NX

SEC source: 0001127602-21-031667 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,708

F1 · kind: On December 5, 2018, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2018 through October 31, 2021. The payout amount was finalized on December 17, 2021, resulting in the issuance of common stock on December 20, 2021.

SEC source: 0001127602-21-031656 · form4.xml · nonDerivative · entry 2

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,717.171

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 5, 2018.

SEC source: 0001127602-21-031656 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,385.171

F1 · kind: On December 5, 2018, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2018 through October 31, 2021. The payout amount was finalized on December 17, 2021, resulting in the issuance of common stock on December 20, 2021.

SEC source: 0001127602-21-031651 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,619

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 5, 2018.

SEC source: 0001127602-21-031651 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,647

F1 · kind: On December 5, 2018, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2018 through October 31, 2021. The payout amount was finalized on December 19, 2021, resulting in the issuance of common stock on December 20, 2021.

SEC source: 0001127602-21-030808 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189.856

Underlying: Common Stock · 989.37 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 11.914 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-21-030809 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593.62

Underlying: Common Stock · 593.62 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

SEC source: 0001127602-21-030802 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,817.171

SEC source: 0001127602-21-030805 · form4.xml · nonDerivative · entry 1

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

SEC source: 0001127602-21-030806 · form4.xml · nonDerivative · entry 1

Garcia Kimberley · CIK 0001891778 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,240.11

SEC source: 0001127602-21-030804 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,877

SEC source: 0001127602-21-030803 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,959.737

SEC source: 0001127602-21-030386 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,317.171

F1 · kind: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2018.

F2 · balance_after: Includes 10.788 shares credited to the participant's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-21-030385 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,759.737

F1 · kind: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2018.

F2 · balance_after: Includes 40.063 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-21-030377 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,127

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2018.

SEC source: 0001127602-21-030375 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2018.

SEC source: 0001127602-21-028092 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,210

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-21-028102 · form4.xml · derivative · entry 1

Mendes Meredith W. · CIK 0001616435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,505

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-21-028108 · form4.xml · derivative · entry 1

Maier Donald R. · CIK 0001537460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,351

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-21-028153 · form4.xml · derivative · entry 4

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,420

Underlying: Common Stock · 4,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F4 · derivative.exercise_date: The restricted stock unit vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person.

F4 · derivative.expiration_date: The restricted stock unit vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person.

SEC source: 0001127602-21-028153 · form4.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,641

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F3 · derivative.exercise_date: The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F3 · derivative.expiration_date: The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-21-028153 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

SEC source: 0001127602-21-028153 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-028124 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,797

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-21-028110 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,276

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

SEC source: 0001127602-21-028098 · form4.xml · derivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,276

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

SEC source: 0001127602-23-001167 · form4a.xml · derivative · entry 4

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,571

Underlying: Common Stock · 4,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F3 · derivative.exercise_date: The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F3 · derivative.expiration_date: The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F4 · balance_after: Due to a clerical error, Box 9 of the reporting person's original Form 4 listed a post-transaction RSU balance which inadvertently omitted the 4,797 RSUs granted on November 1, 2021. These shares were also omitted from one subsequent Form 4 filed by the reporting person. This Form 4/A reflects the correct final balance following the reported 2021 transaction.

SEC source: 0001127602-23-001167 · form4a.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,792

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F3 · derivative.exercise_date: The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F3 · derivative.expiration_date: The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F4 · balance_after: Due to a clerical error, Box 9 of the reporting person's original Form 4 listed a post-transaction RSU balance which inadvertently omitted the 4,797 RSUs granted on November 1, 2021. These shares were also omitted from one subsequent Form 4 filed by the reporting person. This Form 4/A reflects the correct final balance following the reported 2021 transaction.

SEC source: 0001127602-23-001167 · form4a.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

SEC source: 0001127602-23-001167 · form4a.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-026957 · form4.xml · nonDerivative · entry 1

Mendes Meredith W. · CIK 0001616435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

SEC source: 0001127602-21-025073 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,568.383

F1 · balance_after: Includes 16.621 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-21-024408 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188.572

Underlying: Common Stock · 943.3 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 7.208 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-21-018185 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238.064

Underlying: Common Stock · 674.53 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 4.754 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-21-016380 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,536

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

SEC source: 0001127602-21-010400 · form4.xml · derivative · entry 9

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

SEC source: 0001127602-21-010400 · form4.xml · nonDerivative · entry 6

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-21-010400 · form4.xml · nonDerivative · entry 5

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-010400 · form4.xml · derivative · entry 8

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Underlying: Common Stock · 8,118 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

SEC source: 0001127602-21-010400 · form4.xml · derivative · entry 7

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

SEC source: 0001127602-21-010400 · form4.xml · nonDerivative · entry 4

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.45, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-21-010400 · form4.xml · nonDerivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-010400 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.45, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-21-010400 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-008440 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558.78

Underlying: Common Stock · 734.086 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 2.934 phantom stock units were credited to the participant's account as a result of automatic dividend reinvestment on December 30, 2020.

SEC source: 0001127602-21-008445 · form4.xml · derivative · entry 2

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F4 · shares: The RSUs were payable upon the director's retirement from the Board.

F5 · derivative.exercise_date: The restricted stock units vested immediately.

F5 · derivative.expiration_date: The restricted stock units vested immediately.

SEC source: 0001127602-21-008445 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,247.8318

Underlying: Common Stock · 734.086 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

SEC source: 0001127602-21-008101 · form4.xml · derivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,602 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 30, 2017.

SEC source: 0001127602-21-008101 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.69 to $25.17, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-21-008101 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.