Last 12 months
Inside the activity.
0 purchase rows · 187 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 53 |
| Jan 2026 | 0 | 24 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 38 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 47,500 | $0.00 Strike: $10.56 | $0.00 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 10 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,500 shares Expires 2020-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
SaleCommon Stock | 271,049 | $42.07 | $11,404,088.52 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 8 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,755 Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 24,875 | $16.00 | $398,000.00 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 7 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 29,850 | $12.62 | $376,707.00 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 6 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 43,750 | $13.71 | $599,812.50 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 50,000 | $14.46 | $723,000.00 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 42,500 | $14.47 | $614,762.50 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 42,500 | $17.62 | $748,850.00 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:48 UTC |
SHANNON DAVID MEVP, CAO & Secretary
|
Exercise / conversionCommon Stock | 47,500 | $10.56 | $501,600.00 |
DisclosureSEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2016 Filed May 12, 2016 20:03 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $15.94 | $0.00 |
DisclosureSEC source: 0001045810-16-000240 · wf-form4_146308337337142.xml · derivative · entry 10 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common · 40,000 shares Expires 2016-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| May 11, 2016 Filed May 12, 2016 20:03 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 40,000 | $36.08 | $1,443,292.00 |
DisclosureSEC source: 0001045810-16-000240 · wf-form4_146308337337142.xml · nonDerivative · entry 2 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777,279 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $35.89 to $36.4134. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2016 Filed May 12, 2016 20:03 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 40,000 | $15.94 | $637,600.00 |
DisclosureSEC source: 0001045810-16-000240 · wf-form4_146308337337142.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,817,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 11, 2016 Filed May 12, 2016 23:39 UTC |
COXE TENCHDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $12.46 Strike: $12.46 | $498,400.00 |
DisclosureSEC source: 0001225208-16-033262 · doc4.xml · derivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40,000 shares Expires 2016-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2016 Filed May 12, 2016 23:39 UTC |
COXE TENCHDirector
|
Exercise / conversionCommon | 40,000 | $12.46 | $498,400.00 |
DisclosureSEC source: 0001225208-16-033262 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 10,283 shares issuable upon the vesting of restricted stock units previously awarded to the reporting person for service on the Issuer's board of directors. In prior Section 16 reports, these shares were reported as "restricted stock units." F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| April 12, 2016 Filed Apr 14, 2016 23:07 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $15.94 | $0.00 |
DisclosureSEC source: 0001045810-16-000233 · wf-form4_146067523336497.xml · derivative · entry 10 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common · 40,000 shares Expires 2016-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F6 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the shares on February 15, 2014 and the remaining fifty percent (50%) of the shares on May 15, 2014. Read SEC document |
| April 12, 2016 Filed Apr 14, 2016 23:07 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 40,000 | $35.76 | $1,430,400.00 |
DisclosureSEC source: 0001045810-16-000233 · wf-form4_146067523336497.xml · nonDerivative · entry 2 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777,279 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $35.23 to $36.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 12, 2016 Filed Apr 14, 2016 23:07 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 40,000 | $15.94 | $637,600.00 |
DisclosureSEC source: 0001045810-16-000233 · wf-form4_146067523336497.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,817,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 01:07 UTC |
Kress ColetteEVP & Chief Financial Officer
|
SaleCommon | 679 | $35.87 | $24,355.73 |
DisclosureSEC source: 0001045810-16-000224 · wf-form4_145981842812442.xml · nonDerivative · entry 2 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,413 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 23:23 UTC |
HUANG JEN HSUNDirector · President and CEO
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000226 · wf-form4_145989859645497.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 1,237,239 F1 · kind: Represents a sale of limited partnership interests held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust") to an affiliated trust. F2 · ownership.nature: The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. Read SEC document |
| March 31, 2016 Filed Apr 5, 2016 01:07 UTC |
Kress ColetteEVP & Chief Financial Officer
|
SaleCommon | 29,266 | $35.64 | $1,043,040.24 |
DisclosureSEC source: 0001045810-16-000224 · wf-form4_145981842812442.xml · nonDerivative · entry 1 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,092 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $35.36 to $35.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,890 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · derivative · entry 9 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 Underlying: Common Stock · 7,890 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. F5 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,414 | $0.00 Strike: $12.62 | $0.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · derivative · entry 8 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,980 Underlying: Common Stock · 7,414 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $13.71 | $0.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · derivative · entry 7 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2022-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. F3 · derivative.exercise_date: The option vested as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.46 | $0.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · derivative · entry 6 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 20,000 shares Expires 2022-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. F2 · derivative.exercise_date: The option vested as to 25% of the shares on March 21, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
SaleCommon Stock | 55,304 | $35.00 | $1,935,640.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · nonDerivative · entry 5 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,664 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionCommon Stock | 7,890 | $16.00 | $126,240.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · nonDerivative · entry 4 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionCommon Stock | 7,414 | $12.62 | $93,564.68 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · nonDerivative · entry 3 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option vested as to 25% of the shares on March 21, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionCommon Stock | 20,000 | $13.71 | $274,200.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · nonDerivative · entry 2 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. Read SEC document |
| March 29, 2016 Filed Mar 31, 2016 20:40 UTC |
Shoquist DeboraEVP, Operations
|
