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Nasdaq · USD

NWPX

NWPX Infrastructure, Inc.

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Tapewire entity
85
SEC CIK
0001001385
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202504
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026010
Sep 2026011
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2023 Filed Apr 11, 2023 17:44 UTC
Stokes EricSVP/GM of Engineered SPP
GrantPerformance Shares · Derivative 8,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009953 · rdgdoc.xml · derivative · entry 3

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,913

Underlying: Common Stock · 8,647 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F2 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F2 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:44 UTC
Stokes EricSVP/GM of Engineered SPP
GrantRestricted Stock · Derivative 2,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009953 · rdgdoc.xml · derivative · entry 2

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,970

Underlying: Common Stock · 2,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:43 UTC
Brittain MilesExecutive Vice President
GrantPerformance Shares · Derivative 9,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009951 · rdgdoc.xml · derivative · entry 3

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,596

Underlying: Common Stock · 9,636 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F2 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F2 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:43 UTC
Brittain MilesExecutive Vice President
GrantRestricted Stock · Derivative 3,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009951 · rdgdoc.xml · derivative · entry 2

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,532

Underlying: Common Stock · 3,212 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:42 UTC GrantPerformance Shares · Derivative 9,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009949 · rdgdoc.xml · derivative · entry 3

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,628

Underlying: Common Stock · 9,636 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F2 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F2 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:42 UTC GrantRestricted Stock · Derivative 3,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009949 · rdgdoc.xml · derivative · entry 2

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,541

Underlying: Common Stock · 3,212 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:39 UTC
MONTROSS SCOTT JPresident & CEO
GrantPerformance Shares · Derivative 25,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009945 · rdgdoc.xml · derivative · entry 3

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,296

Underlying: Common Stock · 25,814 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on April 1, 2024, 1/3 on March 31, 2025 and 1/3 on March 31, 2026.

F3 · derivative.underlying_shares: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:39 UTC
MONTROSS SCOTT JPresident & CEO
GrantRestricted Stock · Derivative 8,605 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009945 · rdgdoc.xml · derivative · entry 2

MONTROSS SCOTT J · CIK 0001228503 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,099

Underlying: Common Stock · 8,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

F2 · derivative.expiration_date: The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 17:37 UTC GrantCommon Stock 682 $28.41 $19,375.62
Disclosure

SEC source: 0001437749-23-009943 · rdgdoc.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Exercise / conversionPerformance Shares · Derivative 2,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · derivative · entry 9

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,261

Underlying: Common Stock · 2,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Exercise / conversionPerformance Shares · Derivative 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · derivative · entry 8

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,422

Underlying: Common Stock · 1,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Exercise / conversionPerformance Shares · Derivative 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · derivative · entry 7

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,360

Underlying: Common Stock · 1,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Tax withholdingCommon Stock 1,122 $31.23 $35,040.06
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · nonDerivative · entry 6

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,253

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Exercise / conversionCommon Stock 2,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · nonDerivative · entry 5

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Tax withholdingCommon Stock 465 $31.23 $14,521.95
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · nonDerivative · entry 4

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,522

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Exercise / conversionCommon Stock 1,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · nonDerivative · entry 3

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Tax withholdingCommon Stock 586 $31.23 $18,300.78
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · nonDerivative · entry 2

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,805

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
Wray MichaelSVP/GM, Precast Infrastructure
Exercise / conversionCommon Stock 1,491 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009294 · rdgdoc.xml · nonDerivative · entry 1

Wray Michael · CIK 0001922394 · SVP/GM, Precast Infrastructure

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionPerformance Shares · Derivative 1,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · derivative · entry 9

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Common Stock · 1,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionPerformance Shares · Derivative 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · derivative · entry 8

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,948

Underlying: Common Stock · 1,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionPerformance Shares · Derivative 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · derivative · entry 7

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,792

Underlying: Common Stock · 1,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Tax withholdingCommon Stock 509 $31.23 $15,896.07
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · nonDerivative · entry 6

