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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2017 Filed Sep 7, 2017 23:48 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 23,449 $12.51 $293,239.12
Disclosure

SEC source: 0001179110-17-012134 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,759

F2 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.50 to $12.58 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:48 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 96,551 $12.55 $1,211,869.53
Disclosure

SEC source: 0001179110-17-012134 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,208

F1 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.50 to $12.75 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 01:04 UTC
Chapman Steven LeonardChief Operating Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-17-010442 · edgar.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 01:07 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 1,864 $7.51 Strike: $10.73 $13,998.64
Disclosure

SEC source: 0001179110-17-010444 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Underlying: Common Stock · 1,864 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $14,000, for service on the Issuer's board of directors.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 01:08 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 2,080 $7.51 Strike: $10.73 $15,620.80
Disclosure

SEC source: 0001179110-17-010445 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 2,080 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $15,625, for service on the Issuer's board of directors.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 01:05 UTC GrantStock Option (right to buy) · Derivative 679 $7.51 Strike: $10.73 $5,099.29
Disclosure

SEC source: 0001179110-17-010443 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

Underlying: Common Stock · 679 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $5104, for service on the Issuer's board of directors.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:23 UTC
Brophy Michael BurkesChief Financial Officer
GrantRestricted Stock Units · Derivative 17,875 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009023 · edgar.xml · derivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875

Underlying: Common Stock · 17,875 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:23 UTC
Brophy Michael BurkesChief Financial Officer
GrantStock Option (right to buy) · Derivative 107,250 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009023 · edgar.xml · derivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,250

Underlying: Common Stock · 107,250 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:19 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009017 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (June 9, 2017) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:24 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 225,000 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009024 · edgar.xml · derivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:23 UTC
Sheena JonathanDirector · Chief Technology Officer
GrantRestricted Stock Units · Derivative 17,875 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009022 · edgar.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875

Underlying: Common Stock · 17,875 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:23 UTC
Sheena JonathanDirector · Chief Technology Officer
GrantStock Option (right to buy) · Derivative 107,250 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009022 · edgar.xml · derivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,250

Underlying: Common Stock · 107,250 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:21 UTC
HEALY JAMESDirector
GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009021 · edgar.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (June 9, 2017) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:21 UTC GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009020 · edgar.xml · derivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (June 9, 2017) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:20 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009019 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (June 9, 2017) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:20 UTC GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-17-009018 · edgar.xml · derivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2027-06-08

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (June 9, 2017) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
April 17, 2017 Filed Apr 20, 2017 00:20 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 2,851 $5.48 Strike: $7.86 $15,623.48
Disclosure

SEC source: 0001179110-17-006115 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851

Underlying: Common Stock · 2,851 shares

Expires 2027-04-16

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $15,625, for service on the Issuer's board of directors.

Read SEC document
April 17, 2017 Filed Apr 20, 2017 00:15 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 2,554 $5.48 Strike: $7.86 $13,995.92
Disclosure

SEC source: 0001179110-17-006114 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554

Underlying: Common Stock · 2,554 shares

Expires 2027-04-16

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $14,000, for service on the Issuer's board of directors.

Read SEC document
April 17, 2017 Filed Apr 20, 2017 00:13 UTC GrantStock Option (right to buy) · Derivative 16,530 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001179110-17-006113 · edgar.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

Underlying: Common Stock · 16,530 shares

Expires 2027-04-16

F1 · derivative.exercise_date: The option shares vest over three years. A third of the option shares vest and become exercisable on April 17, 2018 and the remaining shares vest on 2 equal annual installments thereafter.

Read SEC document
April 17, 2017 Filed Apr 20, 2017 00:12 UTC GrantStock Option (Right to Buy) · Derivative 16,530 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001179110-17-006112 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

Underlying: Common Stock · 16,530 shares

Expires 2027-04-16

F1 · derivative.exercise_date: The option shares vest over three years. A third of the option shares vest and become exercisable on April 18, 2018 and the remaining shares vest on 2 equal annual installments thereafter.

