Last 12 months
Inside the activity.
0 purchase rows · 187 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 53 |
| Jan 2026 | 0 | 24 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 38 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 26,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · nonDerivative · entry 6 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,585 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 86,825 | $14.65 | $1,271,986.25 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · nonDerivative · entry 5 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,633 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $14.45 to $15.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 86,825 | $3.11 | $270,025.75 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · nonDerivative · entry 4 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| August 27, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 217,061 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · derivative · entry 14 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257,447 Underlying: Common Stock · 217,061 shares Expires 2010-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| August 27, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 65,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · nonDerivative · entry 3 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,633 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| August 27, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 217,061 | $13.90 | $3,017,147.90 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · nonDerivative · entry 2 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,752 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $13.73 to $14.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 27, 2009 Filed Aug 31, 2009 22:42 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 217,061 | $3.11 | $675,059.71 |
DisclosureSEC source: 0001209191-09-042702 · doc4.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 18, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,412 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · derivative · entry 15 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,474,508 Underlying: Common Stock · 43,412 shares Expires 2010-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 18, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 43,412 | $11.15 | $484,043.80 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 8 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,752 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.95 to $11.44. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 18, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 43,412 | $3.11 | $135,011.32 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 7 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 18, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 13,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 6 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,752 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,412 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · derivative · entry 14 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517,920 Underlying: Common Stock · 43,412 shares Expires 2010-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 43,412 | $11.16 | $484,477.92 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 5 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,776 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.76 to $11.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 43,412 | $3.11 | $135,011.32 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 4 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 17, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 13,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 3 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,776 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 16, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,412 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · derivative · entry 13 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,561,332 Underlying: Common Stock · 43,412 shares Expires 2010-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 16, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 43,412 | $10.95 | $475,361.40 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 2 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.85 to $11.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 43,412 | $3.11 | $135,011.32 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| June 16, 2009 Filed Jun 17, 2009 21:39 UTC |
SEAWELL A BROOKEDirector
|
GiftCommon Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-032834 · doc4.xml · nonDerivative · entry 2 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 135,000 F1 · ownership.nature: By A. Brooke Seawell TTEE, Rosemary Warner Seawell TTEE, Rosemary & A. Brooke Seawell Revocable Trust U/A Dtd 1/20/2009. Read SEC document |
| June 16, 2009 Filed Jun 17, 2009 21:39 UTC |
SEAWELL A BROOKEDirector
|
GiftCommon Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-032834 · doc4.xml · nonDerivative · entry 1 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 02, 2009 Filed Jun 4, 2009 20:29 UTC |
MILLER WILLIAM JDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $6.36 | $0.00 |
DisclosureSEC source: 0001209191-09-030735 · doc4.xml · derivative · entry 4 MILLER WILLIAM J · CIK 0001191083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| June 02, 2009 Filed Jun 4, 2009 20:29 UTC |
MILLER WILLIAM JDirector
|
SaleCommon Stock | 90,000 | $10.86 | $977,400.00 |
DisclosureSEC source: 0001209191-09-030735 · doc4.xml · nonDerivative · entry 2 MILLER WILLIAM J · CIK 0001191083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.72 to $11.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 02, 2009 Filed Jun 4, 2009 20:29 UTC |
MILLER WILLIAM JDirector
|
Exercise / conversionCommon Stock | 90,000 | $6.36 | $572,697.00 |
DisclosureSEC source: 0001209191-09-030735 · doc4.xml · nonDerivative · entry 1 MILLER WILLIAM J · CIK 0001191083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2009 Filed May 26, 2009 21:03 UTC |
COXE TENCHDirector
|
GrantStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001197647-09-000011 · cox67.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 21, 2009 Filed May 26, 2009 21:11 UTC |
GAITHER JAMES CDirector
|
GrantStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001199037-09-000005 · gai68.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 21, 2009 Filed May 26, 2009 20:42 UTC |
