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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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Tapewire entity
4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2024 Filed Feb 21, 2024 21:11 UTC
Turner Bradford RChief Legal & Admin. Officer
Exercise / conversionCommon Stock 23,070 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000030 · wk-form4_1708549848.xml · nonDerivative · entry 5

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:27 UTC
Duran NicolasSegment CEO, Outdoor & Rec.
GrantRestricted Stock Units · Derivative 38,461 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000041 · wk-form4_1708550837.xml · derivative · entry 2

Duran Nicolas · CIK 0002004697 · Segment CEO, Outdoor & Rec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,461

Underlying: Common Stock · 38,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F4 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:27 UTC
Duran NicolasSegment CEO, Outdoor & Rec.
GrantRestricted Stock Units · Derivative 71,707 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000041 · wk-form4_1708550837.xml · derivative · entry 1

Duran Nicolas · CIK 0002004697 · Segment CEO, Outdoor & Rec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,707

Underlying: Common Stock · 71,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The restricted stock unit vests ratably in one-half increments on the grant date's first and second anniversaries, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:26 UTC
Erceg Mark JChief Financial Officer
GrantRestricted Stock Units · Derivative 234,680 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000040 · wk-form4_1708550755.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,680

Underlying: Common Stock · 234,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:26 UTC
Erceg Mark JChief Financial Officer
Tax withholdingCommon Stock 12,447 $7.67 $95,468.49
Disclosure

SEC source: 0000814453-24-000040 · wk-form4_1708550755.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,546

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:25 UTC
Geller Michal J.President, eCommerce & Digital
GrantRestricted Stock Units · Derivative 51,743 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000039 · wk-form4_1708550673.xml · derivative · entry 4

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,743

Underlying: Common Stock · 51,743 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second, and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:25 UTC
Geller Michal J.President, eCommerce & Digital
Tax withholdingCommon Stock 6,384 $7.67 $48,965.28
Disclosure

SEC source: 0000814453-24-000039 · wk-form4_1708550673.xml · nonDerivative · entry 2

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,676

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
GrantRestricted Stock Units · Derivative 37,646 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · derivative · entry 11

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,646

Underlying: Common Stock · 37,646 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F9 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Exercise / conversionRestricted Stock Units · Derivative 8,696 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · derivative · entry 10

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F9 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Exercise / conversionRestricted Stock Units · Derivative 4,999 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · derivative · entry 9

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F9 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Exercise / conversionRestricted Stock Units · Derivative 4,164 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · derivative · entry 8

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock.

F6 · derivative.exercise_date: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to core sales growth and cumulative free cash flow over a three (3) year period between January 1, 2021 and December 31, 2023, and certification of such performance by the Company's Compensation and Human Capital Committee following the conclusion of the performance period.

F7 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the performance-based stock unit grant expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Tax withholdingCommon Stock 2,595 $7.67 $19,903.65
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · nonDerivative · entry 6

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,751

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Tax withholdingCommon Stock 1,447 $7.67 $11,098.49
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · nonDerivative · entry 4

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,650

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Exercise / conversionCommon Stock 4,999 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · nonDerivative · entry 3

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Tax withholdingCommon Stock 1,464 $7.67 $11,228.88
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · nonDerivative · entry 2

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,098

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:23 UTC
Hayes Michael McHughChief Customer Officer
Exercise / conversionCommon Stock 4,164 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000038 · wk-form4_1708550560.xml · nonDerivative · entry 1

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Company's Compensation and Human Capital Committee certified partial achievement of the pre-established performance goals resulting in the vesting of the Reporting Person's target shares. The terms of the Reporting Person's Performance-Based Restricted Stock Units ("PRSU") provided for the payout of 0% to 200% of the original grant based on the actual achievement of performance metrics related to core sales growth and cumulative free cash flow between January 1, 2021, and December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:22 UTC
Huet Melanie ArlenePresident, Brand Management
GrantRestricted Stock Units · Derivative 43,024 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000037 · wk-form4_1708550501.xml · derivative · entry 4

Huet Melanie Arlene · CIK 0001965586 · President, Brand Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,024

Underlying: Common Stock · 43,024 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second, and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:22 UTC
Huet Melanie ArlenePresident, Brand Management
Tax withholdingCommon Stock 2,270 $7.67 $17,410.90
Disclosure

SEC source: 0000814453-24-000037 · wk-form4_1708550501.xml · nonDerivative · entry 2

Huet Melanie Arlene · CIK 0001965586 · President, Brand Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,189

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
GrantRestricted Stock Units · Derivative 91,264 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · derivative · entry 11

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,264

Underlying: Common Stock · 91,264 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F9 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Exercise / conversionRestricted Stock Units · Derivative 8,539 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · derivative · entry 9

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F9 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Exercise / conversionRestricted Stock Units · Derivative 7,114 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · derivative · entry 8

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock.

F5 · derivative.exercise_date: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to core sales growth and cumulative free cash flow over a three (3) year period between January 1, 2020, and December 31, 2022, and certification of such performance by the Company's Compensation and Human Capital Committee following the conclusion of the performance period.