Read SEC document
April 05, 2017 Filed Apr 11, 2017 01:16 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005912 · edgar.xml · derivative · entry 3

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F5 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

F5 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

Read SEC document
April 05, 2017 Filed Apr 11, 2017 01:16 UTC SaleCommon Stock 1,809 $8.55 $15,466.95
Disclosure

SEC source: 0001179110-17-005912 · edgar.xml · nonDerivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,141

F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

F4 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $8.55 to $8.56 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2017 Filed Apr 11, 2017 01:16 UTC Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005912 · edgar.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004020 · edgar.xml · derivative · entry 3

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:10 UTC SaleCommon Stock 1,805 $9.73 $17,562.65
Disclosure

SEC source: 0001179110-17-004020 · edgar.xml · nonDerivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,950

F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:10 UTC Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004020 · edgar.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:46 UTC GrantStock Option (right to buy) · Derivative 1,528 $6.54 Strike: $9.37 $9,993.12
Disclosure

SEC source: 0001179110-17-002392 · edgar.xml · derivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528

Underlying: Common Stock · 1,528 shares

Expires 2027-02-09

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $10,000, for service on the Issuer's board of directors.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:52 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 2,388 $6.54 Strike: $9.37 $15,617.52
Disclosure

SEC source: 0001179110-17-002399 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 2,388 shares

Expires 2027-02-09

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $15,625, for service on the Issuer's board of directors.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:47 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 2,140 $6.54 Strike: $9.37 $13,995.60
Disclosure

SEC source: 0001179110-17-002395 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 2,140 shares

Expires 2027-02-09

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $14,000, for service on the Issuer's board of directors.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:22 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001845 · edgar.xml · derivative · entry 3

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:22 UTC SaleCommon Stock 1,805 $8.95 $16,154.75
Disclosure

SEC source: 0001179110-17-001845 · edgar.xml · nonDerivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,755

F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:22 UTC Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001845 · edgar.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:07 UTC
ROSENMAN HERMChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000714 · edgar.xml · derivative · entry 3

ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:07 UTC
ROSENMAN HERMChief Financial Officer
SaleCommon Stock 1,849 $11.87 $21,947.63
Disclosure

SEC source: 0001179110-17-000714 · edgar.xml · nonDerivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,560

F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:07 UTC
ROSENMAN HERMChief Financial Officer
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000714 · edgar.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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December 22, 2016 Filed Dec 28, 2016 00:48 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 16,213 $12.00 $194,635.44
Disclosure

SEC source: 0001179110-16-033492 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,759

F1 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.04 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 22, 2016 Filed Dec 28, 2016 00:48 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 16,213 $1.14 $18,499.03
Disclosure

SEC source: 0001179110-16-033492 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 23, 2016 01:01 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,087 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-16-033432 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,567

Underlying: Common Stock · 1,087 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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December 20, 2016 Filed Dec 23, 2016 01:01 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 1,087 $12.00 $13,044.00
Disclosure

SEC source: 0001179110-16-033432 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,759

Read SEC document
December 20, 2016 Filed Dec 23, 2016 01:01 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,087 $1.14 $1,240.27
Disclosure

SEC source: 0001179110-16-033432 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 28, 2016 00:48 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 16,213 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-16-033492 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,354

Underlying: Common Stock · 16,213 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 00:21 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,700 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-16-033052 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,654

Underlying: Common Stock · 2,700 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 00:21 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 2,700 $12.00 $32,401.08
Disclosure

SEC source: 0001179110-16-033052 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,759

F1 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.01 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 00:21 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 2,700 $1.14 $3,080.70
Disclosure

SEC source: 0001179110-16-033052 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 23:39 UTC
ROSENMAN HERMChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032537 · edgar.xml · derivative · entry 3

ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 23:39 UTC
ROSENMAN HERMChief Financial Officer
SaleCommon Stock 1,828 $11.83 $21,625.24
Disclosure

SEC source: 0001179110-16-032537 · edgar.xml · nonDerivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,409

F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 23:39 UTC
ROSENMAN HERMChief Financial Officer
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-032537 · edgar.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 23:40 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 14,021 $12.02 $168,465.12
Disclosure

SEC source: 0001179110-16-032538 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888,644

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.10 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 00:00 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 3,400 $12.02 $40,851.00
Disclosure

SEC source: 0001179110-16-032288 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902,665

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.06 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 00:00 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 36,507 $12.01 $438,569.54
Disclosure

SEC source: 0001179110-16-032288 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906,065

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.13 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.