STEVENS MARK ADirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001209191-09-028747 · doc4.xml · derivative · entry 1 STEVENS MARK A · CIK 0001199039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 21, 2009 Filed May 26, 2009 20:48 UTC |
PERRY MARK LDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001209191-09-028758 · doc4.xml · derivative · entry 1 PERRY MARK L · CIK 0001190270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 21, 2009 Filed May 26, 2009 20:49 UTC |
JONES HARVEY CDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001209191-09-028760 · doc4.xml · derivative · entry 1 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 21, 2009 Filed May 26, 2009 20:51 UTC |
MILLER WILLIAM JDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001209191-09-028764 · doc4.xml · derivative · entry 1 MILLER WILLIAM J · CIK 0001191083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 21, 2009 Filed May 26, 2009 20:55 UTC |
SEAWELL A BROOKEDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001209191-09-028771 · doc4.xml · derivative · entry 1 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 19, 2009 Filed Sep 18, 2009 00:19 UTC |
SHANNON DAVID MEVP, Gen. Counsel, Secretary
|
GiftCommon Stock | 57,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-044920 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| May 19, 2009 Filed Sep 18, 2009 00:19 UTC |
SHANNON DAVID MEVP, Gen. Counsel, Secretary
|
GiftCommon Stock | 57,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-044920 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,725 F1 · ownership.direct: The Reporting Person transferred 57,081 shares to the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| May 14, 2009 Filed May 15, 2009 20:54 UTC |
COXE TENCHDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.36 | $0.00 |
DisclosureSEC source: 0001197647-09-000007 · cox66.xml · derivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,000 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Actual unit price is $6.3633333. F1 · derivative.underlying_shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 14, 2009 Filed May 15, 2009 20:54 UTC |
COXE TENCHDirector
|
Exercise / conversionCommon | 15,000 | $6.36 | $95,400.00 |
DisclosureSEC source: 0001197647-09-000007 · cox66.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F2 · price: Actual unit price is $6.3633333. Read SEC document |
| May 13, 2009 Filed May 14, 2009 21:27 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $6.36 | $0.00 |
DisclosureSEC source: 0001209191-09-026694 · doc4.xml · derivative · entry 7 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully Vested Read SEC document |
| May 13, 2009 Filed May 14, 2009 21:27 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $6.36 | $0.00 |
DisclosureSEC source: 0001209191-09-026694 · doc4.xml · derivative · entry 6 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully Vested Read SEC document |
| May 13, 2009 Filed May 14, 2009 21:27 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001209191-09-026694 · doc4.xml · derivative · entry 5 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2009-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully Vested Read SEC document |
| May 13, 2009 Filed May 14, 2009 21:27 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionCommon Stock | 37,500 | $6.36 | $238,500.00 |
DisclosureSEC source: 0001209191-09-026694 · doc4.xml · nonDerivative · entry 3 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2009 Filed May 14, 2009 21:27 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionCommon Stock | 7,500 | $6.36 | $47,700.00 |
DisclosureSEC source: 0001209191-09-026694 · doc4.xml · nonDerivative · entry 2 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2009 Filed May 14, 2009 21:27 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionCommon Stock | 90,000 | $1.37 | $123,300.00 |
DisclosureSEC source: 0001209191-09-026694 · doc4.xml · nonDerivative · entry 1 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2009 Filed May 12, 2009 00:06 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0001209191-09-025877 · doc4.xml · derivative · entry 6 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2015-03-19 F3 · kind: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 19, 2008 and provides for vesting as to 50% of the option on August 15, 2012 and the remaining 50% of the option on November 15, 2012, such that the option is fully vested on November 15, 2012. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 19, 2008 and provides for vesting as to 50% of the option on August 15, 2012 and the remaining 50% of the option on November 15, 2012, such that the option is fully vested on November 15, 2012. Read SEC document |
| May 11, 2009 Filed May 12, 2009 00:06 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001209191-09-025877 · doc4.xml · derivative · entry 5 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2015-03-19 F3 · kind: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 19, 2008 and provides for vesting as to 50% of the option on August 15, 2012 and the remaining 50% of the option on November 15, 2012, such that the option is fully vested on November 15, 2012. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 19, 2008 and provides for vesting as to 50% of the option on August 15, 2012 and the remaining 50% of the option on November 15, 2012, such that the option is fully vested on November 15, 2012. Read SEC document |
| May 11, 2009 Filed May 12, 2009 00:06 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 202,500 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0001209191-09-025877 · doc4.xml · derivative · entry 4 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,500 Underlying: Common Stock · 202,500 shares Expires 2014-03-21 F2 · kind: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 21, 2007 and provides for vesting as to 50% of the option on August 15, 2011 and the remaining 50% of the option on November 15, 2011, such that the option is fully vested on November 15, 2011. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 21, 2007 and provides for vesting as to 50% of the option on August 15, 2011 and the remaining 50% of the option on November 15, 2011, such that the option is fully vested on November 15, 2011. Read SEC document |
| May 11, 2009 Filed May 12, 2009 00:06 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 202,500 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001209191-09-025877 · doc4.xml · derivative · entry 3 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 202,500 shares Expires 2014-03-21 F2 · kind: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 21, 2007 and provides for vesting as to 50% of the option on August 15, 2011 and the remaining 50% of the option on November 15, 2011, such that the option is fully vested on November 15, 2011. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the option deemed to have been cancelled and replaced. The option was originally granted on March 21, 2007 and provides for vesting as to 50% of the option on August 15, 2011 and the remaining 50% of the option on November 15, 2011, such that the option is fully vested on November 15, 2011. Read SEC document |
