Last 12 months
Inside the activity.
0 purchase rows · 31 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 18:12 UTC |
Pettit Thomas FSee Remarks below
|
Tax withholdingOrdinary Shares | 1,106 | $22.51 | $24,896.06 |
DisclosureSEC source: 0001567619-19-000627 · doc1.xml · nonDerivative · entry 2 Pettit Thomas F · CIK 0001613910 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,984.638 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:12 UTC |
Pettit Thomas FSee Remarks below
|
GrantOrdinary Shares - Restricted Stock Units | 2,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000627 · doc1.xml · nonDerivative · entry 1 Pettit Thomas F · CIK 0001613910 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,013.696 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:20 UTC |
Wozniak BethDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 201,888 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000635 · doc1.xml · derivative · entry 4 Wozniak Beth · CIK 0001654174 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,888 Underlying: Ordinary Shares · 201,888 shares Expires 2029-01-02 F6 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:20 UTC |
Wozniak BethDirector · Chief Executive Officer
|
Tax withholdingOrdinary Shares | 5,878 | $22.51 | $132,313.78 |
DisclosureSEC source: 0001567619-19-000635 · doc1.xml · nonDerivative · entry 2 Wozniak Beth · CIK 0001654174 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,958.606 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F5 · balance_after: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:20 UTC |
Wozniak BethDirector · Chief Executive Officer
|
GrantOrdinary Shares - Restricted Stock Units | 41,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000635 · doc1.xml · nonDerivative · entry 1 Wozniak Beth · CIK 0001654174 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,984.371 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:18 UTC |
Wacker Randolph A.SVP & Chief Accounting Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,459 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000633 · doc1.xml · derivative · entry 4 Wacker Randolph A. · CIK 0001739055 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,459 Underlying: Ordinary Shares · 13,459 shares Expires 2029-01-02 F6 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:18 UTC |
Wacker Randolph A.SVP & Chief Accounting Officer
|
Tax withholdingOrdinary Shares | 787 | $22.51 | $17,715.37 |
DisclosureSEC source: 0001567619-19-000633 · doc1.xml · nonDerivative · entry 2 Wacker Randolph A. · CIK 0001739055 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,832.321 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F5 · balance_after: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:18 UTC |
Wacker Randolph A.SVP & Chief Accounting Officer
|
GrantOrdinary Shares - Restricted Stock Units | 2,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000633 · doc1.xml · nonDerivative · entry 1 Wacker Randolph A. · CIK 0001739055 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,180.535 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:16 UTC |
van der Kolk Robert J.See Remarks below
|
GrantEmployee Stock Option (right to buy) · Derivative | 25,572 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000631 · doc1.xml · derivative · entry 3 van der Kolk Robert J. · CIK 0001739009 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,572 Underlying: Ordinary Shares · 25,572 shares Expires 2029-01-02 F4 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:16 UTC |
van der Kolk Robert J.See Remarks below
|
Tax withholdingOrdinary Shares | 1,451 | $22.51 | $32,662.01 |
DisclosureSEC source: 0001567619-19-000631 · doc1.xml · nonDerivative · entry 2 van der Kolk Robert J. · CIK 0001739009 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,287 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:16 UTC |
van der Kolk Robert J.See Remarks below
|
GrantOrdinary Shares - Restricted Stock Units | 5,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000631 · doc1.xml · nonDerivative · entry 1 van der Kolk Robert J. · CIK 0001739009 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,125.505 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:13 UTC |
Ruzynski Joseph A.President of Enclosures
|
GrantEmployee Stock Option (right to buy) · Derivative | 32,302 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000629 · doc1.xml · derivative · entry 5 Ruzynski Joseph A. · CIK 0001738986 · President of Enclosures 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,302 Underlying: Ordinary Shares · 32,302 shares Expires 2029-01-02 F8 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F9 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:13 UTC |
Ruzynski Joseph A.President of Enclosures
|
Tax withholdingOrdinary Shares | 994 | $22.51 | $22,374.94 |
DisclosureSEC source: 0001567619-19-000629 · doc1.xml · nonDerivative · entry 2 Ruzynski Joseph A. · CIK 0001738986 · President of Enclosures 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,252.2516 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock [units]. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). F5 · balance_after: End-of-period holdings include monthly purchase(s) under the nVent Electric plc. Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:13 UTC |
Ruzynski Joseph A.President of Enclosures
|
GrantOrdinary Shares - Restricted Stock Units | 6,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000629 · doc1.xml · nonDerivative · entry 1 Ruzynski Joseph A. · CIK 0001738986 · President of Enclosures 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,886.134 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:49 UTC |
