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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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Tapewire entity
4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2021 Filed Aug 3, 2021 20:59 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,313.131 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000129 · wf-form4_162802430900482.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313.131

Underlying: Common Stock · 1,313.131 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's third quarter 2021 director fees issued to the reporting person on July 30, 2021, based on the Company's closing price per share on that date of $24.75.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:57 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,363.636 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000128 · wf-form4_162802417084618.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363.636

Underlying: Common Stock · 1,363.636 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the third quarter 2021 director fees and were issued to the reporting person on July 30, 2021, based on the Company's closing price per share on that date of $24.75.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:55 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000127 · wf-form4_162802409679411.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,377

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on July 30, 2021, of $24.75.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:54 UTC
ICAHN BRETTDirector · 10% owner
GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000126 · wf-form4_162802400909273.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,140

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on July 30, 2021, of $24.75.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:16 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 8,859 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000105 · wf-form4_162136894125741.xml · derivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Represents the vesting of the third and final tranche of a performance-based restricted stock unit award granted on May 15, 2018. By its terms, the award vested ratably in one-third increments on the first, second and third anniversaries of the award date provided that: (i) the reporting person remained continuously employed by the Company; and (ii) certain performance criteria related to cost savings and completion of previously announced divestiture programs were satisfied. Unexpired portions of the award were subject to earlier vesting without regard to achievement of the performance criteria in the event of death or disability. Unexpired portions of the award were subject to vesting pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement.

F5 · derivative.expiration_date: If the relevant performance criteria were not met, each tranche would have expired on the applicable anniversary date.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:16 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 3,996 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000105 · wf-form4_162136894125741.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,032

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the closing stock price for the Company's common stock on the transaction date.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:16 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 8,859 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000105 · wf-form4_162136894125741.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the third and final tranche of the total number of restricted stock units granted on May 15, 2018 pursuant to a performance-based grant, as described in footnote 4, below.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:16 UTC
Peterson Christopher HCFO & President, Bus. Op.
SaleCommon Stock 39,378 $29.30 $1,153,775.40
Disclosure

SEC source: 0000814453-21-000103 · wf-form4_162076417355282.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,101

Read SEC document
May 04, 2021 Filed May 6, 2021 20:41 UTC
Geller Michal J.President, eCommerce & Digital
GrantStock Option (Right to Buy) · Derivative 35,281 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0000814453-21-000101 · wf-form4_162033368185802.xml · derivative · entry 3

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,281

Underlying: Common Stock · 35,281 shares

Expires 2031-05-04

F5 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second, and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:41 UTC
Geller Michal J.President, eCommerce & Digital
GrantRestricted Stock Units · Derivative 4,704 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000101 · wf-form4_162033368185802.xml · derivative · entry 2

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,704

Underlying: Common Stock · 4,704 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F4 · derivative.exercise_date: The award shall vest in full on the third anniversary of the award date, subject to the reporting person's continuous employment with the Company, but the award may vest earlier in whole or in part in the event of death, disability or retirement.

F3 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:41 UTC
Geller Michal J.President, eCommerce & Digital
GrantRestricted Stock Units · Derivative 12,473 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000101 · wf-form4_162033368185802.xml · derivative · entry 1

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,473

Underlying: Common Stock · 12,473 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest ratably in one-half increments on the first and second anniversaries of the award date, subject to the reporting person's continuous employment with the Company, but the award may vest earlier in whole or in part in the event of death, disability or retirement.

F3 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000100 · wf-form4_162033356302862.xml · derivative · entry 3

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000100 · wf-form4_162033356302862.xml · derivative · entry 2

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:39 UTC Exercise / conversionCommon Stock 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000100 · wf-form4_162033356302862.xml · nonDerivative · entry 1

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:38 UTC GrantRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000099 · wf-form4_162033350017122.xml · derivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:37 UTC GrantDeferred RSU Phantom Stock · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000098 · wf-form4_162033342820438.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units ("RSUs") which, pursuant to the reporting person's grant agreement with the Company, are scheduled to vest on the earlier of: (i) the first anniversary of the grant date; or (ii) the date immediately preceding the Company's 2022 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), with vesting conditioned upon the reporting person's continuous service on the Board until the RSU Vesting Date, and with the award being eligible to vest before the RSU Vesting Date in the event of the reporting person's death, disability or retirement. Pursuant to the grant agreement, as of the RSU Vesting Date, the reporting person would also be entitled to receive a cash payment equal to the value of dividends paid by the Company on an equal number of shares of the Company's Common Stock during the period from the grant date specified in Table II to the RSU Vesting Date (the "Vesting Year Dividend Payment").

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the award and instead shall become eligible to receive on the RSU Vesting Date: (i) phantom stock units and (ii) the Vesting Year Dividend Payment. Settlement of the phantom stock units received on the RSU Vesting Date will be deferred until after the end of the reporting person's service on the Board of the Company. At the end of the deferral period, the phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock.

