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Quanex Building Products CORP

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5077
SEC CIK
0001423221
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 5, 2021 21:43 UTC
Cornett PaulSVP General Counsel, Secretary
Exercise / conversionCommon Stock 1,500 $15.08 $22,620.00
Disclosure

SEC source: 0001127602-21-000613 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,315.674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F2 · balance_after: Includes 14.151 shares that are credited to the participant's ESPP account as a result of automatic dividend reinvestment.

Read SEC document
December 28, 2020 Filed Dec 28, 2020 21:33 UTC SaleCommon Stock 25,423 $22.75 $578,413.93
Disclosure

SEC source: 0001127602-20-032381 · form4.xml · nonDerivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 241 shares that were earned as part of a dividend reinvestment.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.75 to $22.775, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:31 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 22,186 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · derivative · entry 6

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 22,186 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:31 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 22,186 $22.51 $499,455.67
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 4

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.56, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:31 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionCommon Stock 22,186 $16.72 $370,949.92
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:31 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 41,664 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · derivative · entry 5

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,686

Underlying: Common Stock · 41,664 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:31 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 41,664 $22.51 $937,852.47
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.64, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:31 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionCommon Stock 41,664 $16.72 $696,622.08
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 11,150 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 12

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,350

Underlying: Common Stock · 11,150 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 11,150 $22.50 $250,876.12
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 8

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.515, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionCommon Stock 11,150 $16.72 $186,428.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 7

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 11

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 100,000 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 100,000 $22.67 $2,266,630.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 6

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.905, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionCommon Stock 100,000 $16.72 $1,672,000.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 5

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 5,987 $0.00 Strike: $19.77 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 10

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,987 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 8,132 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 9

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,132 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 5,987 $22.51 $134,782.34
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 4

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.595, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionCommon Stock 5,987 $19.77 $118,362.99
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 8,132 $22.51 $183,071.65
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.595, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Exercise / conversionCommon Stock 8,132 $14.75 $119,947.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 21:55 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Exercise / conversionStock Options (Right to Buy) · Derivative 12,500 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0001127602-20-031378 · form4.xml · derivative · entry 5

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2026-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 21:55 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
SaleCommon Stock 12,500 $22.32 $278,958.75
Disclosure

SEC source: 0001127602-20-031378 · form4.xml · nonDerivative · entry 4

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,205

F3 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $21.89 to $22.55, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 21:55 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Exercise / conversionCommon Stock 12,500 $17.46 $218,250.00
Disclosure

SEC source: 0001127602-20-031378 · form4.xml · nonDerivative · entry 3

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:55 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Tax withholdingCommon Stock 336 $21.80 $7,324.80
Disclosure

SEC source: 0001127602-20-031378 · form4.xml · nonDerivative · entry 2

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,205

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 7, 2017.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:55 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
GrantCommon Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031378 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,541

F1 · kind: On December 7, 2017, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 200% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2017 through October 31, 2020. The payout amount was finalized on December 11, 2020, resulting in the issuance of common stock on December 14, 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:46 UTC
Wilson George LaverneDirector · President & CEO
Tax withholdingCommon Stock 2,641 $21.80 $57,573.80
Disclosure

SEC source: 0001127602-20-031375 · form4.xml · nonDerivative · entry 2

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,469.806

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 7, 2017.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:46 UTC
Wilson George LaverneDirector · President & CEO
GrantCommon Stock 7,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031375 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,110.806

F1 · kind: On December 7, 2017, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 200% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2017 through October 31, 2020. The payout amount was finalized on December 11, 2020, resulting in the issuance of common stock on December 14, 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:45 UTC
Cornett PaulSVP General Counsel, Secretary
Tax withholdingCommon Stock 256 $21.80 $5,580.80
Disclosure

SEC source: 0001127602-20-031374 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801.523

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 7, 2017.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:45 UTC
Cornett PaulSVP General Counsel, Secretary
GrantCommon Stock 1,048 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031374 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,057.523

F1 · kind: On December 7, 2017, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 200% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2017 through October 31, 2020. The payout amount was finalized on December 11, 2020, resulting in the issuance of common stock on December 14, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:53 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Tax withholdingCommon Stock 6,650 $21.80 $144,970.00
Disclosure

