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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 21:18 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 9,406 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000073 · wf-form4_158231990575298.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:17 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionRestricted Stock Units · Derivative 5,144 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000072 · wf-form4_158231981557125.xml · derivative · entry 3

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,288

Underlying: Common Stock · 5,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into shares of the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the first tranche of Restricted Stock Units granted to the reporting person on February 19, 2019. The grant vests in equal thirds on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:17 UTC
Hurd LaurelPres., Learning & Development
Tax withholdingCommon Stock 1,549 $19.90 $30,825.10
Disclosure

SEC source: 0000814453-20-000072 · wf-form4_158231981557125.xml · nonDerivative · entry 2

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,304

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Wednesday, February 19, 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:17 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionCommon Stock 5,144 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000072 · wf-form4_158231981557125.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:24 UTC
Schmidt Robert AndrewChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 11,045 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0000814453-20-000070 · wf-form4_158223746172457.xml · derivative · entry 1

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

Underlying: Common Stock · 11,045 shares

Expires 2030-02-18

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:21 UTC
Parsons Stephen BChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 42,037 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0000814453-20-000069 · wf-form4_158223729889023.xml · derivative · entry 1

Parsons Stephen B · CIK 0001525820 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,037

Underlying: Common Stock · 42,037 shares

Expires 2030-02-18

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:19 UTC
Hurd LaurelPres., Learning & Development
GrantStock Option (Right to Buy) · Derivative 62,506 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0000814453-20-000068 · wf-form4_158223712909869.xml · derivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,506

Underlying: Common Stock · 62,506 shares

Expires 2030-02-18

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:14 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
GrantStock Option (Right to Buy) · Derivative 96,163 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0000814453-20-000067 · wf-form4_158223686968923.xml · derivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,163

Underlying: Common Stock · 96,163 shares

Expires 2030-02-18

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:11 UTC
Peterson Christopher HEVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 172,063 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0000814453-20-000066 · wf-form4_158223668174480.xml · derivative · entry 1

Peterson Christopher H · CIK 0001558968 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,063

Underlying: Common Stock · 172,063 shares

Expires 2030-02-18

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:08 UTC
Saligram Ravichandra KrishnamurtyDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 274,752 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0000814453-20-000065 · wf-form4_158223650362844.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,752

Underlying: Common Stock · 274,752 shares

Expires 2030-02-18

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Mar 25, 2020 20:29 UTC Amendment
Turner Bradford RChief Legal & Admin Off & C.S.
GrantStock Option (Right to Buy) · Derivative 96,163 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0000814453-20-000106 · wf-form4a_158516817661573.xml · derivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,163

Underlying: Common Stock · 96,163 shares

Expires 2030-02-18

F1 · derivative.exercise_price: This Form 4A is being filed to correct the exercise price, as reported on February 20, 2020, of the Reporting Person's option grant.

F2 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Mar 25, 2020 20:28 UTC Amendment
Schmidt Robert AndrewChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 11,045 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0000814453-20-000105 · wf-form4a_158516806557043.xml · derivative · entry 1

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

Underlying: Common Stock · 11,045 shares

Expires 2030-02-18

F1 · derivative.exercise_price: This Form 4A is being filed to correct the exercise price, as reported on February 20, 2020, of the Reporting Person's option grant.

F2 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Mar 25, 2020 20:25 UTC Amendment
Saligram Ravichandra KrishnamurtyDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 274,752 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0000814453-20-000104 · wf-form4a_158516788625091.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,752

Underlying: Common Stock · 274,752 shares

Expires 2030-02-18

F1 · derivative.exercise_price: This Form 4A is being filed to correct the exercise price, as reported on February 20, 2020, of the Reporting Person's option grant.

F2 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Mar 25, 2020 20:23 UTC Amendment
Peterson Christopher HCFO & President, Bus. Op.
GrantStock Option (Right to Buy) · Derivative 172,063 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0000814453-20-000103 · wf-form4a_158516780196863.xml · derivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,063

Underlying: Common Stock · 172,063 shares

Expires 2030-02-18

F1 · derivative.exercise_price: This Form 4A is being filed to correct the exercise price, as reported on February 20, 2020, of the Reporting Person's option grant.