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,594

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionCommon Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · nonDerivative · entry 5

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Tax withholdingCommon Stock 397 $31.23 $12,398.31
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · nonDerivative · entry 4

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,738

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionCommon Stock 1,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · nonDerivative · entry 3

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Tax withholdingCommon Stock 501 $31.23 $15,646.23
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · nonDerivative · entry 2

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,072

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:17 UTC
Kendrick Megan A.VP of Human Resources
Exercise / conversionCommon Stock 1,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009297 · rdgdoc.xml · nonDerivative · entry 1

Kendrick Megan A. · CIK 0001445525 · VP of Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Exercise / conversionPerformance Shares · Derivative 2,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · derivative · entry 9

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,266

Underlying: Common Stock · 2,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Exercise / conversionPerformance Shares · Derivative 1,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · derivative · entry 8

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,529

Underlying: Common Stock · 2,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Exercise / conversionPerformance Shares · Derivative 2,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · derivative · entry 7

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,268

Underlying: Common Stock · 3,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Tax withholdingCommon Stock 1,175 $31.23 $36,695.25
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · nonDerivative · entry 6

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,879

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Exercise / conversionCommon Stock 2,987 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · nonDerivative · entry 5

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Tax withholdingCommon Stock 862 $31.23 $26,920.26
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · nonDerivative · entry 4

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,067

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Exercise / conversionCommon Stock 2,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · nonDerivative · entry 3

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Tax withholdingCommon Stock 1,358 $31.23 $42,410.34
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · nonDerivative · entry 2

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,738

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC
Stokes EricSVP/GM of Engineered SPP
Exercise / conversionCommon Stock 3,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009292 · rdgdoc.xml · nonDerivative · entry 1

Stokes Eric · CIK 0001808046 · SVP/GM of Engineered SPP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 2,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · derivative · entry 9

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 3,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 1,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · derivative · entry 8

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,482

Underlying: Common Stock · 2,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 2,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · derivative · entry 7

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,396

Underlying: Common Stock · 3,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Tax withholdingCommon Stock 1,309 $31.23 $40,880.07
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · nonDerivative · entry 6

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,141

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Exercise / conversionCommon Stock 3,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · nonDerivative · entry 5

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Tax withholdingCommon Stock 949 $31.23 $29,637.27
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · nonDerivative · entry 4

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,121

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Exercise / conversionCommon Stock 2,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · nonDerivative · entry 3

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Tax withholdingCommon Stock 1,496 $31.23 $46,720.08
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · nonDerivative · entry 2

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,658

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Brittain MilesExecutive Vice President
Exercise / conversionCommon Stock 3,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009289 · rdgdoc.xml · nonDerivative · entry 1

Brittain Miles · CIK 0001766072 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:10 UTC Exercise / conversionPerformance Shares · Derivative 2,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009284 · rdgdoc.xml · derivative · entry 9

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,992

Underlying: Common Stock · 3,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F6 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

F6 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2023, 1/3 on April 1, 2024 and 1/3 on March 31, 2025.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:10 UTC Exercise / conversionPerformance Shares · Derivative 1,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009284 · rdgdoc.xml · derivative · entry 8

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,514

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F5 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

F5 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:10 UTC Exercise / conversionPerformance Shares · Derivative 2,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009284 · rdgdoc.xml · derivative · entry 7

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,460

Underlying: Common Stock · 3,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F3 · price: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.

F4 · derivative.exercise_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

F4 · derivative.expiration_date: Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:10 UTC Tax withholdingCommon Stock 1,579 $31.23 $49,312.17
Disclosure

SEC source: 0001437749-23-009284 · rdgdoc.xml · nonDerivative · entry 6

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,149

F2 · shares: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:10 UTC Exercise / conversionCommon Stock 3,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009284 · rdgdoc.xml · nonDerivative · entry 5

Wilkins Aaron · CIK 0001685213 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.