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1023
SEC CIK
0001045810
Parsed reports
1,498

Last 12 months

Inside the activity.

0 purchase rows · 187 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025053
Jan 2026024
Feb 2026024
Mar 2026038
Apr 202600
May 202601
Jun 202606
Jul 202600
Aug 202605
Sep 2026020
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2015 Filed Feb 6, 2015 22:24 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-15-000008 · wf-form4_142326148306013.xml · derivative · entry 7

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,100

Underlying: Common Stock · 10,000 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
February 06, 2015 Filed Feb 6, 2015 22:24 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 10,000 $20.44 $204,390.00
Disclosure

SEC source: 0001045810-15-000008 · wf-form4_142326148306013.xml · nonDerivative · entry 4

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,160

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $20.38 to $20.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2015 Filed Feb 6, 2015 22:24 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 10,000 $10.20 $102,000.00
Disclosure

SEC source: 0001045810-15-000008 · wf-form4_142326148306013.xml · nonDerivative · entry 3

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
February 04, 2015 Filed Feb 6, 2015 22:24 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-15-000008 · wf-form4_142326148306013.xml · derivative · entry 6

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,100

Underlying: Common Stock · 10,000 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
February 04, 2015 Filed Feb 6, 2015 22:24 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 10,000 $20.26 $202,600.00
Disclosure

SEC source: 0001045810-15-000008 · wf-form4_142326148306013.xml · nonDerivative · entry 2

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,160

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
February 04, 2015 Filed Feb 6, 2015 22:24 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 10,000 $10.20 $102,000.00
Disclosure

SEC source: 0001045810-15-000008 · wf-form4_142326148306013.xml · nonDerivative · entry 1

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
January 23, 2015 Filed Jan 23, 2015 21:42 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-15-000006 · wf-form4_142204934832442.xml · derivative · entry 4

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,100

Underlying: Common Stock · 10,000 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
January 23, 2015 Filed Jan 23, 2015 21:42 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 10,000 $20.61 $206,089.00
Disclosure

SEC source: 0001045810-15-000006 · wf-form4_142204934832442.xml · nonDerivative · entry 2

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,160

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $20.50 to $20.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2015 Filed Jan 23, 2015 21:42 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 10,000 $10.20 $102,000.00
Disclosure

SEC source: 0001045810-15-000006 · wf-form4_142204934832442.xml · nonDerivative · entry 1

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
January 21, 2015 Filed Jan 22, 2015 22:23 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 21,400 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-15-000004 · wf-form4_142196541929063.xml · derivative · entry 4

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,100

Underlying: Common Stock · 21,400 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
January 21, 2015 Filed Jan 22, 2015 22:23 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 21,400 $20.26 $433,564.00
Disclosure

SEC source: 0001045810-15-000004 · wf-form4_142196541929063.xml · nonDerivative · entry 2

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,160

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
January 21, 2015 Filed Jan 22, 2015 22:23 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 21,400 $10.20 $218,280.00
Disclosure

SEC source: 0001045810-15-000004 · wf-form4_142196541929063.xml · nonDerivative · entry 1

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 22:07 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 8,600 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-15-000002 · wf-form4_142058203926514.xml · derivative · entry 4

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,500

Underlying: Common Stock · 8,600 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 22:07 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 8,600 $20.26 $174,277.28
Disclosure

SEC source: 0001045810-15-000002 · wf-form4_142058203926514.xml · nonDerivative · entry 2

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,160

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 22:07 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 8,600 $10.20 $87,720.00
Disclosure

SEC source: 0001045810-15-000002 · wf-form4_142058203926514.xml · nonDerivative · entry 1

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
December 22, 2014 Filed Dec 23, 2014 01:06 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 2,021 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001045810-14-000198 · wf-form4_141929679238164.xml · derivative · entry 6

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,373

Underlying: Common Stock · 2,021 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: The option vested as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
December 22, 2014 Filed Dec 23, 2014 01:06 UTC
Shoquist DeboraEVP, Operations
SaleCommon Stock 2,021 $20.53 $41,481.83
Disclosure

SEC source: 0001045810-14-000198 · wf-form4_141929679238164.xml · nonDerivative · entry 4

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,050

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
December 22, 2014 Filed Dec 23, 2014 01:06 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 2,021 $12.62 $25,505.02
Disclosure

SEC source: 0001045810-14-000198 · wf-form4_141929679238164.xml · nonDerivative · entry 3

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
December 22, 2014 Filed Dec 24, 2014 21:44 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001045810-14-000200 · wf-form4_141945748065457.xml · derivative · entry 8