F2 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Mar 25, 2020 20:22 UTC Amendment
Parsons Stephen BChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 42,037 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0000814453-20-000102 · wf-form4a_158516772550753.xml · derivative · entry 1

Parsons Stephen B · CIK 0001525820 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,037

Underlying: Common Stock · 42,037 shares

Expires 2030-02-18

F1 · derivative.exercise_price: This Form 4A is being filed to correct the exercise price, as reported on February 20, 2020, of the Reporting Person's option grant.

F2 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment with the Company.

Read SEC document
February 18, 2020 Filed Mar 25, 2020 20:21 UTC Amendment
Hurd LaurelPres., Learning & Development
GrantStock Option (Right to Buy) · Derivative 62,506 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0000814453-20-000101 · wf-form4a_158516764800960.xml · derivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,506

Underlying: Common Stock · 62,506 shares

Expires 2030-02-18

F1 · derivative.exercise_price: This Form 4A is being filed to correct the exercise price, as reported on February 20, 2020, of the Reporting Person's option grant.

F2 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment with the Company.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:20 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000053 · wf-form4_158214720748902.xml · derivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Underlying: Common Stock · 7,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into shares of the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the second tranche of Restricted Stock Units granted to the reporting person on February 14, 2018. The grant vests in equal thirds on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:20 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 2,315 $20.10 $46,531.50
Disclosure

SEC source: 0000814453-20-000053 · wf-form4_158214720748902.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,299

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 14, 2020.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:20 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000053 · wf-form4_158214720748902.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:18 UTC
Torres RussellGroup President
Exercise / conversionRestricted Stock Units · Derivative 8,731 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000052 · wf-form4_158214711777527.xml · derivative · entry 3

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,732

Underlying: Common Stock · 8,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into shares of the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the second tranche of Restricted Stock Units granted to the reporting person on February 14, 2018. The grant vests in equal thirds on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:18 UTC
Torres RussellGroup President
Tax withholdingCommon Stock 4,201 $20.10 $84,440.10
Disclosure

SEC source: 0000814453-20-000052 · wf-form4_158214711777527.xml · nonDerivative · entry 2

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,730.429

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 14, 2020.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:18 UTC
Torres RussellGroup President
Exercise / conversionCommon Stock 8,731 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000052 · wf-form4_158214711777527.xml · nonDerivative · entry 1

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,931.429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:17 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionRestricted Stock Units · Derivative 6,863 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000051 · wf-form4_158214703323052.xml · derivative · entry 3

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,863

Underlying: Common Stock · 6,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into shares of the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the second tranche of Restricted Stock Units granted to the reporting person on February 14, 2018. The grant vests in equal thirds on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:17 UTC
Hurd LaurelPres., Learning & Development
Tax withholdingCommon Stock 2,043 $20.10 $41,064.30
Disclosure

SEC source: 0000814453-20-000051 · wf-form4_158214703323052.xml · nonDerivative · entry 2

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,709

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 14, 2020.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:17 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000051 · wf-form4_158214703323052.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:16 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000045 · wf-form4_158145576012635.xml · derivative · entry 3

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into shares of the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Pursuant to the terms of the reporting person's grant agreement, 2,849 Restricted Stock Units granted on February 9, 2017, vested on the third anniversary of the grant date.

F4 · derivative.expiration_date: N/A

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:16 UTC
Hurd LaurelPres., Learning & Development
Tax withholdingCommon Stock 1,009 $20.06 $20,240.54
Disclosure

SEC source: 0000814453-20-000045 · wf-form4_158145576012635.xml · nonDerivative · entry 2

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 7, 2020, the last business day prior to the vesting date.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:16 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000045 · wf-form4_158145576012635.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Torres RussellGroup President
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000040 · wf-form4_158111015211822.xml · derivative · entry 3

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: One third of the total RSUs that were granted to the Reporting Person on February 5, 2019 vested.