F6 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the PRSU grant expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Tax withholdingCommon Stock 5,675 $7.67 $43,527.25
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · nonDerivative · entry 6

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,575

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Tax withholdingCommon Stock 2,549 $7.67 $19,550.83
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · nonDerivative · entry 4

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,235

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Exercise / conversionCommon Stock 8,539 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · nonDerivative · entry 3

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Tax withholdingCommon Stock 2,500 $7.67 $19,175.00
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · nonDerivative · entry 2

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,245

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:20 UTC
Malkoski Kristine KaySegment CEO - Learning & Dev.
Exercise / conversionCommon Stock 7,114 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000036 · wk-form4_1708550369.xml · nonDerivative · entry 1

Malkoski Kristine Kay · CIK 0001812089 · Segment CEO - Learning & Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Company's Compensation and Human Capital Committee certified partial achievement of the pre-established performance goals resulting in the vesting of the Reporting Person's target shares. The terms of the Reporting Person's Performance-Based Restricted Stock Units ("PRSU") provided for the payout of 0% to 200% of the original grant based on the actual achievement of performance metrics related to core sales growth and cumulative free cash flow between January 1, 2021, and December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
GrantRestricted Stock Units · Derivative 91,264 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · derivative · entry 11

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,264

Underlying: Common Stock · 91,264 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Exercise / conversionRestricted Stock Units · Derivative 8,539 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · derivative · entry 9

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Exercise / conversionRestricted Stock Units · Derivative 7,114 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · derivative · entry 8

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock.

F5 · derivative.exercise_date: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to core sales growth and cumulative free cash flow over a three (3) year period between January 1, 2021, and December 31, 2023, and certification of such performance by the Company's Compensation and Human Capital Committee following the conclusion of the performance period.

F6 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the performance-based restricted stock unit grant expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Tax withholdingCommon Stock 5,505 $7.67 $42,223.35
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · nonDerivative · entry 6

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,227

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Tax withholdingCommon Stock 2,473 $7.67 $18,967.91
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · nonDerivative · entry 4

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,717

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Exercise / conversionCommon Stock 8,539 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · nonDerivative · entry 3

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Tax withholdingCommon Stock 2,437 $7.67 $18,691.79
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · nonDerivative · entry 2

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,651

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC
McDermott Michael PSegment CEO - Home & Com.
Exercise / conversionCommon Stock 7,114 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000035 · wk-form4_1708550293.xml · nonDerivative · entry 1

McDermott Michael P · CIK 0001689398 · Segment CEO - Home & Com.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Company's Compensation and Human Capital Committee certified partial achievement of the pre-established performance goals resulting in the vesting of the Reporting Peron's target shares. The terms of the Reporting Person's Performance -Based Restricted Stock Units ("PRSU") provided for the payout of 0% to 200% of the original grant based on the actual achievement of performance metrics related to core sales growth and cumulative free cash flow between January 1, 2021, and December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
GrantRestricted Stock Units · Derivative 488,917 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · derivative · entry 10

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,917

Underlying: Common Stock · 488,917 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second, and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,273 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · derivative · entry 8

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second, and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 25,224 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · derivative · entry 7

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Based Restricted stock unit represents the right to receive, the following vesting between 0% and 200% of one share of the Company's common stock.

F4 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a three (3) year period beginning January 1, 2021 and ending December 31, 2023, and certification of such performance by the Company's Compensation and Human Capital Committee following the conclusion of the performance period.

F5 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the performance-based restricted stock unit grant expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Tax withholdingCommon Stock 18,496 $7.67 $141,864.32
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · nonDerivative · entry 6

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,117

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Tax withholdingCommon Stock 9,034 $7.67 $69,290.78
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · nonDerivative · entry 4

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,366

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Exercise / conversionCommon Stock 30,273 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · nonDerivative · entry 3

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Tax withholdingCommon Stock 7,508 $7.67 $57,586.36
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · nonDerivative · entry 2

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,127

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC
Peterson Christopher HDirector · President & CEO
Exercise / conversionCommon Stock 25,224 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000034 · wk-form4_1708550184.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Company's Compensation and Human Capital Committee certified partial achievement of the pre-established performance goals resulting in the vesting of the Reporting Person's target shares. The terms of the Reporting Person's Performance-Based Restricted Stock Units ("PRSU") provided for the payout of 0% to 200% of the original grant based on the actual achievement of performance metrics related to core sales growth and cumulative free cash flow between January 1, 2021. and December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
GrantRestricted Stock Units · Derivative 21,512 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · derivative · entry 10

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,512

Underlying: Common Stock · 21,512 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second, and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,523 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · derivative · entry 8

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second, and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F8 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,101 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · derivative · entry 7

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PRSU represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock.

F4 · derivative.exercise_date: Each PRSU represents the right to receive, following vesting. between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to core sales growth and cumulative free cash flow over a three (3) year period between January 1, 2021, and December 31, 2023, and certification of such performance by the Company's Compensation and Human Capital Committee following the conclusion of the performance period.

F5 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the PRSU expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Tax withholdingCommon Stock 1,592 $7.67 $12,210.64
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · nonDerivative · entry 6

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,936

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Tax withholdingCommon Stock 887 $7.67 $6,803.29
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · nonDerivative · entry 4

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,998

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Exercise / conversionCommon Stock 2,523 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · nonDerivative · entry 3

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Tax withholdingCommon Stock 739 $7.67 $5,668.13
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · nonDerivative · entry 2

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,362

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:12 UTC
Sesplankis Jeffrey MChief Accounting Officer
Exercise / conversionCommon Stock 2,101 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000031 · wk-form4_1708549918.xml · nonDerivative · entry 1

Sesplankis Jeffrey M · CIK 0001719391 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Company's Compensation and Human Capital Committee certified partial achievement of the pre-established performance goals resulting in the vesting of the Reporting Person's target shares. The terms of the Reporting Person's Performance-Based Restricted Stock Units ("PRSU") provided for the payout of 0% to 200% of the original grant based on the actual achievement of performance metrics related to core sales growth and cumulative free cash flow between January 1, 2021. and December 31, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.