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Quanex Building Products CORP

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Tapewire entity
5077
SEC CIK
0001423221
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2023 Filed Nov 2, 2023 20:37 UTC GrantRestricted Stock Units · Derivative 3,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026636 · form4.xml · derivative · entry 3

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,036

Underlying: Common Stock · 3,745 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F3 · derivative.exercise_date: The restricted stock units vested immediately. The restricted stock units will become payable upon the third anniversary of their grant date, pursuant to the payment election made by the reporting person.

F3 · derivative.expiration_date: The restricted stock units vested immediately. The restricted stock units will become payable upon the third anniversary of their grant date, pursuant to the payment election made by the reporting person.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:37 UTC Disposition to issuerCommon Stock 4,797 $27.38 $131,341.86
Disclosure

SEC source: 0001127602-23-026636 · form4.xml · nonDerivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,009

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:37 UTC Exercise / conversionCommon Stock 4,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026636 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:31 UTC GrantRestricted Stock Units · Derivative 3,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026627 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,380

Underlying: Common Stock · 3,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The RSUs vest immediately and will pay out upon the Director's cessation of service as a director.

F2 · derivative.expiration_date: The RSUs vest immediately and will pay out upon the Director's cessation of service as a director.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:36 UTC GrantRestricted Stock Units · Derivative 3,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026631 · form4.xml · derivative · entry 1

Maier Donald R. · CIK 0001537460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,934

Underlying: Common Stock · 3,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:19 UTC GrantRestricted Stock Units · Derivative 3,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026615 · form4.xml · derivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,537

Underlying: Common Stock · 3,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change of control of the Company.

F2 · derivative.expiration_date: The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change of control of the Company.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:17 UTC GrantRestricted Stock Units · Derivative 3,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026613 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,859

Underlying: Common Stock · 3,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

Read SEC document
September 12, 2023 Filed Oct 13, 2023 20:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,880 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001127602-23-025834 · form4.xml · derivative · entry 4

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,880 shares

Expires 2024-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
September 12, 2023 Filed Oct 13, 2023 20:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,009 $0.00 Strike: $17.78 $0.00
Disclosure

SEC source: 0001127602-23-025834 · form4.xml · derivative · entry 3

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,009 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
September 12, 2023 Filed Oct 13, 2023 20:15 UTC Exercise / conversionCommon Stock 4,880 $20.02 $97,697.60
Disclosure

SEC source: 0001127602-23-025834 · form4.xml · nonDerivative · entry 2

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Oct 13, 2023 20:15 UTC Exercise / conversionCommon Stock 5,009 $17.78 $89,060.02
Disclosure

SEC source: 0001127602-23-025834 · form4.xml · nonDerivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: As a result of administrative error at the Company, this report was inadvertently filed after the stated filing deadline."

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September 05, 2023 Filed Sep 6, 2023 21:28 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,009 $0.00 Strike: $17.78 $0.00
Disclosure

SEC source: 0001127602-23-023821 · form4.xml · derivative · entry 2

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,009 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:28 UTC Exercise / conversionCommon Stock 5,009 $17.78 $89,060.02
Disclosure

SEC source: 0001127602-23-023821 · form4.xml · nonDerivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:46 UTC SaleCommon Stock 25,000 $29.09 $727,207.50
Disclosure

SEC source: 0001127602-23-023796 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,915

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.35, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:22 UTC GrantPhantom Stock Units · Derivative 843.29 $25.94 $21,874.94
Disclosure

SEC source: 0001127602-23-023232 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,008.756

Underlying: Common Stock · 843.29 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 30.198 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:24 UTC GrantPhantom Stock Units · Derivative 843.29 $25.94 $21,874.94
Disclosure

SEC source: 0001127602-23-023236 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,571.797

Underlying: Common Stock · 843.29 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 11.076 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:27 UTC GrantPhantom Stock Units · Derivative 843.29 $25.94 $21,874.94
Disclosure

SEC source: 0001127602-23-023241 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,321.806

Underlying: Common Stock · 843.29 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 19.245 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:39 UTC SaleCommon Stock 6,321 $28.09 $177,528.45
Disclosure

SEC source: 0001127602-23-021847 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,915

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.26, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:22 UTC SaleCommon Stock 16,071 $28.09 $451,495.46
Disclosure

