NTRP

SEC source: 0001493152-22-018730 · ownership.xml · derivative · entry 2

Brunsberg Jacob · CIK 0001884124 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,298

Underlying: Common Stock · 121,298 shares

Expires 2027-07-01

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests on March 15, 2025, subject to the Reporting Person being in the continuous employ of the Issuer on the vesting date.

SEC source: 0001493152-22-018730 · ownership.xml · derivative · entry 1

Brunsberg Jacob · CIK 0001884124 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Underlying: Common Stock · 49,800 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The stock option vests, as follows: (i) 12,450 shares subject to the option vested on the date of grant, and (ii) the remaining 37,350 shares will vest in equal (as nearly as possible) monthly installments over the succeeding 36 months, subject, in each case, to the Reporting Person remaining an employee of the Issuer on the applicable vesting date.

SEC source: 0001493152-22-018726 · ownership.xml · derivative · entry 2

Fisher Ronald Kenneth Jr · CIK 0001698203 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,335

Underlying: Common Stock · 87,335 shares

Expires 2027-07-01

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests on March 15, 2025, subject to the Reporting Person being in the continuous employ of the Issuer on the vesting date.

SEC source: 0001493152-22-018726 · ownership.xml · derivative · entry 1

Fisher Ronald Kenneth Jr · CIK 0001698203 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

Underlying: Common Stock · 5,736 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The stock option vests, as follows: (i) 1,434 shares subject to the option vested on the date of grant, and (ii) the remaining 4,302 shares will vest in equal (as nearly as possible) monthly installments over the succeeding 36 months, subject, in each case, to the Reporting Person remaining an employee of the Issuer on the applicable vesting date.

SEC source: 0001493152-22-018724 · ownership.xml · derivative · entry 3

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,470

Underlying: Common Stock · 69,470 shares

Expires 2027-07-01

F3 · derivative.exercise_date: The SAR is payable in cash only and vests as follows: (i) 25% of the SAR vested on the date of grant, and (ii) the balance of the SAR will vest in equal (as nearly as possible) monthly installments over the succeeding 36 months, subject, in each case, to the Reporting Person remaining an employee of the Issuer on the applicable vesting date.

SEC source: 0001493152-22-018724 · ownership.xml · derivative · entry 2

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,038

Underlying: Common Stock · 97,038 shares

Expires 2027-07-01

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests on March 15, 2025, subject to the Reporting Person being in the continuous employ of the Issuer on the vesting date.

SEC source: 0001493152-22-018724 · ownership.xml · derivative · entry 1

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,170

Underlying: Common Stock · 52,170 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The stock option vests, as follows: (i) 13,043 shares subject to the option vested on the date of grant, and (ii) the remaining 39,127 shares will vest in equal (as nearly as possible) monthly installments over the succeeding 36 months, subject, in each case, to the Reporting Person remaining an employee of the Issuer on the applicable vesting date.

SEC source: 0001493152-22-018926 · ownership.xml · derivative · entry 1

Brunsberg Jacob · CIK 0001884124 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,947

Underlying: Common Stock · 181,947 shares

Expires 2027-07-01

F1 · shares: The Form 4 originally filed on July 6, 2022 inadvertently misstated the number of stock appreciation rights ("SAR") acquired. The Form 4 as originally filed reported this number as 121,298, while the correct number is 181,947.

F2 · derivative.exercise_date: The SAR is payable in cash only, and vests on March 15, 2025, subject to the Reporting Person being in the continuous employ of the Issuer on the vesting date.

SEC source: 0001493152-22-011976 · ownership.xml · nonDerivative · entry 1

Brunsberg Jacob · CIK 0001884124 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

SEC source: 0001493152-22-011974 · ownership.xml · nonDerivative · entry 1

RUPORT MARK · CIK 0001030874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,969

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.361913, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001493152-22-009081 · ownership.xml · derivative · entry 1

Rice John Reynolds · CIK 0001698204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: The stock option vests as follows: 25% fully vested on March 31, 2022, and the remaining 75% to vest in three equal (as closely as possible), successive quarterly installments on the last day of each quarter beginning on June 30, 2022 through December 31, 2022, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-22-009082 · ownership.xml · derivative · entry 1

Summers Kent J · CIK 0001728948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: The stock option vests as follows: 25% fully vested on March 31, 2022, and the remaining 75% to vest in three equal (as closely as possible), successive quarterly installments on the last day of each quarter beginning on June 30, 2022 through December 31, 2022, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-22-009080 · ownership.xml · derivative · entry 1

Battinelli Salvatore F · CIK 0001714848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: The stock option vests as follows: 25% fully vested on March 31, 2022, and the remaining 75% to vest in three equal (as closely as possible), successive quarterly installments on the last day of each quarter beginning on June 30, 2022 through December 31, 2022, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-22-009079 · ownership.xml · derivative · entry 1

