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NU SKIN ENTERPRISES, INC.

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6223
SEC CIK
0001021561
Parsed reports
476

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2018 Filed Jun 11, 2018 20:39 UTC GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000103 · edgar.xml · nonDerivative · entry 1

Andersen Nevin N · CIK 0001436782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,028

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:35 UTC GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000101 · edgar.xml · nonDerivative · entry 1

Thomas Pisano R. · CIK 0001436785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,478

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:32 UTC
OFFEN NEIL HDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $40.45 $0.00
Disclosure

SEC source: 0001021561-18-000099 · edgar.xml · derivative · entry 4

OFFEN NEIL H · CIK 0001526216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2018-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:32 UTC
OFFEN NEIL HDirector
SaleClass A Common Stock 7,000 $81.66 $571,620.00
Disclosure

SEC source: 0001021561-18-000099 · edgar.xml · nonDerivative · entry 3

OFFEN NEIL H · CIK 0001526216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,267

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.50 to $81.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:32 UTC
OFFEN NEIL HDirector
Exercise / conversionClass A Common Stock 5,000 $40.45 $202,250.00
Disclosure

SEC source: 0001021561-18-000099 · edgar.xml · nonDerivative · entry 2

OFFEN NEIL H · CIK 0001526216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:32 UTC
OFFEN NEIL HDirector
GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000099 · edgar.xml · nonDerivative · entry 1

OFFEN NEIL H · CIK 0001526216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,267

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:30 UTC GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000097 · edgar.xml · nonDerivative · entry 1

CAMPBELL DANIEL W · CIK 0001184200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,496

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:27 UTC
Shen ZheqingDirector
GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000095 · edgar.xml · nonDerivative · entry 1

Shen Zheqing · CIK 0001681867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:25 UTC GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000093 · edgar.xml · nonDerivative · entry 1

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,198

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:48 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000090 · edgar.xml · derivative · entry 6

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Class A Common Stock · 1,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:48 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0001021561-18-000090 · edgar.xml · derivative · entry 5

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,600

Underlying: Class A Common Stock · 2,500 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:48 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 1,303 $83.00 $108,149.00
Disclosure

SEC source: 0001021561-18-000090 · edgar.xml · nonDerivative · entry 4

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.74 to $83.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:48 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 2,197 $82.09 $180,351.73
Disclosure

SEC source: 0001021561-18-000090 · edgar.xml · nonDerivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,674

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.71 to $82.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:48 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 1,000 $41.49 $41,490.00
Disclosure

SEC source: 0001021561-18-000090 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:48 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 2,500 $30.63 $76,575.00
Disclosure

SEC source: 0001021561-18-000090 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:59 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $37.19 $0.00
Disclosure

SEC source: 0001021561-18-000088 · edgar.xml · derivative · entry 3

CAMPBELL DANIEL W · CIK 0001184200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2018-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:59 UTC Tax withholdingClass A Common Stock 2,298 $80.95 $186,023.10
Disclosure

SEC source: 0001021561-18-000088 · edgar.xml · nonDerivative · entry 2

CAMPBELL DANIEL W · CIK 0001184200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,455

F2 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price related to the automatic net exercise of options immediately prior to their expiration.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:59 UTC Exercise / conversionClass A Common Stock 5,000 $37.19 $185,950.00
Disclosure

SEC source: 0001021561-18-000088 · edgar.xml · nonDerivative · entry 1

CAMPBELL DANIEL W · CIK 0001184200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:57 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $37.19 $0.00
Disclosure

SEC source: 0001021561-18-000086 · edgar.xml · derivative · entry 3

Andersen Nevin N · CIK 0001436782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2018-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:57 UTC Tax withholdingClass A Common Stock 2,298 $80.95 $186,023.10
Disclosure

SEC source: 0001021561-18-000086 · edgar.xml · nonDerivative · entry 2

Andersen Nevin N · CIK 0001436782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,987

F2 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price related to the automatic net exercise of options immediately prior to their expiration.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:57 UTC Exercise / conversionClass A Common Stock 5,000 $37.19 $185,950.00
Disclosure

SEC source: 0001021561-18-000086 · edgar.xml · nonDerivative · entry 1

Andersen Nevin N · CIK 0001436782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:55 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $37.19 $0.00
Disclosure

SEC source: 0001021561-18-000084 · edgar.xml · derivative · entry 3

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2018-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:55 UTC Tax withholdingClass A Common Stock 2,298 $80.95 $186,023.10
Disclosure

SEC source: 0001021561-18-000084 · edgar.xml · nonDerivative · entry 2

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,157

F2 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price related to the automatic net exercise of options immediately prior to their expiration.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:55 UTC Exercise / conversionClass A Common Stock 5,000 $37.19 $185,950.00
Disclosure

SEC source: 0001021561-18-000084 · edgar.xml · nonDerivative · entry 1

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:54 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000079 · edgar.xml · derivative · entry 5

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Class A Common Stock · 1,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:54 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0001021561-18-000079 · edgar.xml · derivative · entry 4

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,100

Underlying: Class A Common Stock · 2,500 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:54 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 3,500 $76.87 $269,045.00
Disclosure

SEC source: 0001021561-18-000079 · edgar.xml · nonDerivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.47 to $77.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:54 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 1,000 $41.49 $41,490.00
Disclosure