F3 · derivative.expiration_date: N/A

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Torres RussellGroup President
Tax withholdingCommon Stock 16,798 $20.53 $344,862.94
Disclosure

SEC source: 0000814453-20-000040 · wf-form4_158111015211822.xml · nonDerivative · entry 2

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,200.429

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Torres RussellGroup President
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000040 · wf-form4_158111015211822.xml · nonDerivative · entry 1

Torres Russell · CIK 0001741075 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,998.429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC GrantCommon Stock 3,805 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000034 · wf-form4_158093751980400.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,476

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on February 3, 2020, of $19.71.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:50 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,648.9092 $19.71 $32,500.00
Disclosure

SEC source: 0000814453-20-000038 · wf-form4_158094299904953.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648.9092

Underlying: Common Stock · 1,648.9092 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F7 · price: The reporting person's acquisition price for each phantom stock unit is equal to the closing price of one share of the Company's Common Stock on the Transaction Date.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:49 UTC GrantCommon Stock 1,458 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000037 · wf-form4_158094293226084.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,145

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on February 3, 2020, of $19.71.

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February 03, 2020 Filed Feb 5, 2020 22:48 UTC
ICAHN BRETTDirector
GrantCommon Stock 1,458 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000036 · wf-form4_158094287243293.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,604

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on February 3, 2020, of $19.71.

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February 03, 2020 Filed Feb 5, 2020 21:19 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,648.9092 $19.71 $32,500.00
Disclosure

SEC source: 0000814453-20-000035 · wf-form4_158093754232345.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648.9092

Underlying: Common Stock · 1,648.9092 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F7 · price: The reporting person's acquisition price for each phantom stock unit is equal to the closing price of one share of the Company's Common Stock on the Transaction Date.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

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December 03, 2019 Filed Dec 30, 2019 23:35 UTC
Peterson Christopher HEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 57,692 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000124 · wf-form4_157774892111088.xml · derivative · entry 3

Peterson Christopher H · CIK 0001558968 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,692

Underlying: Common Stock · 57,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

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December 03, 2019 Filed Dec 30, 2019 23:35 UTC
Peterson Christopher HEVP, Chief Financial Officer
Tax withholdingCommon Stock 18,314 $18.63 $341,189.82
Disclosure

SEC source: 0000814453-19-000124 · wf-form4_157774892111088.xml · nonDerivative · entry 2

Peterson Christopher H · CIK 0001558968 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,378

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December 03, 2019 Filed Dec 30, 2019 23:35 UTC
Peterson Christopher HEVP, Chief Financial Officer
Exercise / conversionCommon Stock 57,692 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000124 · wf-form4_157774892111088.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person became vested in one half of the total number of restricted stock units that were granted on December 3, 2018.

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November 08, 2019 Filed Jan 29, 2020 21:18 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionRestricted Stock Units · Derivative 14,878 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000021 · wf-form4_158033269455512.xml · derivative · entry 3

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

Read SEC document
November 08, 2019 Filed Jan 29, 2020 21:18 UTC
Hurd LaurelPres., Learning & Development
Tax withholdingCommon Stock 5,205 $20.37 $106,025.85
Disclosure

SEC source: 0000814453-20-000021 · wf-form4_158033269455512.xml · nonDerivative · entry 2

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,049

Read SEC document
November 08, 2019 Filed Jan 29, 2020 21:18 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionCommon Stock 14,878 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000021 · wf-form4_158033269455512.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: All of the restricted stock units granted on November 8, 2016, vested based on satisfaction of the relevant performance conditions.

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November 07, 2019 Filed Nov 12, 2019 13:48 UTC PurchaseCommon Stock 12,500 $20.00 $250,000.00
Disclosure

SEC source: 0000814453-19-000121 · wf-form4_157356651384832.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Manager of B and CC Family Holdings LLC

Disclosed balance after: 12,500

F1 · ownership.nature: B&CC Family Holdings LLC ("LLC"), an entity for which Reporting Person is the sole Manager, is owned 1% by Reporting Person and 49.5% each by the Brian J. Craigie Trust 2019 ("BJCT") and the Chelsea B. Craigie Trust 2019 ("CBCT"). BJCT and CBCT's ownership of the LLC is limited exclusively to economic interest. The trustees and beneficiaries of BJCT and CBCT are the children of the Reporting Person, and therefore the Reporting Person disclaims beneficial ownership of the trusts and their ownership, except to the extent of his pecuniary interest therein.