SEC source: 0001127602-23-021652 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,236

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.16, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:22 UTC SaleCommon Stock 806 $28.05 $22,612.01
Disclosure

SEC source: 0001127602-23-021652 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,307

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $28.04 to $28.0650, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 27, 2023 Filed Jul 28, 2023 20:03 UTC SaleCommon Stock 725 $28.02 $20,316.68
Disclosure

SEC source: 0001127602-23-021504 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,113

F1 · date: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.07, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:03 UTC SaleCommon Stock 2 $28.01 $56.02
Disclosure

SEC source: 0001127602-23-021504 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,838

F1 · date: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:26 UTC SaleCommon Stock 162 $28.06 $4,545.62
Disclosure

SEC source: 0001127602-23-021188 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,840

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.09, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 18, 2023 Filed Jul 19, 2023 20:48 UTC SaleCommon Stock 913 $28.03 $25,594.86
Disclosure

SEC source: 0001127602-23-021014 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,002

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.08, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 17:18 UTC SaleCommon Stock 15,777 $27.12 $427,829.64
Disclosure

SEC source: 0001127602-23-019706 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,915

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.38, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 17:18 UTC SaleCommon Stock 9,223 $27.03 $249,256.19
Disclosure

SEC source: 0001127602-23-019706 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,692

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:24 UTC SaleCommon Stock 13,393 $26.29 $352,088.58
Disclosure

SEC source: 0001127602-23-018763 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,915

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.77, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:24 UTC SaleCommon Stock 26,607 $26.81 $713,413.49
Disclosure

SEC source: 0001127602-23-018763 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,308

F1 · date: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.60 to $27.10, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:42 UTC GrantPhantom Stock Units · Derivative 1,043.66 $20.96 $21,875.11
Disclosure

SEC source: 0001127602-23-016883 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,135.268

Underlying: Common Stock · 1,043.66 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 33.657 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:40 UTC GrantPhantom Stock Units · Derivative 1,043.66 $20.96 $21,875.11
Disclosure

SEC source: 0001127602-23-016879 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,717.431

Underlying: Common Stock · 1,043.66 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 9.898 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:34 UTC GrantPhantom Stock Units · Derivative 1,043.66 $20.96 $21,875.11
Disclosure

SEC source: 0001127602-23-016872 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,459.271

Underlying: Common Stock · 1,043.66 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 20.049 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

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March 16, 2023 Filed Mar 17, 2023 20:23 UTC Tax withholdingCommon Stock 1,098 $20.01 $21,970.98
Disclosure

SEC source: 0001127602-23-010679 · form4.xml · nonDerivative · entry 1

Garcia Kimberley · CIK 0001891778 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,542.421

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on March 16, 2020.

F2 · balance_after: Includes 0.136 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

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February 28, 2023 Filed Mar 1, 2023 21:34 UTC GrantPhantom Stock Units · Derivative 842.97 $25.95 $21,875.07
Disclosure

SEC source: 0001127602-23-007912 · form4.xml · derivative · entry 1

Waltz William E Jr. · CIK 0001674332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,057.951

Underlying: Common Stock · 842.97 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 27.66 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

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February 28, 2023 Filed Mar 1, 2023 21:30 UTC GrantPhantom Stock Units · Derivative 842.97 $25.95 $21,875.07
Disclosure

SEC source: 0001127602-23-007907 · form4.xml · derivative · entry 1

Hughes Bradley E. · CIK 0001476457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663.873

Underlying: Common Stock · 842.97 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 6.131 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

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February 28, 2023 Filed Mar 1, 2023 21:32 UTC GrantPhantom Stock Units · Derivative 842.97 $25.95 $21,875.07
Disclosure

SEC source: 0001127602-23-007909 · form4.xml · derivative · entry 1

LIPPERT JASON · CIK 0001238361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395.562

Underlying: Common Stock · 842.97 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 15.329 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.

