke Scott M. · CIK 0001550744 · VP, IR & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,352

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Shares originally granted on November 30, 2016.

SEC source: 0001127602-19-035044 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · VP, IR & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,608

F1 · kind: On November 30, 2016, the reporting person was granted a target number of performance shares, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2016 through October 31, 2019. The payout amount was finalized on December 12, 2019, resulting in the issuance of common stock on December 13, 2019.

SEC source: 0001127602-19-035041 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,280

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Shares originally granted on November 30, 2016.

SEC source: 0001127602-19-035041 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,322

F1 · kind: On November 30, 2016, the reporting person was granted a target number of performance shares, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2016 through October 31, 2019. The payout amount was finalized on December 12, 2019, resulting in the issuance of common stock on December 13, 2019.

SEC source: 0001127602-19-035043 · form4.xml · nonDerivative · entry 2

Wilson George Laverne · CIK 0001713905 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,157.05

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Shares originally granted on November 30, 2016.

SEC source: 0001127602-19-035043 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,678.05

F1 · kind: On November 30, 2016, the reporting person was granted a target number of performance shares, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2016 through October 31, 2019. The payout amount was finalized on December 12, 2019, resulting in the issuance of common stock on December 13, 2019.

SEC source: 0001127602-19-035039 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286.99

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Shares originally granted on November 30, 2016.