| May 11, 2009 Filed May 12, 2009 00:06 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 298,247 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0001209191-09-025877 · doc4.xml · derivative · entry 2 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,247 Underlying: Common Stock · 298,247 shares Expires 2013-03-31 F1 · kind: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of a portion of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the portion of the option deemed to have been cancelled and replaced. The option was originally granted on March 31, 2006 and provides for vesting in equal quarterly installments over a one year period beginning on May 15, 2010, such that the option will be fully vested on May 15, 2011. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of a portion of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the portion of the option deemed to have been cancelled and replaced. The option was originally granted on March 31, 2006 and provides for vesting in equal quarterly installments over a one year period beginning on May 15, 2010, such that the option will be fully vested on May 15, 2011. Read SEC document |
| May 11, 2009 Filed May 12, 2009 00:06 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 298,247 | $0.00 Strike: $19.16 | $0.00 |
DisclosureSEC source: 0001209191-09-025877 · doc4.xml · derivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,753 Underlying: Common Stock · 298,247 shares Expires 2013-03-31 F1 · kind: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of a portion of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the portion of the option deemed to have been cancelled and replaced. The option was originally granted on March 31, 2006 and provides for vesting in equal quarterly installments over a one year period beginning on May 15, 2010, such that the option will be fully vested on May 15, 2011. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option in connection with the settlement of certain stockholder derivative actions, resulting for purposes of Section 16 in the deemed cancellation of a portion of the "old" option and the grant of a replacement option. The amendment is solely for the purpose of increasing the exercise price of the portion of the option deemed to have been cancelled and replaced. The option was originally granted on March 31, 2006 and provides for vesting in equal quarterly installments over a one year period beginning on May 15, 2010, such that the option will be fully vested on May 15, 2011. Read SEC document |
| March 30, 2009 Filed Jun 19, 2009 00:14 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 57,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-033019 · doc4.xml · nonDerivative · entry 9 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,457,465 F5 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. Read SEC document |
| March 27, 2009 Filed Mar 30, 2009 23:48 UTC |
JONES HARVEY CDirector
|
OtherDirector Stock Option (Right to Buy) · Derivative | 1,260 | $0.00 Strike: $29.08 | $0.00 |
DisclosureSEC source: 0001209191-09-018867 · doc4.xml · derivative · entry 14 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,740 Underlying: Common Stock · 1,260 shares Expires 2013-06-21 F1 · kind: Transferred to reporting person's ex-spouse pursuant to property settlement in divorce proceeding. F9 · derivative.exercise_date: Each parties' unvested shares shall begin vesting on June 22, 2009 and thereafter shall vest quarterly over one year such that each parties' unvested shares are fully vested June 22, 2010, provided that the reporting person has attended at least 75% of the Company's Board of Directors meetings between June 22, 2007 and June 22, 2009. If the reporting person has not attended at least 75% of the Board of Directors meetings between June 22, 2007 and June 22, 2009, each parties' unvested shares shall vest 30% on June 22, 2010, with the remaining 70% vesting on June 22, 2011. If the reporting person's service as a director terminates before June 22, 2009 due to disability, each parties' unvested shares shall immediately vest and become exercisable on a quarterly pro rata basis. If the reporting person's service as a director terminates due to death, each parties' unvested shares shall immediately vest and become exercisable. F9 · balance_after: Each parties' unvested shares shall begin vesting on June 22, 2009 and thereafter shall vest quarterly over one year such that each parties' unvested shares are fully vested June 22, 2010, provided that the reporting person has attended at least 75% of the Company's Board of Directors meetings between June 22, 2007 and June 22, 2009. If the reporting person has not attended at least 75% of the Board of Directors meetings between June 22, 2007 and June 22, 2009, each parties' unvested shares shall vest 30% on June 22, 2010, with the remaining 70% vesting on June 22, 2011. If the reporting person's service as a director terminates before June 22, 2009 due to disability, each parties' unvested shares shall immediately vest and become exercisable on a quarterly pro rata basis. If the reporting person's service as a director terminates due to death, each parties' unvested shares shall immediately vest and become exercisable. Read SEC document |
| March 27, 2009 Filed Mar 30, 2009 23:48 UTC |
JONES HARVEY CDirector
|
OtherDirector Stock Option (Right to Buy) · Derivative | 1,689 | $0.00 Strike: $29.08 | $0.00 |
DisclosureSEC source: 0001209191-09-018867 · doc4.xml · derivative · entry 13 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,311 Underlying: Common Stock · 1,689 shares Expires 2013-06-21 F1 · kind: Transferred to reporting person's ex-spouse pursuant to property settlement in divorce proceeding. F7 · derivative.exercise_date: Fully vested. Read SEC document |
| March 27, 2009 Filed Mar 30, 2009 23:48 UTC |
JONES HARVEY CDirector
|
OtherDirector Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $14.76 | $0.00 |
DisclosureSEC source: 0001209191-09-018867 · doc4.xml · derivative · entry 12 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2012-07-31 F1 · kind: Transferred to reporting person's ex-spouse pursuant to property settlement in divorce proceeding. F7 · derivative.exercise_date: Fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.