F3 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F4 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period

F5 · price: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F5 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F6 · derivative.exercise_date: The phantom stock units to be acquired pursuant to this award on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F7 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:36 UTC GrantRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000097 · wf-form4_162033334887602.xml · derivative · entry 3

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000097 · wf-form4_162033334887602.xml · derivative · entry 2

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:36 UTC Exercise / conversionCommon Stock 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000097 · wf-form4_162033334887602.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:34 UTC GrantDeferred RSU Phantom Stock · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000096 · wf-form4_162033325495694.xml · derivative · entry 3

Johnson Jay LeCoryelle · CIK 0001736249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F3 · security: Represents an award of restricted stock units ("RSUs") which, pursuant to the reporting person's grant agreement with the Company, are scheduled to vest on the earlier of: (i) the first anniversary of the grant date; or (ii) the date immediately preceding the Company's 2022 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), with vesting conditioned upon the reporting person's continuous service on the Board until the RSU Vesting Date, and with the award being eligible to vest before the RSU Vesting Date in the event of the reporting person's death, disability or retirement. Pursuant to the grant agreement, as of the RSU Vesting Date, the reporting person would also be entitled to receive a cash payment equal to the value of dividends paid by the Company on an equal number of shares of the Company's Common Stock during the period from the grant date specified in Table II to the RSU Vesting Date (the "Vesting Year Dividend Payment").

F4 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the award and instead shall become eligible to receive on the RSU Vesting Date: (i) phantom stock units and (ii) the Vesting Year Dividend Payment. Settlement of the phantom stock units received on the RSU Vesting Date will be deferred until after the end of the reporting person's service on the Board of the Company. At the end of the deferral period, the phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock.

F5 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F6 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F7 · price: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F7 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F8 · derivative.exercise_date: The phantom stock units to be acquired pursuant to this award on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 4,928 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000096 · wf-form4_162033325495694.xml · derivative · entry 2

Johnson Jay LeCoryelle · CIK 0001736249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:34 UTC Exercise / conversionCommon Stock 4,928 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000096 · wf-form4_162033325495694.xml · nonDerivative · entry 1

Johnson Jay LeCoryelle · CIK 0001736249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:33 UTC
ICAHN BRETTDirector · 10% owner
GrantRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000095 · wf-form4_162033314562271.xml · derivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:33 UTC
ICAHN BRETTDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000095 · wf-form4_162033314562271.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:33 UTC
ICAHN BRETTDirector · 10% owner
Exercise / conversionCommon Stock 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000095 · wf-form4_162033314562271.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:31 UTC GrantDeferred RSU Phantom Stock · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000094 · wf-form4_162033303722207.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units ("RSUs") which, pursuant to the reporting person's grant agreement with the Company, are scheduled to vest on the earlier of: (i) the first anniversary of the grant date; or (ii) the date immediately preceding the Company's 2022 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), with vesting conditioned upon the reporting person's continuous service on the Board until the RSU Vesting Date, and with the award being eligible to vest before the RSU Vesting Date in the event of the reporting person's death, disability or retirement. Pursuant to the grant agreement, as of the RSU Vesting Date, the reporting person would also be entitled to receive a cash payment equal to the value of dividends paid by the Company on an equal number of shares of the Company's Common Stock during the period from the grant date specified in Table II to the RSU Vesting Date (the "Vesting Year Dividend Payment").

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the award and instead shall become eligible to receive on the RSU Vesting Date: (i) phantom stock units and (ii) the Vesting Year Dividend Payment. Settlement of the phantom stock units received on the RSU Vesting Date will be deferred until after the end of the reporting person's service on the Board of the Company. At the end of the deferral period, the phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock.

F3 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F4 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F5 · price: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F5 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F6 · derivative.exercise_date: The phantom stock units to be acquired pursuant to this award on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F7 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:29 UTC GrantDeferred RSU Phantom Stock · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000093 · wf-form4_162033291471951.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units ("RSUs") which, pursuant to the reporting person's grant agreement with the Company, are scheduled to vest on the earlier of: (i) the first anniversary of the grant date; or (ii) the date immediately preceding the Company's 2022 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), with vesting conditioned upon the reporting person's continuous service on the Board until the RSU Vesting Date, and with the award being eligible to vest before the RSU Vesting Date in the event of the reporting person's death, disability or retirement. Pursuant to the grant agreement, as of the RSU Vesting Date, the reporting person would also be entitled to receive a cash payment equal to the value of dividends paid by the Company on an equal number of shares of the Company's Common Stock during the period from the grant date specified in Table II to the RSU Vesting Date (the "Vesting Year Dividend Payment").

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the award and instead shall become eligible to receive on the RSU Vesting Date: (i) phantom stock units and (ii) the Vesting Year Dividend Payment. Settlement of the phantom stock units received on the RSU Vesting Date will be deferred until after the end of the reporting person's service on the Board of the Company. At the end of the deferral period, the phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock.