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2016-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
December 22, 2014 Filed Dec 24, 2014 21:44 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 48,000 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001045810-14-000200 · wf-form4_141945748065457.xml · derivative · entry 7

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2015-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
December 22, 2014 Filed Dec 24, 2014 21:44 UTC SaleCommon Stock 40,000 $20.70 $828,000.00
Disclosure

SEC source: 0001045810-14-000200 · wf-form4_141945748065457.xml · nonDerivative · entry 4

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,208

Read SEC document
December 22, 2014 Filed Dec 24, 2014 21:44 UTC Exercise / conversionCommon Stock 40,000 $12.46 $498,400.00
Disclosure

SEC source: 0001045810-14-000200 · wf-form4_141945748065457.xml · nonDerivative · entry 3

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2014 Filed Dec 24, 2014 21:44 UTC SaleCommon Stock 48,000 $20.71 $993,892.80
Disclosure

SEC source: 0001045810-14-000200 · wf-form4_141945748065457.xml · nonDerivative · entry 2

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,208

Read SEC document
December 22, 2014 Filed Dec 24, 2014 21:44 UTC Exercise / conversionCommon Stock 48,000 $9.67 $464,160.00
Disclosure

SEC source: 0001045810-14-000200 · wf-form4_141945748065457.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2014 Filed Dec 23, 2014 01:06 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 1,872 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-14-000198 · wf-form4_141929679238164.xml · derivative · entry 5

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,140

Underlying: Common Stock · 1,872 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
December 18, 2014 Filed Dec 23, 2014 01:06 UTC
Shoquist DeboraEVP, Operations
SaleCommon Stock 1,872 $20.36 $38,117.85
Disclosure

SEC source: 0001045810-14-000198 · wf-form4_141929679238164.xml · nonDerivative · entry 2

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,050

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
December 18, 2014 Filed Dec 23, 2014 01:06 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 1,872 $16.00 $29,952.00
Disclosure

SEC source: 0001045810-14-000198 · wf-form4_141929679238164.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
December 16, 2014 Filed May 18, 2018 00:29 UTC
Puri Ajay KEVP, Worldwide Field Ops
PurchaseCommon Stock 112.0185 $19.56 $2,190.94
Disclosure

SEC source: 0001045810-18-000054 · wf-form4_152660332607722.xml · nonDerivative · entry 8

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,805.7566

F1 · shares: Represents shares acquired by Mr. Puri upon automatic reinvestment of cash dividends from the Issuer through his brokerage account. The Issuer does not sponsor a dividend reinvestment plan.

Read SEC document
December 04, 2014 Filed Dec 8, 2014 22:17 UTC OtherCommon Stock 53,820 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000196 · wf-form4_141807701841566.xml · nonDerivative · entry 4

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Childrens' Trusts

Disclosed balance after: 65,520

F1 · kind: Distribution of shares without consideration to family members, including 8,970 shares transferred to Reporting Person's former spouse.

F4 · ownership.nature: The shares are held in trust as follows: 21,840 by the Gregory C. Jones Trust, 21,840 by the Carolyn E. Jones Trust and 21,840 by Harvey C. Jones III Trust. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
December 04, 2014 Filed Dec 8, 2014 22:17 UTC OtherCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000196 · wf-form4_141807701841566.xml · nonDerivative · entry 3

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 758,970

F1 · kind: Distribution of shares without consideration to family members, including 8,970 shares transferred to Reporting Person's former spouse.

F3 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

Read SEC document
December 04, 2014 Filed Dec 8, 2014 22:17 UTC OtherCommon Stock 71,760 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000196 · wf-form4_141807701841566.xml · nonDerivative · entry 2

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · ACK Family Partners, L.P.

Disclosed balance after: 0

F1 · kind: Distribution of shares without consideration to family members, including 8,970 shares transferred to Reporting Person's former spouse.

F2 · ownership.nature: The Reporting Person is a general partner of ACK Family Partners, L.P. (the "Partnership"). The Reporting Person may be deemed to beneficially own the shares currently held by the Partnership. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2014 Filed Dec 4, 2014 22:15 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 24,250 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-14-000194 · wf-form4_141773129086199.xml · derivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Underlying: Common Stock · 24,250 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
December 03, 2014 Filed Dec 4, 2014 22:15 UTC
Puri Ajay KEVP, Worldwide Field Ops
SaleCommon Stock 24,250 $21.00 $509,250.00
Disclosure

SEC source: 0001045810-14-000194 · wf-form4_141773129086199.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,270

Read SEC document
December 03, 2014 Filed Dec 4, 2014 22:15 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 24,250 $10.20 $247,350.00
Disclosure

