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NU SKIN ENTERPRISES, INC.

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6223
SEC CIK
0001021561
Parsed reports
476

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 5, 2018 20:38 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 2,400 $79.87 $191,688.00
Disclosure

SEC source: 0001021561-18-000129 · edgar.xml · nonDerivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.34 to $80.18, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:38 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 100 $80.74 $8,074.00
Disclosure

SEC source: 0001021561-18-000129 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,771

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:38 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 2,500 $30.63 $76,575.00
Disclosure

SEC source: 0001021561-18-000129 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Jan 25, 2019 22:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
GiftClass A Common Stock 12,927 $0.00 $0.00
Disclosure

SEC source: 0001021561-19-000003 · edgar.xml · nonDerivative · entry 5

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By SJL NS-Holdings L.L.C.

Disclosed balance after: 245,218

Read SEC document
August 28, 2018 Filed Jan 25, 2019 22:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
GiftClass A Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001021561-19-000003 · edgar.xml · nonDerivative · entry 4

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By SJL NS-Holdings L.L.C.

Disclosed balance after: 258,145

Read SEC document
August 28, 2018 Filed Jan 25, 2019 22:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
GiftClass A Common Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001021561-19-000003 · edgar.xml · nonDerivative · entry 3

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By SJL NS-Holdings L.L.C.

Disclosed balance after: 258,270

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:29 UTC
WOOD RITCH NDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $39.35 $0.00
Disclosure

SEC source: 0001021561-18-000127 · edgar.xml · derivative · entry 3

WOOD RITCH N · CIK 0001184211 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,750 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:29 UTC
WOOD RITCH NDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 9,900 $79.21 $784,179.00
Disclosure

SEC source: 0001021561-18-000127 · edgar.xml · nonDerivative · entry 2

WOOD RITCH N · CIK 0001184211 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,347

F2 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the automatic net exercise of options immediately prior to their expiration.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:29 UTC
WOOD RITCH NDirector · Chief Executive Officer
GrantClass A Common Stock 13,750 $39.35 $541,062.50
Disclosure

SEC source: 0001021561-18-000127 · edgar.xml · nonDerivative · entry 1

WOOD RITCH N · CIK 0001184211 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,247

F1 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:36 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000125 · edgar.xml · derivative · entry 6

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,250 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:36 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0001021561-18-000125 · edgar.xml · derivative · entry 5

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,600

Underlying: Class A Common Stock · 2,500 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:36 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 200 $82.58 $16,516.00
Disclosure

SEC source: 0001021561-18-000125 · edgar.xml · nonDerivative · entry 4

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.56 to $82.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:36 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 3,550 $81.80 $290,390.00
Disclosure

SEC source: 0001021561-18-000125 · edgar.xml · nonDerivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,571

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.32 to $82.31, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:36 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 1,250 $41.49 $51,862.50
Disclosure

SEC source: 0001021561-18-000125 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:36 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 2,500 $30.63 $76,575.00
Disclosure

SEC source: 0001021561-18-000125 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 350 $0.00 Strike: $41.27 $0.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · derivative · entry 11

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Class A Common Stock · 350 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 250 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · derivative · entry 10

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
SaleClass A Common Stock 600 $84.02 $50,412.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · nonDerivative · entry 6

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,416

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionClass A Common Stock 250 $41.49 $10,372.50
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · nonDerivative · entry 5

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionClass A Common Stock 350 $41.27 $14,444.50
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · nonDerivative · entry 4

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · derivative · entry 9

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Class A Common Stock · 6,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $54.08 $0.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · derivative · entry 8

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
SaleClass A Common Stock 10,000 $82.02 $820,200.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · nonDerivative · entry 3

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionClass A Common Stock 6,000 $41.49 $248,940.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · nonDerivative · entry 2

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:27 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionClass A Common Stock 4,000 $54.08 $216,320.00
Disclosure

SEC source: 0001021561-18-000123 · edgar.xml · nonDerivative · entry 1

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 22:01 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $54.08 $0.00
Disclosure

SEC source: 0001021561-18-000119 · edgar.xml · derivative · entry 6

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 2,250 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 22:01 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $39.35 $0.00
Disclosure

SEC source: 0001021561-18-000119 · edgar.xml · derivative · entry 5

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,250 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 22:01 UTC
CHANG JOSEPH YChief Scientific Officer
SaleClass A Common Stock 8,500 $84.21 $715,785.00
Disclosure

SEC source: 0001021561-18-000119 · edgar.xml · nonDerivative · entry 3

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 22:01 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionClass A Common Stock 2,250 $54.08 $121,680.00
Disclosure

SEC source: 0001021561-18-000119 · edgar.xml · nonDerivative · entry 2

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 22:01 UTC
CHANG JOSEPH YChief Scientific Officer
Exercise / conversionClass A Common Stock 6,250 $39.35 $245,937.50
Disclosure

SEC source: 0001021561-18-000119 · edgar.xml · nonDerivative · entry 1

CHANG JOSEPH Y · CIK 0001184201 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:58 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $39.33 $0.00
Disclosure

SEC source: 0001021561-18-000117 · edgar.xml · derivative · entry 3

WOODBURY EDWINA D · CIK 0001051405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2023-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:58 UTC SaleClass A Common Stock 5,000 $85.02 $425,100.00
Disclosure