Duitch Dennis · CIK 0001352880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: The stock option vests as follows: 25% fully vested on March 31, 2022, and the remaining 75% to vest in three equal (as closely as possible), successive quarterly installments on the last day of each quarter beginning on June 30, 2022 through December 31, 2022, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-22-005021 · ownership.xml · derivative · entry 2

Brunsberg Jacob · CIK 0001884124 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-02-16

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and will vest and become exercisable in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-22-005021 · ownership.xml · derivative · entry 1

Brunsberg Jacob · CIK 0001884124 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2027-02-16

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-026851 · ownership.xml · nonDerivative · entry 1

RUPORT MARK · CIK 0001030874 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

SEC source: 0001493152-21-023414 · ownership.xml · derivative · entry 1

Brunsberg Jacob · CIK 0001884124 · Sr VP Product Mgt/Strat Rel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-20

SEC source: 0001493152-21-019831 · ownership.xml · derivative · entry 2

RUPORT MARK · CIK 0001030874 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,748

Underlying: Common Stock · 77,748 shares

Expires 2026-08-11

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests as follows: (i) 25% of the SAR vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the SAR will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019831 · ownership.xml · derivative · entry 1

RUPORT MARK · CIK 0001030874 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,832

Underlying: Common Stock · 51,832 shares

Expires 2026-08-11

F1 · derivative.exercise_date: The stock option will vest and become exercisable as follows: (i) 25% of the option vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the option will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019832 · ownership.xml · derivative · entry 2

Beckett Darren · CIK 0001745828 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,304

Underlying: Common Stock · 76,304 shares

Expires 2026-08-11

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests as follows: (i) 25% of the SAR vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the SAR will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019832 · ownership.xml · derivative · entry 1

Beckett Darren · CIK 0001745828 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,869

Underlying: Common Stock · 50,869 shares

Expires 2026-08-11

F1 · derivative.exercise_date: The stock option will vest and become exercisable as follows: (i) 25% of the option vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the option will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019830 · ownership.xml · derivative · entry 2

Fisher Ronald Kenneth Jr · CIK 0001698203 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

Underlying: Common Stock · 30,313 shares

Expires 2026-08-11

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests as follows: (i) 25% of the SAR vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the SAR will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019830 · ownership.xml · derivative · entry 1

Fisher Ronald Kenneth Jr · CIK 0001698203 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

Underlying: Common Stock · 30,313 shares

Expires 2026-08-11

F1 · derivative.exercise_date: The stock option will vest and become exercisable as follows: (i) 25% of the option vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the option will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019829 · ownership.xml · derivative · entry 2

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,580

Underlying: Common Stock · 48,580 shares

Expires 2026-08-11

F2 · derivative.exercise_date: The stock appreciation right ("SAR") is payable in cash only, and vests as follows: (i) 25% of the SAR vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the SAR will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-019829 · ownership.xml · derivative · entry 1

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,580

Underlying: Common Stock · 48,580 shares

Expires 2026-08-11

F1 · derivative.exercise_date: The stock option will vest and become exercisable as follows: (i) 25% of the option vested on the grant date (i.e., August 11, 2021), and (ii) the balance of the option will vest in equal (as closely as possible) monthly installments over three years from the grant date, subject, in each case, to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-21-017264 · ownership.xml · derivative · entry 1

Battinelli Salvatore F · CIK 0001714848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2026-01-04

F1 · date: The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on July 15, 2021.

F2 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments commencing January 2021 through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-017262 · ownership.xml · derivative · entry 1

Rice John Reynolds · CIK 0001698204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2026-01-04

F1 · date: The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on July 15, 2021.

F2 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments commencing January 2021 through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-017260 · ownership.xml · derivative · entry 1

Summers Kent J · CIK 0001728948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2026-01-04

F1 · date: The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on July 15, 2021.

F2 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments commencing January 2021 through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-017259 · ownership.xml · derivative · entry 1

Duitch Dennis · CIK 0001352880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2026-01-04

F1 · date: The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on July 15, 2021.

F2 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments commencing January 2021 through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-000382 · ownership.xml · derivative · entry 1

Summers Kent J · CIK 0001728948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-000381 · ownership.xml · derivative · entry 1

Battinelli Salvatore F · CIK 0001714848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-000380 · ownership.xml · derivative · entry 1

Duitch Dennis · CIK 0001352880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-21-000379 · ownership.xml · derivative · entry 1

Rice John Reynolds · CIK 0001698204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2026-01-04

F1 · derivative.exercise_date: The stock option vests in twelve equal, successive monthly installments through December 31, 2021, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-20-022581 · ownership.xml · derivative · entry 1

RUPORT MARK · CIK 0001030874 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,915

Underlying: Common Stock · 114,915 shares

Expires 2025-11-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal (as closely as possible) monthly installments over three years from November 24, 2020, subject to the Reporting Person being in the continuous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-20-020431 · ownership.xml · nonDerivative · entry 1

RUPORT MARK · CIK 0001030874 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark K Ruport Revocable Trust DTD 7/16/2015

Disclosed balance after: 5,000

SEC source: 0001493152-20-014628 · ownership.xml · derivative · entry 2

Summers Kent J · CIK 0001728948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-07-30

F2 · derivative.exercise_date: The stock option vests as follows: 50% of the shares underlying the option will vest on each of September 30, 2020 and December 31, 2020, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-20-014628 · ownership.xml · nonDerivative · entry 1

Summers Kent J · CIK 0001728948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · balance_after: The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on February 27, 2020.