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November 01, 2019 Filed Nov 5, 2019 23:55 UTC
ICAHN BRETTDirector
GrantCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000119 · wf-form4_157299810931860.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,146

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2019 director fees paid in common stock based on the Company's closing price on November 1, 2019 of $20.60.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 23:53 UTC GrantCommon Stock 1,577 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000117 · wf-form4_157299798781462.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,749

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2019 director fees paid in common stock based on the Company's closing price on November 1, 2019 of $20.60.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 23:51 UTC GrantCommon Stock 3,640 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000115 · wf-form4_157299784896549.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,093

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2019 director fees paid in common stock based on the Company's closing price on November 1, 2019 of $20.60.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 23:47 UTC GrantCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0000814453-19-000113 · wf-form4_157299765907980.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2019 director fees paid in common stock based on the Company's closing price on November 1, 2019 of $20.60.

Read SEC document
November 01, 2019 Filed Jan 29, 2020 21:19 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,577.6699 $20.60 $32,500.00
Disclosure

SEC source: 0000814453-20-000023 · wf-form4_158033273880879.xml · derivative · entry 4

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596.5592

Underlying: Common Stock · 1,577.6699 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2019 Director compensation which are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2019 Director compensation which are on file with the Company.

F7 · price: The reporting person's acquisition price for each phantom stock unit is equal to the closing price of one share of the Company's Common Stock on the Transaction Date.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

F11 · balance_after: The reported total includes 18.8893 phantom stock units accrued pursuant to a dividend reinvestment feature of the DCP during the period November 1, 2019, through December 13, 2019, in a transaction exempt from Section 16 pursuant to Rule 16a-11. The Dividend reinvestment accrual was calculated based on the Company's closing stock price on December 13, 2019, the date on which a dividend was paid to holders of the Company's Common Stock.

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October 02, 2019 Filed Oct 4, 2019 20:19 UTC
Saligram Ravichandra KrishnamurtyDirector · President and CEO
GrantOptions (Right to Buy) · Derivative 1,333,333 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0000814453-19-000103 · wf-form4_157022036189079.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,333

Underlying: Common Stock · 1,333,333 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person will become eligible for vesting of the entire option award when the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18 calendar month and third anniversary of the grant date exceeds 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). Upon the Performance Criteria being met, the options shall vest and become exercisable in 3 equal installments on the 18 month, second and third anniversaries of the Reporting Person's grant date. If the Performance Criteria have not been satisfied as of any of the aforementioned vesting dates, then vesting for the portion of the option otherwise scheduled to vest on such vesting date will occur on the fifth business day following the date on which the Performance Criteria are satisfied.

F2 · derivative.expiration_date: Options expire on the tenth anniversary of the grant date. If the reporting person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, subject to the Performance Criteria, and shall instead expire on the third anniversary of the later of the reporting person's: (i) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the grant date.

Read SEC document
October 02, 2019 Filed Jun 9, 2021 20:15 UTC Amendment
Saligram Ravichandra KrishnamurtyDirector · President and CEO
GrantOptions (Right to Buy) · Derivative 1,333,333 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0000814453-21-000107 · wf-form4a_162326971163323.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,333

Underlying: Common Stock · 1,333,333 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person becomes eligible for vesting of the entire option award when the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18 calendar month and third anniversary of the grant date exceeds 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). Upon the Performance Criteria being met, the options shall vest and become exercisable in 3 equal installments on the 18 month, second and third anniversaries of the Reporting Person's grant date. If the Performance Criteria are not satisfied as of any of the aforementioned vesting dates, then vesting for the portion of the option otherwise scheduled to vest on such vesting date will occur on the fifth business day following the date on which the Performance Criteria are satisfied.

F2 · derivative.expiration_date: Options expire on the tenth anniversary of the grant date. If the Reporting Person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, subject to the Performance Criteria, and shall instead expire on the third anniversary of the later of the Reporting Person's: (i) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the grant date.

F3 · balance_after: This Form 4 is being amended to report that the Company's Compensation and Human Capital Committee certified that the Performance Criteria for the above-reported option grant have been met. Accordingly, the first installment of the above-referenced option grant, consisting of 444,444 options, vested pursuant to the terms of the grant agreement. The vested options remain unexercised.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.