NX

SEC source: 0001127602-22-027966 · form4.xml · nonDerivative · entry 2

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,939.18

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock units originally granted to the reporting person on December 5, 2019.

SEC source: 0001127602-22-027966 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,655.18

F1 · kind: On December 5, 2019, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2019 through October 31, 2022. The payout amount was finalized on December 17, 2022, resulting in the issuance of common stock on December 19, 2022.

SEC source: 0001127602-22-027192 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187.321

Underlying: Common Stock · 918.35 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 31.881 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-027189 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814.772

Underlying: Common Stock · 918.35 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 3.932 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-027191 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,537.263

Underlying: Common Stock · 918.35 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 15.872 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-027187 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,521

SEC source: 0001127602-22-027186 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,047.18

SEC source: 0001127602-22-027185 · form4.xml · nonDerivative · entry 1

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,156

SEC source: 0001127602-22-027184 · form4.xml · nonDerivative · entry 1

Garcia Kimberley · CIK 0001891778 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,640.285

SEC source: 0001127602-22-027183 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,223.545

SEC source: 0001127602-22-026986 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,947.18

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2019.

F2 · balance_after: Includes 31.009 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-22-026985 · form4.xml · nonDerivative · entry 1

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,656

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2019.

SEC source: 0001127602-22-026984 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923.545

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2019.

F2 · balance_after: Includes 46.818 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-22-026982 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,021

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2019.

SEC source: 0001127602-22-024896 · form4.xml · derivative · entry 4

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,140

Underlying: Common Stock · 4,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F4 · derivative.exercise_date: The restricted stock units vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person.

F4 · derivative.expiration_date: The restricted stock units vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person.

SEC source: 0001127602-22-024896 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

SEC source: 0001127602-22-024896 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-024898 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,048

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-22-024894 · form4.xml · derivative · entry 1

Mendes Meredith W. · CIK 0001616435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,343

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-22-024882 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-22-024896 · form4.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,258

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F3 · derivative.exercise_date: The restricted stock units vested immediately and will become payable upon the third anniversary of their grant date, pursuant to the payment election made by the reporting person.

F3 · derivative.expiration_date: The restricted stock units vested immediately and will become payable upon the third anniversary of their grant date, pursuant to the payment election made by the reporting person.

SEC source: 0001127602-22-024889 · form4.xml · derivative · entry 1

Maier Donald R. · CIK 0001537460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,189

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-22-024884 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,635

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-22-024880 · form4.xml · derivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change of control of the Company.

F2 · derivative.expiration_date: The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change of control of the Company.

SEC source: 0001127602-22-024878 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,114

Underlying: Common Stock · 4,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

SEC source: 0001127602-22-021715 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,237.09

Underlying: Common Stock · 892.49 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 41.618 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-021714 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892.49

Underlying: Common Stock · 892.49 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

SEC source: 0001127602-22-021713 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,603.041

Underlying: Common Stock · 892.49 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 9.498 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-017053 · form4.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,987 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

SEC source: 0001127602-22-017053 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.16 to $24.79, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-22-017053 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-015785 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,302.982

Underlying: Common Stock · 1,113.8 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 19.386 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-015782 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701.053

Underlying: Common Stock · 1,113.8 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 5.917 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-008885 · form4.xml · derivative · entry 3

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,987 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

SEC source: 0001127602-22-008885 · form4.xml · nonDerivative · entry 2

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.9050 to $23.1100, inclusive on March 9, 2022. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-22-008885 · form4.xml · nonDerivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-006340 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,189.182

Underlying: Common Stock · 985.8 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 13.526 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-006325 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090

Underlying: Common Stock · 3,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

SEC source: 0001127602-22-006333 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581.336

Underlying: Common Stock · 985.8 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 1.916 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

SEC source: 0001127602-22-003574 · form4.xml · nonDerivative · entry 1

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,265

F1 · kind: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on February 4, 2019.

SEC source: 0001127602-22-000438 · form4.xml · derivative · entry 3

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021.

F3 · derivative.exercise_date: The options became exercisable in 1/3 increments annually beginning one year from the grant date.

SEC source: 0001127602-22-000438 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,972.727

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021.

F2 · balance_after: Includes 12.99 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-22-000438 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,472.727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021.

F2 · balance_after: Includes 12.99 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

SEC source: 0001127602-21-031982 · form4.xml · nonDerivative · entry 2

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450

F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $25.46 to $25.55, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-21-031916 · form4.xml · nonDerivative · entry 1

Wilson George Laverne · CIK 0001713905 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,738.171

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.89 to $24.94, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-21-031982 · form4.xml · nonDerivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,447

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $24.51 to $24.53, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-21-031834 · form4.xml · nonDerivative · entry 2

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001127602-21-031834 · form4.xml · nonDerivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,990

SEC source: 0001127602-21-031802 · form4.xml · nonDerivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001127602-21-031667 · form4.xml · nonDerivative · entry 2

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,531

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 5, 2018.