Heath Lynnette REVP & Chief HR Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 26,918 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000611 · doc1.xml · derivative · entry 3 Heath Lynnette R · CIK 0001739413 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,918 Underlying: Ordinary Shares · 26,918 shares Expires 2029-01-02 F5 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:49 UTC |
Heath Lynnette REVP & Chief HR Officer
|
Tax withholdingOrdinary Shares | 532 | $22.51 | $11,975.32 |
DisclosureSEC source: 0001567619-19-000611 · doc1.xml · nonDerivative · entry 2 Heath Lynnette R · CIK 0001739413 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.186 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F4 · balance_after: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:49 UTC |
Heath Lynnette REVP & Chief HR Officer
|
GrantOrdinary Shares - Restricted Stock Units | 5,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000611 · doc1.xml · nonDerivative · entry 1 Heath Lynnette R · CIK 0001739413 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,204 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:47 UTC |
Faulconer Michael BPresident - Thermal Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 28,264 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000609 · doc1.xml · derivative · entry 4 Faulconer Michael B · CIK 0001739223 · President - Thermal Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,264 Underlying: Ordinary Shares · 28,264 shares Expires 2029-01-02 F6 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:47 UTC |
Faulconer Michael BPresident - Thermal Management
|
Tax withholdingOrdinary Shares | 1,006 | $22.51 | $22,645.06 |
DisclosureSEC source: 0001567619-19-000609 · doc1.xml · nonDerivative · entry 2 Faulconer Michael B · CIK 0001739223 · President - Thermal Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,463.084 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F5 · balance_after: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:47 UTC |
Faulconer Michael BPresident - Thermal Management
|
GrantOrdinary Shares - Restricted Stock Units | 5,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000609 · doc1.xml · nonDerivative · entry 1 Faulconer Michael B · CIK 0001739223 · President - Thermal Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,574.974 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 16:11 UTC |
Pettit Thomas FSee Remarks below
|
Tax withholdingOrdinary Shares | 3,913 | $21.59 | $84,481.67 |
DisclosureSEC source: 0001567619-18-008246 · doc1.xml · nonDerivative · entry 1 Pettit Thomas F · CIK 0001613910 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,013.638 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| November 29, 2018 Filed Jan 4, 2019 23:01 UTC |
HOGAN RANDALL JDirector
|
GiftOrdinary Shares | 41,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000615 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 433,450 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:05 UTC |
van der Kolk Robert J.See Remarks below
|
Tax withholdingOrdinary Shares | 1,403 | $24.59 | $34,499.77 |
DisclosureSEC source: 0001567619-18-006756 · doc1.xml · nonDerivative · entry 1 van der Kolk Robert J. · CIK 0001739009 · See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| November 07, 2018 Filed Nov 13, 2018 21:08 UTC |
HOGAN RANDALL JDirector
|
SaleOrdinary Shares | 157.547 | $27.00 | $4,253.88 |
DisclosureSEC source: 0001567619-18-005799 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,507 F1 · kind: Shares automatically sold by administrator of nonqualified deferral plan to pay taxes applicable to distribution of dividends related to previously distributed shares from such a plan in accordance with previously made irrevocable deferral election. F2 · balance_after: End-of-period holdings reflect a distribution from the Deferral Plan to the reporting person in an exempt transaction not required to be reported pursuant to Section 16(a). Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:17 UTC |
HOGAN RANDALL JDirector
|
SaleOrdinary Shares | 21,082.229 | $25.35 | $534,333.31 |
DisclosureSEC source: 0001567619-18-005167 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,241 F2 · kind: Shares automatically sold by administrator of nonqualified deferral plan to pay taxes applicable to distribution of shares from such a plan in accordance with previously made irrevocable deferral election. F5 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). F3 · balance_after: End-of-period holdings reflect a distribution from the Deferral Plan to the reporting person in an exempt transaction not required to be reported pursuant to Section 16(a). Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:17 UTC |
HOGAN RANDALL JDirector
|
Tax withholdingOrdinary Shares | 468 | $25.42 | $11,896.56 |
DisclosureSEC source: 0001567619-18-005167 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,778 F1 · kind: Shares surrendered to pay taxes applicable to vesting of dividend equivalent units related to previously vested restricted stock units. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:30 UTC |
HOGAN RANDALL JDirector
|
Tax withholdingOrdinary Shares | 85,945 | $24.01 | $2,063,539.45 |