SEC source: 0001493152-20-014625 · ownership.xml · derivative · entry 2

Battinelli Salvatore F · CIK 0001714848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-07-30

F2 · derivative.exercise_date: The stock option vests as follows: 50% of the shares underlying the option will vest on each of September 30, 2020 and December 31, 2020, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-20-014625 · ownership.xml · nonDerivative · entry 1

Battinelli Salvatore F · CIK 0001714848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,322

F1 · balance_after: The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on February 27, 2020.

SEC source: 0001493152-20-014620 · ownership.xml · derivative · entry 2

Duitch Dennis · CIK 0001352880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-07-30

F2 · derivative.exercise_date: The stock option vests as follows: 50% of the shares underlying the option will vest on each of September 30, 2020 and December 31, 2020, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-20-014620 · ownership.xml · nonDerivative · entry 1

Duitch Dennis · CIK 0001352880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,249

F1 · balance_after: The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on February 27, 2020.

SEC source: 0001493152-20-014623 · ownership.xml · derivative · entry 2

Rice John Reynolds · CIK 0001698204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-07-30

F1 · derivative.exercise_date: The stock option vests as follows: 50% of the shares underlying the option will vest on each of September 30, 2020 and December 31, 2020, subject, in each case, to the Reporting Person remaining a director on the applicable vesting date.

SEC source: 0001493152-20-014623 · ownership.xml · nonDerivative · entry 1

Rice John Reynolds · CIK 0001698204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357

SEC source: 0001493152-20-011849 · ownership.xml · derivative · entry 1

Fisher Ronald Kenneth Jr · CIK 0001698203 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,019

Underlying: Common Stock · 12,019 shares

Expires 2025-06-23

F1 · derivative.exercise_date: The stock appreciation right is payable in cash only, and vests in three equal (as closely as possible) installments on each of the first, second and third anniversaries of the grant date (i.e., June 23, 2020), subject, in each case, to the Reporting Person being in the continous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-20-011848 · ownership.xml · derivative · entry 1

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,028

Underlying: Common Stock · 18,028 shares

Expires 2025-06-23

F1 · derivative.exercise_date: The stock appreciation right is payable in cash only, and vests in three equal (as closely as possible) installments on each of the first, second and third anniversaries of the grant date (i.e., June 23, 2020), subject, in each case, to the Reporting Person being in the continous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-20-011847 · ownership.xml · derivative · entry 1

RUPORT MARK · CIK 0001030874 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,094

Underlying: Common Stock · 60,094 shares

Expires 2025-06-23

F1 · derivative.exercise_date: The stock appreciation right is payable in cash only, and vests in three equal (as closely as possible) installments on each of the first, second and third anniversaries of the grant date (i.e., June 23, 2020), subject, in each case, to the Reporting Person being in the continous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-20-011846 · ownership.xml · derivative · entry 1

Beckett Darren · CIK 0001745828 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,038

Underlying: Common Stock · 24,038 shares

Expires 2025-06-23

F1 · derivative.exercise_date: The stock appreciation right is payable in cash only, and vests in three equal (as closely as possible) installments on each of the first, second and third anniversaries of the grant date (i.e., June 23, 2020), subject, in each case, to the Reporting Person being in the continous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-20-011348 · ownership.xml · derivative · entry 1

Beckett Darren · CIK 0001745828 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,661

Underlying: Common Stock · 46,661 shares

Expires 2025-05-27

F1 · date: The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on June 15, 2020.

F2 · derivative.exercise_date: The stock option vests as follows: (i) 25% of the shares underlying the option vested on June 15, 2020, and (ii) the balance of the shares underlying the option will vest in equal (as closely as possible) monthly installments over three years from June 15, 2020, subject, in each case, to the Reporting Person being in the continous employ of the Issuer on the applicable vesting date.

SEC source: 0001493152-20-011347 · ownership.xml · derivative · entry 1

Orzechowski Frank · CIK 0001781860 · CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,996

Underlying: Common Stock · 34,996 shares

Expires 2025-05-27

F1 · date: The option grant was previously approved by a committee of the Issuer's Board of Directors, subject to stockholder approval of an amendment to the Issuer's equity incentive plan under which the option was granted. The Issuer's stockholders approved the amendment on June 15, 2020.

F2 · derivative.exercise_date: The stock option vests as follows: (i) 25% of the shares underlying the option vested on June 15, 2020, and (ii) the balance of the shares underlying the option will vest in equal (as closely as possible) monthly installments over three years from June 15, 2020, subject, in each case, to the Reporting Person being in the continous employ of the Issuer on the applicable vesting date.