F3 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F4 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F5 · price: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F5 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F6 · derivative.exercise_date: The phantom stock units to be acquired pursuant to this award on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F7 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:27 UTC GrantRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000092 · wf-form4_162033282144102.xml · derivative · entry 4

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000092 · wf-form4_162033282144102.xml · derivative · entry 3

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2021 Filed May 6, 2021 20:27 UTC Exercise / conversionCommon Stock 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000092 · wf-form4_162033282144102.xml · nonDerivative · entry 1

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,169.906 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000091 · wf-form4_162024619292749.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169.906

Underlying: Common Stock · 1,169.906 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's second quarter 2021 director fees issued to the reporting person on May 3, 2021, based on the Company's closing price per share on that date of $27.78

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
May 03, 2021 Filed May 5, 2021 20:20 UTC GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000090 · wf-form4_162024598989374.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,163

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on May 3, 2021, of $27.78.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:18 UTC
ICAHN BRETTDirector · 10% owner
GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000089 · wf-form4_162024586676227.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,926

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on May 3, 2021, of $27.78.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,214.903 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000088 · wf-form4_162024570931959.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214.903

Underlying: Common Stock · 1,214.903 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the second quarter 2021 director fees and were issued to the reporting person on May 3, 2021, based on the Company's closing price per share on that date of $27.78.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionRestricted Stock Units · Derivative 5,144 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000054 · wf-form4_161411491365882.xml · derivative · entry 3

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

Underlying: Common Stock · 5,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of the Company's common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents the vesting of the second tranche of restricted stock units granted to the Reporting Person on February 19, 2019. The grant vests ratably in one-third increments on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F5 · derivative.expiration_date: N/A

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC
Hurd LaurelPres., Learning & Development
Tax withholdingCommon Stock 1,549 $24.32 $37,671.68
Disclosure

SEC source: 0000814453-21-000054 · wf-form4_161411491365882.xml · nonDerivative · entry 2

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,068.3063

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 19, 2021.

F1 · balance_after: 4,062.187 shares of this total are shares jointly owned with the Reporting Person's spouse.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:16 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionCommon Stock 5,144 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000054 · wf-form4_161411491365882.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,617.3063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 4,062.187 shares of this total are shares jointly owned with the Reporting Person's spouse.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 9,406 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000053 · wf-form4_161411482178585.xml · derivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406

Underlying: Common Stock · 9,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the second tranche of restricted stock units granted to the Reporting Person on February 19, 2019. The grant vests ratably in one-third increments on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 3,557 $24.32 $86,506.24
Disclosure

SEC source: 0000814453-21-000053 · wf-form4_161411482178585.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,169

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:14 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 9,406 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000053 · wf-form4_161411482178585.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
GrantStock Option (Right to Buy) · Derivative 126,892 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · derivative · entry 8

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,892

Underlying: Common Stock · 126,892 shares

Expires 2031-02-16

F11 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
GrantRestricted Stock Units · Derivative 16,919 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · derivative · entry 7

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

Underlying: Common Stock · 16,919 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F10 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F5 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 29,389 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · derivative · entry 6

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock as more specifically discussed in Footnote 7, below.

F7 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 2 year period beginning January 1, 2018 and ending December 31, 2020, and certification of such performance by the Company's Compensation Committee following the conclusion of the performance period. The grant agreement between the Reporting Person and the Company further conditions vesting of the award on the Reporting Person's continuous employment with the Company and provides that unexpired portions of the award may vest: (i) earlier and without regard to achievement of the performance criteria in the event of death or disability; or (ii) pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement.

F8 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the performance-based restricted stock unit grant expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · derivative · entry 5

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of the Company's common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents the vesting of the third tranche of restricted stock units granted to the Reporting Person on February 14, 2018. The grant vested ratably in one-third increments on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F5 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 8,944 $24.19 $216,355.36
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · nonDerivative · entry 4

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,320

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 12, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 29,389 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · nonDerivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Company's Compensation Committee certified achievement of the pre-established performance goals at a level resulting in the vesting of 57% of the Reporting Person's target shares. As discussed in Footnote 7, below, the terms of the Reporting Person's grant of performance-based restricted stock units provided for a payout of 0% to 200% of the original grant, based on actual achievement of the goals.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 2,214 $24.19 $53,556.66
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,875

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 12, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:37 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000048 · wf-form4_161368419869550.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Saligram Ravichandra KrishnamurtyDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 409,837 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000047 · wf-form4_161368405718443.xml · derivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,837

Underlying: Common Stock · 409,837 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

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February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Saligram Ravichandra KrishnamurtyDirector · President and CEO
GrantRestricted Stock Units · Derivative 54,645 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000047 · wf-form4_161368405718443.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Underlying: Common Stock · 54,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.