Exercise / conversionCommon Stock | 20,000 | $14.46 | $289,200.00 |
DisclosureSEC source: 0001045810-16-000222 · wf-form4_145945682799153.xml · nonDerivative · entry 1 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted October 9, 2015. Read SEC document |
| March 17, 2016 Filed Mar 19, 2016 00:01 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 56,250 | $0.00 Strike: $14.46 | $0.00 |
DisclosureSEC source: 0001045810-16-000215 · wf-form4_145834565035358.xml · derivative · entry 9 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,250 shares Expires 2022-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Fully vested. Read SEC document |
| March 17, 2016 Filed Mar 19, 2016 00:01 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 38,592 | $0.00 Strike: $10.56 | $0.00 |
DisclosureSEC source: 0001045810-16-000215 · wf-form4_145834565035358.xml · derivative · entry 8 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,592 shares Expires 2020-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Fully vested. Read SEC document |
| March 17, 2016 Filed Mar 19, 2016 00:01 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
SaleCommon Stock | 94,842 | $32.90 | $3,120,434.58 |
DisclosureSEC source: 0001045810-16-000215 · wf-form4_145834565035358.xml · nonDerivative · entry 7 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,751 F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.80 to $32.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 17, 2016 Filed Mar 19, 2016 00:01 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 56,250 | $14.46 | $813,375.00 |
DisclosureSEC source: 0001045810-16-000215 · wf-form4_145834565035358.xml · nonDerivative · entry 6 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2016 Filed Mar 19, 2016 00:01 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 38,592 | $10.56 | $407,531.52 |
DisclosureSEC source: 0001045810-16-000215 · wf-form4_145834565035358.xml · nonDerivative · entry 5 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Byron MichaelPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 9,638 | $33.10 | $319,017.80 |
DisclosureSEC source: 0001045810-16-000212 · wf-form4_145834560258218.xml · nonDerivative · entry 4 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,369 F6 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Byron MichaelPrincipal Accounting Officer
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000212 · wf-form4_145834560258218.xml · nonDerivative · entry 3 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,007 F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from February 1, 2016 through January 27, 2019. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 2,000 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 20, 2019, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. F5 · balance_after: Includes 25,675 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Byron MichaelPrincipal Accounting Officer
|
GrantCommon Stock | 34,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000212 · wf-form4_145834560258218.xml · nonDerivative · entry 2 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,007 F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 29, 2017. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 17,000 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 15, 2017 and as to 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Byron MichaelPrincipal Accounting Officer
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000212 · wf-form4_145834560258218.xml · nonDerivative · entry 1 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,007 F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 15, 2017 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Kress ColetteEVP & Chief Financial Officer
|
Tax withholdingCommon | 44,369 | $33.10 | $1,468,613.90 |
DisclosureSEC source: 0001045810-16-000213 · wf-form4_145834561653072.xml · nonDerivative · entry 4 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,358 F6 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Kress ColetteEVP & Chief Financial Officer
|
GrantCommon | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000213 · wf-form4_145834561653072.xml · nonDerivative · entry 3 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,727 F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from February 1, 2016 through January 27, 2019. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 6,000 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 20, 2019, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. F5 · balance_after: Includes 93,500 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Kress ColetteEVP & Chief Financial Officer
|
GrantCommon | 111,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000213 · wf-form4_145834561653072.xml · nonDerivative · entry 2 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,727 F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 29, 2017. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 55,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 15, 2017 and as to 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
Kress ColetteEVP & Chief Financial Officer
|
GrantCommon | 19,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000213 · wf-form4_145834561653072.xml · nonDerivative · entry 1 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,727 F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 15, 2017 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 769,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 8 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Jen-Hsun Huang 2016 Annuity Trust II Agreement Disclosed balance after: 769,705 Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 769,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 7 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Jen-Hsun Huang 2016 Annuity Trust I Agreement Disclosed balance after: 769,705 Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 769,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 6 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lori Lynn Huang 2016 Annuity Trust II Agreement Disclosed balance after: 769,705 Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 769,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 5 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lori Lynn Huang 2016 Annuity Trust I Agreement Disclosed balance after: 769,705 Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GiftCommon Stock | 3,078,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 4 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,143,700 F6 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Tax withholdingCommon Stock | 94,871 | $33.10 | $3,140,230.10 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 3 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777,279 F5 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GrantCommon Stock | 142,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 2 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872,150 F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from February 1, 2016 through January 27, 2019. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 150% of the target compensation plan payout of 95,000 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 20, 2019, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. F4 · balance_after: Includes 181,812 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 16, 2016 Filed Mar 19, 2016 00:00 UTC |
HUANG JEN HSUNDirector · President and CEO
|
GrantCommon Stock | 285,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-16-000214 · wf-form4_145834563559753.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,650 F1 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 29, 2017. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 150% of the target compensation plan payout of 190,000 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 15, 2017 and as to 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.