DisclosureSEC source: 0001567619-18-004930 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,059 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: Since the date of the reporting person's last ownership form, 33,055 shares previously reported as directly held ordinary shares have been transferred and are now indirectly beneficially owned by Trust. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 17:29 UTC |
MONAHAN WILLIAM TDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 17,133 | $0.00 Strike: $8.37 | $0.00 |
DisclosureSEC source: 0001567619-18-002326 · doc1.xml · derivative · entry 3 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 17,133 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 17:29 UTC |
MONAHAN WILLIAM TDirector
|
SaleOrdinary Shares | 17,133 | $28.08 | $481,094.64 |
DisclosureSEC source: 0001567619-18-002326 · doc1.xml · nonDerivative · entry 2 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,329 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $27.82 to $28.42. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 17:29 UTC |
MONAHAN WILLIAM TDirector
|
Exercise / conversionOrdinary Shares | 17,133 | $8.37 | $143,403.21 |
DisclosureSEC source: 0001567619-18-002326 · doc1.xml · nonDerivative · entry 1 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 104,462 | $0.00 Strike: $8.37 | $0.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · derivative · entry 9 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 104,462 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $8.37 | $0.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · derivative · entry 8 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,462 Underlying: Ordinary Shares · 50,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $8.37 | $0.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · derivative · entry 7 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,462 Underlying: Ordinary Shares · 50,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
SaleOrdinary Shares | 50,000 | $26.82 | $1,340,765.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 6 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.39 to $27.275. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionOrdinary Shares | 50,000 | $8.37 | $418,500.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 5 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
SaleOrdinary Shares | 104,462 | $26.77 | $2,796,343.28 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 4 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.39 to $27.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionOrdinary Shares | 104,462 | $8.37 | $874,346.94 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
SaleOrdinary Shares | 50,000 | $26.82 | $1,340,750.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.50 to $27.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionOrdinary Shares | 50,000 | $8.37 | $418,500.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| May 31, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseOrdinary Shares | 365,000 | $26.96 | $9,841,422.00 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · nonDerivative · entry 5 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,557,868 F10 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $26.61 to $27.15. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 30, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseOrdinary Shares | 140,425 | $26.39 | $3,705,127.67 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · nonDerivative · entry 4 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,192,868 F9 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $26.14 to $26.50. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 29, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 49,134 | $0.00 Strike: $23.32 | $0.00 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · derivative · entry 8 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 0 Underlying: Ordinary Shares · 49,134 shares Expires 2018-11-20 F1 · derivative.exercise_price: In November 2017, Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N") entered into privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased shares of Pentair plc. Upon the distribution of ordinary shares of the Issuer to holders of ordinary shares of Pentair plc on April 30, 2018, the back-to-back call and put transactions were adjusted, in accordance with their terms, to permit TPSIF-N to acquire both ordinary shares of Pentair plc and ordinary shares of the Issuer. More specifically, following the adjustment, these transactions incorporated back-to-back call options and puts (the "nVent Options") pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), TPSIF-N could acquire the number of shares of the Issuer set forth above at the exercise price set forth above (the "Exercise Price"). F2 · derivative.exercise_price: (FN 1, contd.) The call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. TPSIF-N was also party to a put option with the counterparty for the same number of shares of the Issuer pursuant to which, if on the Exercise Date the call options had not been exercised by TPSIF-N and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require TPSIF-N to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, TPSIF-N paid the counterparty a financing fee based on the number of days that the nVent Options that it holds are outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the nVent Options. Until exercised, the nVent Options did not give TPSIF-N any direct or indirect voting, investment or dispositive control over the underlying shares. F7 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $23.296 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F1 · derivative.exercise_date: In November 2017, Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N") entered into privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased shares of Pentair plc. Upon the distribution of ordinary shares of the Issuer to holders of ordinary shares of Pentair plc on April 30, 2018, the back-to-back call and put transactions were adjusted, in accordance with their terms, to permit TPSIF-N to acquire both ordinary shares of Pentair plc and ordinary shares of the Issuer. More specifically, following the adjustment, these transactions incorporated back-to-back call options and puts (the "nVent Options") pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), TPSIF-N could acquire the number of shares of the Issuer set forth above at the exercise price set forth above (the "Exercise Price"). F2 · derivative.exercise_date: (FN 1, contd.) The call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. TPSIF-N was also party to a put option with the counterparty for the same number of shares of the Issuer pursuant to which, if on the Exercise Date the call options had not been exercised by TPSIF-N and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require TPSIF-N to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, TPSIF-N paid the counterparty a financing fee based on the number of days that the nVent Options that it holds are outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the nVent Options. Until exercised, the nVent Options did not give TPSIF-N any direct or indirect voting, investment or dispositive control over the underlying shares. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 29, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 204,958 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · derivative · entry 7 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 0 Underlying: Ordinary Shares · 204,958 shares Expires 2018-11-20 F1 · derivative.exercise_price: In November 2017, Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N") entered into privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased shares of Pentair plc. Upon the distribution of ordinary shares of the Issuer to holders of ordinary shares of Pentair plc on April 30, 2018, the back-to-back call and put transactions were adjusted, in accordance with their terms, to permit TPSIF-N to acquire both ordinary shares of Pentair plc and ordinary shares of the Issuer. More specifically, following the adjustment, these transactions incorporated back-to-back call options and puts (the "nVent Options") pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), TPSIF-N could acquire the number of shares of the Issuer set forth above at the exercise price set forth above (the "Exercise Price"). F2 · derivative.exercise_price: (FN 1, contd.) The call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. TPSIF-N was also party to a put option with the counterparty for the same number of shares of the Issuer pursuant to which, if on the Exercise Date the call options had not been exercised by TPSIF-N and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require TPSIF-N to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, TPSIF-N paid the counterparty a financing fee based on the number of days that the nVent Options that it holds are outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the nVent Options. Until exercised, the nVent Options did not give TPSIF-N any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · derivative.exercise_price: The put-call option was previously reported at an exercise price of 23.2033 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F1 · derivative.exercise_date: In November 2017, Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N") entered into privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased shares of Pentair plc. Upon the distribution of ordinary shares of the Issuer to holders of ordinary shares of Pentair plc on April 30, 2018, the back-to-back call and put transactions were adjusted, in accordance with their terms, to permit TPSIF-N to acquire both ordinary shares of Pentair plc and ordinary shares of the Issuer. More specifically, following the adjustment, these transactions incorporated back-to-back call options and puts (the "nVent Options") pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), TPSIF-N could acquire the number of shares of the Issuer set forth above at the exercise price set forth above (the "Exercise Price"). F2 · derivative.exercise_date: (FN 1, contd.) The call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. TPSIF-N was also party to a put option with the counterparty for the same number of shares of the Issuer pursuant to which, if on the Exercise Date the call options had not been exercised by TPSIF-N and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require TPSIF-N to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, TPSIF-N paid the counterparty a financing fee based on the number of days that the nVent Options that it holds are outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the nVent Options. Until exercised, the nVent Options did not give TPSIF-N any direct or indirect voting, investment or dispositive control over the underlying shares. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 29, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseOrdinary Shares | 193,573 | $26.44 | $5,118,050.76 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · nonDerivative · entry 3 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,052,443 F8 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $26.15 to $26.50. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 29, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherOrdinary Shares | 49,134 | $23.32 | $1,145,967.02 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · nonDerivative · entry 2 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 16,858,870 F1 · price: In November 2017, Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N") entered into privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased shares of Pentair plc. Upon the distribution of ordinary shares of the Issuer to holders of ordinary shares of Pentair plc on April 30, 2018, the back-to-back call and put transactions were adjusted, in accordance with their terms, to permit TPSIF-N to acquire both ordinary shares of Pentair plc and ordinary shares of the Issuer. More specifically, following the adjustment, these transactions incorporated back-to-back call options and puts (the "nVent Options") pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), TPSIF-N could acquire the number of shares of the Issuer set forth above at the exercise price set forth above (the "Exercise Price"). F2 · price: (FN 1, contd.) The call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. TPSIF-N was also party to a put option with the counterparty for the same number of shares of the Issuer pursuant to which, if on the Exercise Date the call options had not been exercised by TPSIF-N and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require TPSIF-N to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · price: (FN 2, contd.) As part of these transactions, TPSIF-N paid the counterparty a financing fee based on the number of days that the nVent Options that it holds are outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the nVent Options. Until exercised, the nVent Options did not give TPSIF-N any direct or indirect voting, investment or dispositive control over the underlying shares. F7 · price: The put-call option was previously reported at an exercise price of $23.296 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 29, 2018 Filed May 31, 2018 22:12 UTC |
Baldwin Brian MDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherOrdinary Shares | 204,958 | $23.24 | $4,762,855.00 |
DisclosureSEC source: 0001209191-18-034462 · doc4.xml · nonDerivative · entry 1 Baldwin Brian M · CIK 0001728954 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 16,809,736 F1 · price: In November 2017, Trian Partners Strategic Investment Fund-N, L.P. ("TPSIF-N") entered into privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased shares of Pentair plc. Upon the distribution of ordinary shares of the Issuer to holders of ordinary shares of Pentair plc on April 30, 2018, the back-to-back call and put transactions were adjusted, in accordance with their terms, to permit TPSIF-N to acquire both ordinary shares of Pentair plc and ordinary shares of the Issuer. More specifically, following the adjustment, these transactions incorporated back-to-back call options and puts (the "nVent Options") pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), TPSIF-N could acquire the number of shares of the Issuer set forth above at the exercise price set forth above (the "Exercise Price"). F2 · price: (FN 1, contd.) The call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. TPSIF-N was also party to a put option with the counterparty for the same number of shares of the Issuer pursuant to which, if on the Exercise Date the call options had not been exercised by TPSIF-N and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require TPSIF-N to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · price: (FN 2, contd.) As part of these transactions, TPSIF-N paid the counterparty a financing fee based on the number of days that the nVent Options that it holds are outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the nVent Options. Until exercised, the nVent Options did not give TPSIF-N any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · price: The put-call option was previously reported at an exercise price of 23.2033 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F5 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., TPSIF-N, Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F6 · ownership.nature: (FN 5, contd.) Mr. Baldwin is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Baldwin is a director of the Issuer. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC |
HOGAN RANDALL JDirector
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Exercise / conversionStock Option (right to buy) · Derivative | 1,494 | $0.00 Strike: $22.52 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 11 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,572 Underlying: Ordinary Shares · 1,494 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,967 | $0.00 Strike: $17.10 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 10 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,098 Underlying: Ordinary Shares · 1,967 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,918 | $0.00 Strike: $11.53 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 9 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,112 Underlying: Ordinary Shares · 2,918 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC |
HOGAN RANDALL JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,693 | $0.00 Strike: $12.49 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 8 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,970 Underlying: Ordinary Shares · 2,693 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.