SEC source: 0001045810-14-000194 · wf-form4_141773129086199.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2014 Filed Dec 4, 2014 22:09 UTC SaleCommon Stock 6,104 $20.60 $125,744.84
Disclosure

SEC source: 0001045810-14-000192 · wf-form4_141773093973343.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $20.60 to $20.6025. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 21:25 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 15 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-14-000190 · wf-form4_141755549396402.xml · derivative · entry 6

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,751

Underlying: Common Stock · 15 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 21:25 UTC
Puri Ajay KEVP, Worldwide Field Ops
SaleCommon Stock 15 $21.00 $315.00
Disclosure

SEC source: 0001045810-14-000190 · wf-form4_141755549396402.xml · nonDerivative · entry 4

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,270

Read SEC document
December 01, 2014 Filed Dec 2, 2014 21:25 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 15 $10.20 $153.00
Disclosure

SEC source: 0001045810-14-000190 · wf-form4_141755549396402.xml · nonDerivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:25 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 34,174 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-14-000190 · wf-form4_141755549396402.xml · derivative · entry 5

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,766

Underlying: Common Stock · 34,174 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

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November 28, 2014 Filed Dec 2, 2014 21:25 UTC
Puri Ajay KEVP, Worldwide Field Ops
SaleCommon Stock 34,174 $21.02 $718,375.07
Disclosure

SEC source: 0001045810-14-000190 · wf-form4_141755549396402.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,270

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $21.00 to $21.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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November 28, 2014 Filed Dec 2, 2014 21:25 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 34,174 $10.20 $348,574.80
Disclosure

SEC source: 0001045810-14-000190 · wf-form4_141755549396402.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2014 Filed Nov 25, 2014 22:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 48,000 $9.67 Strike: $9.67 $464,160.00
Disclosure

SEC source: 0001225208-14-023994 · doc4.xml · derivative · entry 4

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 48,000 shares

Expires 2015-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2014 Filed Nov 25, 2014 22:52 UTC SaleCommon 48,000 $20.54 $986,145.60
Disclosure

SEC source: 0001225208-14-023994 · doc4.xml · nonDerivative · entry 2

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.47 to $20.59, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 24, 2014 Filed Nov 25, 2014 22:52 UTC Exercise / conversionCommon 48,000 $9.67 $464,160.00
Disclosure

SEC source: 0001225208-14-023994 · doc4.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2014 Filed Mar 4, 2015 21:11 UTC
HUANG JEN HSUNDirector · President and CEO
GiftCommon Stock 252,780 $0.00 $0.00
Disclosure

SEC source: 0001045810-15-000027 · wf-form5_142550348156762.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,512,685

F1 · balance_after: On April 5, 2013, 11,703 shares of the Company's Common Stock held by the Jen-Hsun Huang 2009 Annuity Trust and 11,703 shares of the Company's Common Stock held by the Lori Lynn Huang 2009 Annuity Trust were transferred to the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 to satisfy annuity payments.

F2 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

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November 12, 2014 Filed Nov 14, 2014 21:12 UTC GrantCommon Stock 200,000 $19.50 $3,900,280.00
Disclosure

SEC source: 0001045810-14-000184 · wf-form4_141599952928807.xml · nonDerivative · entry 2

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 300,000

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $19.39 to $19.745. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: By A. Brooke Seawell TTEE, Rosemary Warner Seawell TTEE, Rosemary & A Brooke Seawell Revocable Trust U/A/ Dtd 1/20/2009.

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September 22, 2014 Filed Sep 23, 2014 20:16 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 2,021 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001045810-14-000177 · wf-form4_141150335090578.xml · derivative · entry 3

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,394

Underlying: Common Stock · 2,021 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · derivative.exercise_date: The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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September 22, 2014 Filed Sep 23, 2014 20:16 UTC
Shoquist DeboraEVP, Operations
SaleCommon Stock 2,021 $18.96 $38,326.85
Disclosure

SEC source: 0001045810-14-000177 · wf-form4_141150335090578.xml · nonDerivative · entry 2

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,050

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

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September 22, 2014 Filed Sep 23, 2014 20:16 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 2,021 $12.62 $25,505.02
Disclosure

SEC source: 0001045810-14-000177 · wf-form4_141150335090578.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

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September 18, 2014 Filed Sep 19, 2014 21:54 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 7,488 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-14-000175 · wf-form4_141116364711709.xml · derivative · entry 5

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,012

Underlying: Common Stock · 7,488 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was pursuant to a 10b5-1 Plan.

F5 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.