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February 13, 2023 Filed Feb 15, 2023 21:20 UTC SaleCommon Stock 300 $27.00 $8,100.00
Disclosure

SEC source: 0001127602-23-005332 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,915

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

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February 03, 2023 Filed Feb 6, 2023 21:00 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 1,000 $27.02 $27,020.50
Disclosure

SEC source: 0001127602-23-003550 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,215

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $27.01to $27.04, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 02, 2023 Filed Feb 6, 2023 21:00 UTC
GRIFFITHS WILLIAM CDirector · Executive Chairman
SaleCommon Stock 404 $27.01 $10,913.05
Disclosure

SEC source: 0001127602-23-003550 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,215

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.03, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 17, 2023 Filed Jan 18, 2023 22:16 UTC
Cornett PaulSVP General Counsel, Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $17.63 $0.00
Disclosure

SEC source: 0001127602-23-001669 · form4.xml · derivative · entry 3

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 17, 2023 Filed Jan 18, 2023 22:16 UTC
Cornett PaulSVP General Counsel, Secretary
SaleCommon Stock 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-23-001669 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,627.229

F2 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021.

F1 · balance_after: Includes 13.684 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

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January 17, 2023 Filed Jan 18, 2023 22:16 UTC
Cornett PaulSVP General Counsel, Secretary
Exercise / conversionCommon Stock 2,000 $17.63 $35,260.00
Disclosure

SEC source: 0001127602-23-001669 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,627.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13.684 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

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January 01, 2023 Filed Jan 4, 2023 21:21 UTC
Cornett PaulSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000484 · form4.xml · derivative · entry 3

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest on the three-year anniversary of the grant date, and are payable in cash if the grantee remains employed by the Company at that time.

F4 · derivative.expiration_date: The Restricted Stock Units vest on the three-year anniversary of the grant date, and are payable in cash if the grantee remains employed by the Company at that time.

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January 01, 2023 Filed Jan 4, 2023 21:21 UTC
Cornett PaulSVP General Counsel, Secretary
Exercise / conversionCommon Stock 7,816 $23.68 $185,082.88
Disclosure

SEC source: 0001127602-23-000484 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,627.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

F2 · balance_after: Includes 13.684 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:21 UTC
Cornett PaulSVP General Counsel, Secretary
Exercise / conversionCommon Stock 7,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000484 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,443.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

F2 · balance_after: Includes 13.684 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:34 UTC
Cornett PaulSVP General Counsel, Secretary
Tax withholdingCommon Stock 1,092 $23.80 $25,989.60
Disclosure

SEC source: 0001127602-22-027968 · form4.xml · nonDerivative · entry 2

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,613.545

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 5, 2019.

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December 19, 2022 Filed Dec 20, 2022 21:34 UTC
Cornett PaulSVP General Counsel, Secretary
GrantCommon Stock 4,482 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027968 · form4.xml · nonDerivative · entry 1

Cornett Paul · CIK 0001793319 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,705.545

F1 · kind: On December 5, 2019, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2019 through October 31, 2022. The payout amount was finalized on December 17, 2022, resulting in the issuance of common stock on December 19, 2022.

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December 19, 2022 Filed Dec 20, 2022 21:36 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
Tax withholdingCommon Stock 1,635 $23.80 $38,913.00
Disclosure

SEC source: 0001127602-22-027969 · form4.xml · nonDerivative · entry 2

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,955

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 5, 2019.

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December 19, 2022 Filed Dec 20, 2022 21:36 UTC
Zuehlke Scott M.Senior VP, CFO & Treasurer
GrantCommon Stock 6,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027969 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · Senior VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,590

F1 · kind: On December 5, 2019, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2019 through October 31, 2022. The payout amount was finalized on December 17, 2022, resulting in the issuance of common stock on December 19, 2022.

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December 19, 2022 Filed Dec 20, 2022 21:32 UTC
LIVINGSTON MARK AVP CAO Controller
Tax withholdingCommon Stock 614 $23.80 $14,613.20
Disclosure

SEC source: 0001127602-22-027967 · form4.xml · nonDerivative · entry 2

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,063

F2 · kind: Shares were withheld to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 5, 2019.

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December 19, 2022 Filed Dec 20, 2022 21:32 UTC
LIVINGSTON MARK AVP CAO Controller
GrantCommon Stock 2,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027967 · form4.xml · nonDerivative · entry 1

LIVINGSTON MARK A · CIK 0001651202 · VP CAO Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,677

F1 · kind: On December 5, 2019, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 150% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2019 through October 31, 2022. The payout amount was finalized on December 17, 2022, resulting in the issuance of common stock on December 19, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.