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Nasdaq · USD

NVAX

NOVAVAX INC

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4632
SEC CIK
0001000694
Parsed reports
387

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 17, 2021 22:35 UTC
Glenn Gregory MPresident, R&D
Exercise / conversionCommon Stock 868 $27.60 $23,956.80
Disclosure

SEC source: 0001209191-21-021525 · doc4.xml · nonDerivative · entry 2

Glenn Gregory M · CIK 0001342823 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:35 UTC
Glenn Gregory MPresident, R&D
Exercise / conversionCommon Stock 619 $27.00 $16,713.00
Disclosure

SEC source: 0001209191-21-021525 · doc4.xml · nonDerivative · entry 1

Glenn Gregory M · CIK 0001342823 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · derivative · entry 9

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option grant under the Plan vested one (1) year from the December 12, 2019 grant date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $46.00 $0.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · derivative · entry 8

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2028-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option grant under the Plan vested one (1) year from the December 13, 2018 grant date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $99.80 $0.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · derivative · entry 7

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended (the "Plan") vested six (6) months from the March 15, 2016 grant date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
SaleCommon Stock 14,768 $212.00 $3,130,816.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · nonDerivative · entry 5

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,099

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
SaleCommon Stock 9,732 $210.00 $2,043,720.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · nonDerivative · entry 4

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,867

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
Exercise / conversionCommon Stock 18,000 $3.99 $71,730.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · nonDerivative · entry 3

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
Exercise / conversionCommon Stock 4,500 $46.00 $207,000.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · nonDerivative · entry 2

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:36 UTC
EVANS GARY CDirector
Exercise / conversionCommon Stock 2,000 $99.80 $199,600.00
Disclosure

SEC source: 0001209191-21-021528 · doc4.xml · nonDerivative · entry 1

EVANS GARY C · CIK 0001191410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 190 $168.09 $31,937.10
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 24

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionStock Appreciation Right · Derivative 383 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · derivative · entry 28

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

Underlying: Common Stock · 383 shares

Expires 2029-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F18 · kind: The reporting person received 190 shares of common stock upon the net exercise of 383 stock appreciation rights. The reporting person forfeited 14 shares of common stock underlying the stock appreciation rights representing the base value and 179 shares of common stock underlying the stock appreciation rights to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2021 of $174.84.

F22 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this stock appreciation right grant under the Plan vested on the first anniversary of the September 26, 2019 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,083 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · derivative · entry 27

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,584

Underlying: Common Stock · 2,083 shares

Expires 2029-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F21 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Plan vested on the first anniversary of the September 26, 2019 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 521 $0.00 Strike: $46.00 $0.00
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · derivative · entry 26

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,465

Underlying: Common Stock · 521 shares

Expires 2028-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F20 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Plan vested on the first anniversary of the December 13, 2018 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 417 $0.00 Strike: $27.60 $0.00
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · derivative · entry 25

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Underlying: Common Stock · 417 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F19 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended (the "Plan") vested on the first anniversary of the December 15, 2017 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Tax withholdingCommon Stock 179 $174.84 $31,296.36
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 23

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F18 · kind: The reporting person received 190 shares of common stock upon the net exercise of 383 stock appreciation rights. The reporting person forfeited 14 shares of common stock underlying the stock appreciation rights representing the base value and 179 shares of common stock underlying the stock appreciation rights to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2021 of $174.84.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Disposition to issuerCommon Stock 14 $174.84 $2,447.76
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 22

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F18 · kind: The reporting person received 190 shares of common stock upon the net exercise of 383 stock appreciation rights. The reporting person forfeited 14 shares of common stock underlying the stock appreciation rights representing the base value and 179 shares of common stock underlying the stock appreciation rights to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2021 of $174.84.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 383 $5.95 $2,278.85
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 21

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F18 · kind: The reporting person received 190 shares of common stock upon the net exercise of 383 stock appreciation rights. The reporting person forfeited 14 shares of common stock underlying the stock appreciation rights representing the base value and 179 shares of common stock underlying the stock appreciation rights to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2021 of $174.84.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 12 $175.16 $2,101.92
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 20

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 186 $173.54 $32,277.96
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 19

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F17 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.82 to $173.79, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 203 $172.24 $34,964.21
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 18

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F16 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.81 to $172.61, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 314 $171.23 $53,767.19
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 17

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F15 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.76 to $171.57, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 336 $170.25 $57,205.65
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 16

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F14 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.75 to $170.74, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 91 $168.89 $15,369.19
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 15

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F13 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.75 to $169.61, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 167 $167.73 $28,010.83
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 14

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.29 to $167.87, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 263 $166.48 $43,783.90
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 13

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.21 to $166.98, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 162 $163.53 $26,491.76
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 12

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.12 to $163.94, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 172 $160.82 $27,661.42
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 11

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.59 to $161.18, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 101 $159.02 $16,061.37
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 10

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.50 to $159.35, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 160 $157.08 $25,132.80
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 9

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.46 to $157.43, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 135 $155.64 $21,011.44
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 8

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.99 to $155.87, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 185 $154.00 $28,490.44
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 7

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.88 to $154.72, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 312 $153.24 $47,812.32
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 6

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.785 to $153.60, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 150 $152.39 $22,859.18
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 5

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,086

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.73 to $152.60, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
SaleCommon Stock 72 $150.31 $10,822.44
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 4

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,236

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.31 to $150.32, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 2,083 $5.95 $12,393.85
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 3

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 521 $46.00 $23,966.00
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 2

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 05, 2021 Filed Mar 10, 2021 00:38 UTC
Trizzino JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 417 $27.60 $11,509.20
Disclosure

SEC source: 0001209191-21-019275 · doc4.xml · nonDerivative · entry 1

Trizzino John · CIK 0001468534 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,063 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · derivative · entry 19

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,938

Underlying: Common Stock · 2,063 shares

Expires 2029-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F16 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Plan vested on the first anniversary of the September 26, 2019 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 416 $0.00 Strike: $46.00 $0.00
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · derivative · entry 18

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,175

Underlying: Common Stock · 416 shares

Expires 2028-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F15 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Plan vested on the first anniversary of the December 13, 2018 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 416 $0.00 Strike: $27.60 $0.00
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · derivative · entry 17

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Common Stock · 416 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F14 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Novavax, Inc. 2015 Stock Incentive Plan, as amended (the "Plan") vested on the first anniversary of the December 15, 2017 grant date, and the remaining seventy-five percent (75%) of the shares vested or will vest in equal monthly installments over the following three (3) years subject to continued employment through such vesting date.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 12 $232.35 $2,788.20
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 16

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 59 $231.40 $13,652.89
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 15

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F13 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.18 to $231.54, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 38 $230.04 $8,741.68
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 14

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.91 to $230.65, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 369 $228.64 $84,367.61
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 13

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.29 to $229.245, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 569 $227.82 $129,628.16
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 12

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.25 to $228.23, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 538 $226.59 $121,904.56
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 11

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.11 to $227.10, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 248 $225.45 $55,912.64
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 10

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.10 to $226.09, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 120 $224.93 $26,991.17
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 9

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.10 to $225.09, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Herrmann John A IIIEVP, Chief Legal Officer
SaleCommon Stock 188 $223.48 $42,013.85
Disclosure

SEC source: 0001209191-21-016342 · doc4.xml · nonDerivative · entry 8

Herrmann John A III · CIK 0001610928 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.00 to $223.90, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.