SEC source: 0001021561-18-000079 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:54 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 2,500 $30.63 $76,575.00
Disclosure

SEC source: 0001021561-18-000079 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:08 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 13,000 $73.81 $959,530.00
Disclosure

SEC source: 0001021561-18-000078 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.32 to $74.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:08 UTC
DORNY D MATTHEWGeneral Counsel
GiftClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000078 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,371

Read SEC document
April 05, 2018 Filed Apr 6, 2018 00:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
SaleClass A Common Stock 53,651 $75.00 $4,023,825.00
Disclosure

SEC source: 0001021561-18-000057 · edgar.xml · nonDerivative · entry 2

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By SJL NS-Holdings, LLC

Disclosed balance after: 256,601

F1 · shares: Sale pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: SJL NS-Holdings, LLC is a family limited liability company which is owned and controlled by the Reporting Person and his immediate family.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 00:08 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000058 · edgar.xml · derivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Class A Common Stock · 2,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 00:08 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 2,000 $75.00 $150,000.00
Disclosure

SEC source: 0001021561-18-000058 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 00:08 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 2,000 $41.49 $82,980.00
Disclosure

SEC source: 0001021561-18-000058 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 00:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
SaleClass A Common Stock 5,000 $75.00 $375,000.00
Disclosure

SEC source: 0001021561-18-000057 · edgar.xml · nonDerivative · entry 3

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by The S&K Rhino Company LC

Disclosed balance after: 40,000

F1 · shares: Sale pursuant to a 10b5-1 plan.

F5 · ownership.nature: This report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purpose of Section 16 or for any other purpose.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 00:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
SaleClass A Common Stock 22,349 $75.01 $1,676,398.49
Disclosure

SEC source: 0001021561-18-000057 · edgar.xml · nonDerivative · entry 1

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By SJL NS-Holdings, LLC

Disclosed balance after: 310,252

F1 · shares: Sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: SJL NS-Holdings, LLC is a family limited liability company which is owned and controlled by the Reporting Person and his immediate family.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:07 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,250 $0.00 Strike: $39.35 $0.00
Disclosure

SEC source: 0001021561-18-000056 · edgar.xml · derivative · entry 4

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,250 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:07 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 701 $72.84 $51,060.84
Disclosure

SEC source: 0001021561-18-000056 · edgar.xml · nonDerivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 72.62 to 73.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:07 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 2,549 $72.05 $183,655.45
Disclosure

SEC source: 0001021561-18-000056 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,579

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 71.58 to 72.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:07 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 3,250 $39.35 $127,887.50
Disclosure

SEC source: 0001021561-18-000056 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 27, 2018 Filed Mar 28, 2018 17:30 UTC
Lawrence Mark HChief Financial Officer
Tax withholdingClass A Common Stock 587 $72.31 $42,445.97
Disclosure

SEC source: 0001021561-18-000055 · edgar.xml · nonDerivative · entry 1

Lawrence Mark H · CIK 0001701170 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

F1 · shares: Shares withheld to cover tax withholding obligations related to the vesting of previously granted restricted stock units.

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March 15, 2018 Filed Mar 16, 2021 21:28 UTC OtherClass A Common Stock 12 $73.12 $877.44
Disclosure

SEC source: 0001021561-21-000068 · edgar.xml · nonDerivative · entry 1

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,217

F1 · shares: Shares received pursuant to a dividend reinvestment in the Reporting Person's personal brokerage account.

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March 14, 2018 Filed Mar 16, 2018 15:32 UTC GrantClass A Common Stock 6 $73.22 $439.32
Disclosure

SEC source: 0001021561-18-000053 · edgar.xml · nonDerivative · entry 1

WOODBURY EDWINA D · CIK 0001051405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813

F1 · shares: These shares were acquired through a dividend reinvestment under the Company's Deferred Compensation Plan in accordance with the Plan's terms.

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March 09, 2018 Filed Mar 12, 2018 21:12 UTC
Lawrence Mark HChief Financial Officer
SaleClass A Common Stock 724 $72.86 $52,750.64
Disclosure

SEC source: 0001021561-18-000047 · edgar.xml · nonDerivative · entry 2

Lawrence Mark H · CIK 0001701170 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,749

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.85 to $72.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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March 08, 2018 Filed Mar 12, 2018 21:14 UTC GrantClass A Common Stock 3,021 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000050 · edgar.xml · nonDerivative · entry 1

NAPIERSKI RYAN S · CIK 0001652984 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,595

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March 08, 2018 Filed Mar 12, 2018 21:13 UTC
WOOD RITCH NDirector · Chief Executive Officer
GrantClass A Common Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000049 · edgar.xml · nonDerivative · entry 1

WOOD RITCH N · CIK 0001184211 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,275

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March 08, 2018 Filed Mar 12, 2018 21:13 UTC
DORNY D MATTHEWGeneral Counsel
GrantClass A Common Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000048 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

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March 08, 2018 Filed Mar 12, 2018 21:12 UTC
Lawrence Mark HChief Financial Officer
GrantClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000047 · edgar.xml · nonDerivative · entry 1

Lawrence Mark H · CIK 0001701170 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,473

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March 08, 2018 Filed Mar 12, 2018 21:11 UTC
CHANG JOSEPH YChief Scientific Officer
GrantClass A Common Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000046 · edgar.xml · nonDerivative · entry 1

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,923

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.