SEC source: 0001021561-18-000117 · edgar.xml · nonDerivative · entry 2

WOODBURY EDWINA D · CIK 0001051405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:58 UTC Exercise / conversionClass A Common Stock 5,000 $39.33 $196,650.00
Disclosure

SEC source: 0001021561-18-000117 · edgar.xml · nonDerivative · entry 1

WOODBURY EDWINA D · CIK 0001051405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:04 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0001021561-18-000121 · edgar.xml · derivative · entry 3

NAPIERSKI RYAN S · CIK 0001652984 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

Underlying: Class A Common Stock · 10,000 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:04 UTC SaleClass A Common Stock 10,000 $80.00 $800,000.00
Disclosure

SEC source: 0001021561-18-000121 · edgar.xml · nonDerivative · entry 2

NAPIERSKI RYAN S · CIK 0001652984 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,602

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:04 UTC Exercise / conversionClass A Common Stock 10,000 $30.63 $306,300.00
Disclosure

SEC source: 0001021561-18-000121 · edgar.xml · nonDerivative · entry 1

NAPIERSKI RYAN S · CIK 0001652984 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:08 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001021561-18-000112 · edgar.xml · derivative · entry 6

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Class A Common Stock · 1,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:08 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0001021561-18-000112 · edgar.xml · derivative · entry 5

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,100

Underlying: Class A Common Stock · 2,500 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable in full.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:08 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 1,169 $78.02 $91,205.38
Disclosure

SEC source: 0001021561-18-000112 · edgar.xml · nonDerivative · entry 4

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:08 UTC
DORNY D MATTHEWGeneral Counsel
SaleClass A Common Stock 2,331 $77.47 $180,582.57
Disclosure

SEC source: 0001021561-18-000112 · edgar.xml · nonDerivative · entry 3

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,540

F1 · shares: Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.02 to $77.94, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:08 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 1,000 $41.49 $41,490.00
Disclosure

SEC source: 0001021561-18-000112 · edgar.xml · nonDerivative · entry 2

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 02, 2018 Filed Jul 3, 2018 20:08 UTC
DORNY D MATTHEWGeneral Counsel
Exercise / conversionClass A Common Stock 2,500 $30.63 $76,575.00
Disclosure

SEC source: 0001021561-18-000112 · edgar.xml · nonDerivative · entry 1

DORNY D MATTHEW · CIK 0001231132 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 25, 2018 Filed Jun 27, 2018 18:17 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.75 $0.00
Disclosure

SEC source: 0001021561-18-000110 · edgar.xml · derivative · entry 3

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.

F4 · derivative.exercise_date: Currently exercisable in full.

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June 25, 2018 Filed Jun 27, 2018 18:17 UTC Tax withholdingClass A Common Stock 993 $79.32 $78,764.76
Disclosure

SEC source: 0001021561-18-000110 · edgar.xml · nonDerivative · entry 2

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,205

F2 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price related to the automatic net exercise of options immediately prior to their expiration.

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June 25, 2018 Filed Jun 27, 2018 18:17 UTC Exercise / conversionClass A Common Stock 5,000 $15.75 $78,750.00
Disclosure

SEC source: 0001021561-18-000110 · edgar.xml · nonDerivative · entry 1

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.

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June 19, 2018 Filed Jan 25, 2019 22:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
GiftClass A Common Stock 4,769 $0.00 $0.00
Disclosure

SEC source: 0001021561-19-000003 · edgar.xml · nonDerivative · entry 2

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By SJL NS-Holdings L.L.C.

Disclosed balance after: 261,370

F1 · kind: The Reporting Person transferred these shares to SJL NS-Holdings, a family limited liability company which is owned and controlled by the Reporting Person and his immediate family.

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June 19, 2018 Filed Jan 25, 2019 22:06 UTC
LUND STEVENDirector · Exec. Chairman of the Board
GiftClass A Common Stock 4,769 $0.00 $0.00
Disclosure

SEC source: 0001021561-19-000003 · edgar.xml · nonDerivative · entry 1

LUND STEVEN · CIK 0001033942 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Reporting Person transferred these shares to SJL NS-Holdings, a family limited liability company which is owned and controlled by the Reporting Person and his immediate family.

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June 14, 2018 Filed Mar 16, 2021 21:28 UTC OtherClass A Common Stock 11 $83.10 $914.10
Disclosure

SEC source: 0001021561-21-000068 · edgar.xml · nonDerivative · entry 2

LIPMAN ANDREW D · CIK 0001184208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

F1 · shares: Shares received pursuant to a dividend reinvestment in the Reporting Person's personal brokerage account.

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June 13, 2018 Filed Jun 15, 2018 20:57 UTC GrantClass A Common Stock 6 $81.98 $491.88
Disclosure

SEC source: 0001021561-18-000108 · edgar.xml · nonDerivative · entry 1

WOODBURY EDWINA D · CIK 0001051405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

F1 · shares: These shares were acquired through a dividend reinvestment under the Company's Deferred Compensation Plan in accordance with the Plan's terms.

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June 07, 2018 Filed Jun 11, 2018 20:41 UTC GrantClass A Common Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001021561-18-000105 · edgar.xml · nonDerivative · entry 1

WOODBURY EDWINA D · CIK 0001051405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,854

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.