SEC source: 0001127602-20-031568 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 7, 2017.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:53 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
GrantCommon Stock 16,899 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031568 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,286

F1 · kind: On December 7, 2017, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 200% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2017 through October 31, 2020. The payout amount was finalized on December 11, 2020, resulting in the issuance of common stock on December 14, 2020.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 77 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · derivative · entry 9

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F4 · derivative.exercise_date: The options became exercisable in three equal annual installments. The first installment became exercisable on April 1, 2012, and the next two installments became exercisable on April 1, 2013 and April 1, 2014.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
SaleCommon Stock 77 $22.00 $1,694.00
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · nonDerivative · entry 6

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,036.806

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
Exercise / conversionCommon Stock 77 $20.27 $1,560.79
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · nonDerivative · entry 5

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,113.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 10,719 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · derivative · entry 8

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock · 10,719 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F4 · derivative.exercise_date: The options became exercisable in three equal annual installments. The first installment became exercisable on April 1, 2012, and the next two installments became exercisable on April 1, 2013 and April 1, 2014.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
SaleCommon Stock 10,719 $22.01 $235,941.27
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · nonDerivative · entry 4

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,036.806

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F3 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.09, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
Exercise / conversionCommon Stock 10,719 $20.27 $217,274.13
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · nonDerivative · entry 3

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,755.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

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December 09, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 4,204 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · derivative · entry 7

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,796

Underlying: Common Stock · 4,204 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F4 · derivative.exercise_date: The options became exercisable in three equal annual installments. The first installment became exercisable on April 1, 2012, and the next two installments became exercisable on April 1, 2013 and April 1, 2014.

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December 09, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
SaleCommon Stock 4,204 $22.02 $92,568.30
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · nonDerivative · entry 2

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,036.806

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.13, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 09, 2020 Filed Dec 11, 2020 21:56 UTC
Wilson George LaverneDirector · President & CEO
Exercise / conversionCommon Stock 4,204 $20.27 $85,215.08
Disclosure

SEC source: 0001127602-20-031187 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,240.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:28 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
Tax withholdingCommon Stock 5,893 $21.64 $127,524.52
Disclosure

SEC source: 0001127602-20-030873 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,387

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 7, 2017.

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December 07, 2020 Filed Dec 8, 2020 22:29 UTC
Cornett PaulSVP General Counsel, Secretary
Tax withholdingCommon Stock 366 $21.64 $7,920.24
Disclosure

SEC source: 0001127602-20-030875 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,009.523

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 7, 2017.

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December 07, 2020 Filed Dec 8, 2020 22:28 UTC
Wilson George LaverneDirector · President & CEO
Tax withholdingCommon Stock 2,484 $21.64 $53,753.76
Disclosure

SEC source: 0001127602-20-030872 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,036.806

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 7, 2017.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:27 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,616 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030871 · form4.xml · derivative · entry 4

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest on the eighteen month anniversary of the grant date, and are payable in cash at that time.

F4 · derivative.expiration_date: The Restricted Stock Units vest on the eighteen month anniversary of the grant date, and are payable in cash at that time.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:27 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Disposition to issuerCommon Stock 4,616 $21.64 $99,890.24
Disclosure

SEC source: 0001127602-20-030871 · form4.xml · nonDerivative · entry 3

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,165

F2 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:27 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Exercise / conversionCommon Stock 4,616 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030871 · form4.xml · nonDerivative · entry 2

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:27 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Tax withholdingCommon Stock 487 $21.64 $10,538.68
Disclosure

SEC source: 0001127602-20-030871 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,165

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 7, 2017.

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December 02, 2020 Filed Dec 4, 2020 21:43 UTC GrantPhantom Stock Units · Derivative 821.76 $20.68 $16,994.00
Disclosure

SEC source: 0001127602-20-030590 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821.76

Underlying: Common Stock · 821.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · kind: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F1 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F1 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

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December 02, 2020 Filed Dec 4, 2020 21:52 UTC
Wilson George LaverneDirector · President & CEO
GrantCommon Stock 25,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030607 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,520.806

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:45 UTC
LIVINGSTON MARK AVP CAO Controller
GrantCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030594 · form4.xml · nonDerivative · entry 1

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.