NVDA

SEC source: 0001045810-17-000033 · wf-form4_148919286559681.xml · nonDerivative · entry 3

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,812

F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 2,000 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000033 · wf-form4_148919286559681.xml · nonDerivative · entry 2

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,812

F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 19,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000033 · wf-form4_148919286559681.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,812

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 21, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000034 · wf-form4_148919289717237.xml · nonDerivative · entry 3

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,995

F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 1,500 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

F5 · balance_after: Includes 954 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2017.

SEC source: 0001045810-17-000034 · wf-form4_148919289717237.xml · nonDerivative · entry 2

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,041

F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 14,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000034 · wf-form4_148919289717237.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,041

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 21, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000035 · wf-form4_148919293104823.xml · nonDerivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,830

F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 2,000 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

F5 · balance_after: Includes 1,159 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2017.

SEC source: 0001045810-17-000035 · wf-form4_148919293104823.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,671

F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 20,000 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000035 · wf-form4_148919293104823.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,671

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 21, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861,706

F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 33,500 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811,456

F1 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 150% of the target compensation plan payout of 67,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000093 · wf-form4_149583251997094.xml · nonDerivative · entry 1

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 40,000

F1 · ownership.nature: Held by The Perry & Pena Family Trust, of which Mr. Perry and his wife are co-trustees

SEC source: 0001045810-17-000030 · wf-form4_148848878547923.xml · nonDerivative · entry 2

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,442

F2 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $102.0843 to $102.1099. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 750 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2017.

SEC source: 0001225208-17-004396 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,235,421

F1 · price: Gift without consideration.

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001045810-17-000022 · wf-form4_148702057758538.xml · derivative · entry 10

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,670

Underlying: Common · 41,666 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000022 · wf-form4_148702057758538.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,206

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $112.67 to $120.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000022 · wf-form4_148702057758538.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-17-000018 · wf-form4_148676295272664.xml · nonDerivative · entry 1

Teter Tim · CIK 0001696841 · SVP, General Counsel and Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on March 21, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

SEC source: 0001045810-21-000018 · wf-form5_161480758182381.xml · nonDerivative · entry 4

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,467,867

F1 · price: Gift without consideration.

F2 · ownership.nature: Held by The 3rd Millennium Trust, of which Mr. Stevens and his wife are co-trustees.

SEC source: 0001045810-21-000018 · wf-form5_161480758182381.xml · nonDerivative · entry 3

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,186

F1 · price: Gift without consideration.

SEC source: 0001045810-17-000003 · wf-form4_148434425497251.xml · derivative · entry 12

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,336

Underlying: Common · 41,666 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000003 · wf-form4_148434425497251.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,206

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $101.69 to $104.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000003 · wf-form4_148434425497251.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001225208-17-006126 · doc5.xml · nonDerivative · entry 5

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 172,866

F2 · price: Gift without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001045810-16-000369 · wf-form4_148313241765008.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,791

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $103.36 to $106.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-16-043751 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,285,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $116.61 to $116.79, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001225208-17-006126 · doc5.xml · nonDerivative · entry 4

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 173,366

F2 · price: Gift without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001045810-17-000003 · wf-form4_148434425497251.xml · nonDerivative · entry 5

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,945,917

F3 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

SEC source: 0001045810-17-000043 · wf-form5_148961116249679.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 756,970

F1 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

SEC source: 0001045810-17-000003 · wf-form4_148434425497251.xml · nonDerivative · entry 4

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,950,555

F3 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

SEC source: 0001045810-17-000030 · wf-form4_148848878547923.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,442

F1 · kind: Gift without consideration.

SEC source: 0001225208-17-006126 · doc5.xml · nonDerivative · entry 3

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 173,391

F1 · price: Gift of 17,307 shares to a trust of which the reporting person is the trustee without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001225208-17-006126 · doc5.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,704

F1 · price: Gift of 17,307 shares to a trust of which the reporting person is the trustee without consideration.

SEC source: 0001045810-21-000018 · wf-form5_161480758182381.xml · nonDerivative · entry 2

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,463,796

F1 · price: Gift without consideration.

F2 · ownership.nature: Held by The 3rd Millennium Trust, of which Mr. Stevens and his wife are co-trustees.

SEC source: 0001045810-21-000018 · wf-form5_161480758182381.xml · nonDerivative · entry 1

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,513,046

F1 · price: Gift without consideration.

F2 · ownership.nature: Held by The 3rd Millennium Trust, of which Mr. Stevens and his wife are co-trustees.

SEC source: 0001045810-16-000365 · wf-form4_148192213306717.xml · nonDerivative · entry 3

MILLER WILLIAM J · CIK 0001191083 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Milbor Family Trust

Disclosed balance after: 290,000

SEC source: 0001045810-16-000365 · wf-form4_148192213306717.xml · nonDerivative · entry 2

MILLER WILLIAM J · CIK 0001191083 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Milbor Family Trust

Disclosed balance after: 292,808

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $98.56 to $98.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000367 · wf-form4_148192217682510.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

SEC source: 0001045810-16-000366 · wf-form4_148192215481855.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,421

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $96.50 to $96.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Fractional amounts have been rounded down to the nearest whole number.

SEC source: 0001045810-17-000003 · wf-form4_148434425497251.xml · nonDerivative · entry 3

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,953,830

F3 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

SEC source: 0001045810-16-000361 · wf-form4_148174970310360.xml · derivative · entry 10

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,002

Underlying: Common · 41,666 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000361 · wf-form4_148174970310360.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,206

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.72 to $89.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000361 · wf-form4_148174970310360.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001225208-17-006126 · doc5.xml · nonDerivative · entry 2

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 156,084

F2 · price: Gift without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001225208-17-008049 · doc5a.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,611

F1 · price: Gift without consideration.

SEC source: 0001045810-17-000044 · wf-form5_148961118089533.xml · derivative · entry 12

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,938 shares

Expires 2020-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000044 · wf-form5_148961118089533.xml · derivative · entry 11

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000044 · wf-form5_148961118089533.xml · derivative · entry 10

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,662

Underlying: Common Stock · 3,338 shares

Expires 2022-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000044 · wf-form5_148961118089533.xml · derivative · entry 9

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,505

Underlying: Common Stock · 2,995 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000044 · wf-form5_148961118089533.xml · derivative · entry 8

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,806

Underlying: Common Stock · 3,694 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.