NVDA

SEC source: 0001045810-17-000159 · wf-form4a_150784814727843.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-17-000156 · wf-form4_150776068869248.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,690

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $182.18 to $186.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000153 · wf-form4_150715313609533.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,667

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $177.75 to $181.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000151 · wf-form4_150612037019225.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 426,970

F1 · price: The Reporting Person contributed shares of the common stock of NVIDIA Corporation (the "Common Stock") to an exchange fund in exchange for shares of the exchange fund. The Common Stock was valued at $185.65416 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F2 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

SEC source: 0001045810-17-000145 · wf-form4_150611933050089.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,632

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 50,025 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

SEC source: 0001045810-17-000146 · wf-form4_150611943495725.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,205

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 23,551 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

SEC source: 0001045810-17-000147 · wf-form4_150611969543188.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562,172

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 151,875 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

SEC source: 0001045810-17-000148 · wf-form4_150611985748299.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,498

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 95,406 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

SEC source: 0001045810-17-000149 · wf-form4_150611998855046.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,120

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 68,200 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

SEC source: 0001045810-17-000150 · wf-form4_150612012069688.xml · nonDerivative · entry 1

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,824,352

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $187.00 to $187.56. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The 3rd Millennium Trust, of which Mr. Stevens and his wife are co-trustees.

SEC source: 0001225208-17-015103 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,085,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $189.48 to $189.78, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001045810-17-000147 · wf-form4_150611969543188.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,955,324

F3 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

SEC source: 0001045810-18-000028 · wf-form5_152106056286008.xml · nonDerivative · entry 1

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

F1 · price: Gift without consideration.

SEC source: 0001045810-17-000134 · wf-form4_150534657278193.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,499

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on September 19, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000135 · wf-form4_150534669813793.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,712

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on September 19, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

SEC source: 0001045810-17-000136 · wf-form4_150534679922791.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,285

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on September 19, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

F3 · balance_after: Includes 231 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2017.

SEC source: 0001045810-17-000137 · wf-form4_150534687861494.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,740

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on September 19, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

F3 · balance_after: Includes 205 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2017.

SEC source: 0001045810-17-000129 · wf-form4_150490784491809.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641,422

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $166.62 to $166.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 243 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2017.

SEC source: 0001045810-17-000126 · wf-form4_150473259009964.xml · nonDerivative · entry 3

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,199

F2 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · balance_after: Includes 409 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2017.

SEC source: 0001045810-17-000127 · wf-form4_150473269565283.xml · derivative · entry 6

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 15,551 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000127 · wf-form4_150473269565283.xml · derivative · entry 5

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,449 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000127 · wf-form4_150473269565283.xml · nonDerivative · entry 3

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $169.93 to $170.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000127 · wf-form4_150473269565283.xml · nonDerivative · entry 2

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001045810-17-000127 · wf-form4_150473269565283.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001045810-17-000119 · wf-form4_150291402608402.xml · nonDerivative · entry 1

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,069

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $162.18 to $162.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000126 · wf-form4_150473259009964.xml · nonDerivative · entry 2

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,199

F1 · kind: Gift without consideration.

SEC source: 0001045810-17-000126 · wf-form4_150473259009964.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,199

F1 · kind: Gift without consideration.

SEC source: 0001045810-17-000112 · wf-form4_149981044566855.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 526,970

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $150.00 to $150.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

SEC source: 0001045810-17-000110 · wf-form4_149877360329689.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 626,970

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $150.67 to $151.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

SEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 5

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Childrens' Trusts

Disclosed balance after: 0

F5 · price: The Reporting Person contributed shares of Common Stock to an exchange fund in exchange for shares of the exchange fund. The Common Stock was valued at $159.262689 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F6 · ownership.nature: Prior to the exchange on June 22, 2017, the shares were held in trust as follows: 21,840 by the Gregory Charles Jones Legacy Trust U/A Dtd 09/15/2016, 21,840 by the Carolyn Ellis Jones Legacy Trust U/A Dtd 07/22/2016 and 21,840 by the Harvey Cooper Jones III Legacy Trust U/A Dtd 09/15/2016. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 4

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 676,970

F5 · price: The Reporting Person contributed shares of Common Stock to an exchange fund in exchange for shares of the exchange fund. The Common Stock was valued at $159.262689 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F4 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

SEC source: 0001045810-17-000106 · wf-form4_149816409027299.xml · nonDerivative · entry 1

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $157.70 to $158.675. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 3

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · H.C. Jones Living Trust

Disclosed balance after: 720,470

F3 · price: The Reporting Person contributed shares of the common stock of NVIDIA Corporation (the "Common Stock") to an exchange fund in exchange for shares of the exchange fund. The Common Stock was valued at $159.47 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F4 · ownership.nature: Shares are held by H.C. Jones Living Trust, of which the Reporting Person is the trustee.

SEC source: 0001225208-17-011583 · doc4.xml · derivative · entry 4

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common · 27,269 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested

SEC source: 0001225208-17-011583 · doc4.xml · nonDerivative · entry 2

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,079

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $158.71 to $158.76, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-17-011583 · doc4.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-011094 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,135,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $164.05 to $165.23, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · derivative · entry 9

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,469

Underlying: Common Stock · 10,781 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · derivative · entry 8

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157

Underlying: Common Stock · 10,781 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · derivative · entry 7

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · derivative · entry 6

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · nonDerivative · entry 5

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,885

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $143.23 to $146.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · nonDerivative · entry 4

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · nonDerivative · entry 3

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · nonDerivative · entry 2

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-17-000101 · wf-form4_149627140319932.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · derivative · entry 8

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 40,291 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · derivative · entry 7

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,806 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 5

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,862

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $139.70 to $141.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 4

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.