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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2018 Filed Sep 26, 2018 21:33 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 81,914 $24.95 $2,044,049.19
Disclosure

SEC source: 0001179110-18-011678 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,528

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.12 to $25.11 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 23:17 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 562 $23.78 $13,364.02
Disclosure

SEC source: 0001179110-18-011662 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 23:16 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 446 $23.78 $10,605.66
Disclosure

SEC source: 0001179110-18-011661 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 23:16 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 324 $23.78 $7,704.49
Disclosure

SEC source: 0001179110-18-011660 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,092

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:33 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 35,845 $23.98 $859,466.32
Disclosure

SEC source: 0001179110-18-011678 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,442

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.58 to $24.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 20:44 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 73,173 $24.14 $1,766,227.92
Disclosure

SEC source: 0001179110-18-011610 · edgar.xml · nonDerivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,287

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.88 to $24.57 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 23:17 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011662 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · shares: Prior reports inadvertently represented the partial vesting and settlement of Restricted Stock Units as acquired instead of disposed. The number of derivative securities beneficially owned following the reported transaction were correct on all prior reports.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 23:17 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011662 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 23:16 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011661 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · shares: Prior reports inadvertently represented the partial vesting and settlement of Restricted Stock Units as acquired instead of disposed. The number of derivative securities beneficially owned following the reported transaction were correct on all prior reports.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 23:16 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,117 $13.95 $15,582.15
Disclosure

SEC source: 0001179110-18-011661 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 23:16 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011660 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · shares: Prior reports inadvertently represented the partial vesting and settlement of Restricted Stock Units as acquired instead of disposed. The number of derivative securities beneficially owned following the reported transaction were correct on all prior reports.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 23:16 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011660 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:44 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 61,819 $24.00 $1,483,841.46
Disclosure

SEC source: 0001179110-18-011610 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,460

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.59 to $24.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:43 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 19,288 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-18-011609 · edgar.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,712

Underlying: Common Stock · 19,288 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:43 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,712 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001179110-18-011609 · edgar.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

Underlying: Common Stock · 15,712 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on February 16, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:43 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 17,700 $24.11 $426,785.94
Disclosure

SEC source: 0001179110-18-011609 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.93 to $24.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:43 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 17,300 $23.49 $406,390.84
Disclosure

SEC source: 0001179110-18-011609 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.93 to $23.92 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:43 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 19,288 $9.59 $184,971.92
Disclosure

SEC source: 0001179110-18-011609 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:43 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 15,712 $7.45 $117,040.26
Disclosure

SEC source: 0001179110-18-011609 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:44 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 16,794 $24.10 $404,799.22
Disclosure

SEC source: 0001179110-18-011610 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,279

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.40 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:44 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 60,215 $23.40 $1,408,747.99
Disclosure

SEC source: 0001179110-18-011610 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,073

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.92 to $23.91 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2018 Filed Sep 18, 2018 21:55 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 62,283 $24.30 $1,513,196.63
Disclosure

SEC source: 0001179110-18-011516 · edgar.xml · nonDerivative · entry 6

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:55 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 14 $24.68 $345.52
Disclosure

SEC source: 0001179110-18-011516 · edgar.xml · nonDerivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292,571

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:55 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 67,637 $24.08 $1,628,827.47
Disclosure

SEC source: 0001179110-18-011516 · edgar.xml · nonDerivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292,585

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.66 to $24.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,125 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 11

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,875

Underlying: Common Stock · 18,125 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 37,983 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 10

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,267

Underlying: Common Stock · 37,983 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 9

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are 100% vested and exercisable.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · derivative · entry 8

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 22,000 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 7,100 $25.04 $177,807.43
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.97 to $25.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 80,297 $24.50 $1,967,091.82
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 20,711 $23.35 $483,655.70
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,397

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.96 to $23.93 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 18,125 $9.59 $173,818.75
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 37,983 $10.41 $395,403.03
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 30,000 $9.48 $284,400.00
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:55 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 22,000 $9.48 $208,560.00
Disclosure

SEC source: 0001179110-18-011515 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 14, 2018 Filed Sep 18, 2018 23:27 UTC
HEALY JAMESDirector
GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011545 · edgar.xml · derivative · entry 2

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

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September 14, 2018 Filed Sep 18, 2018 23:27 UTC
HEALY JAMESDirector
GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011545 · edgar.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

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September 14, 2018 Filed Sep 18, 2018 22:45 UTC
Steuart JohnDirector
GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011539 · edgar.xml · derivative · entry 2

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:45 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011539 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:45 UTC GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011538 · edgar.xml · derivative · entry 2

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:45 UTC GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011538 · edgar.xml · derivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:37 UTC GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011535 · edgar.xml · derivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:37 UTC GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011535 · edgar.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:35 UTC GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011533 · edgar.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:35 UTC GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011533 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:33 UTC GrantStock Option (right to buy) · Derivative 16,530 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011531 · edgar.xml · derivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

Underlying: Common Stock · 16,530 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares vest over three years. A third of the option shares vest and become exercisable on July 25, 2019 and the remaining shares vest on 2 equal annual installments thereafter. The initial option will become fully vested and exercisable in the event that the Company is subject to a change in control.

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September 14, 2018 Filed Sep 18, 2018 22:33 UTC
BOTHA ROELOFDirector · 10% owner
GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011529 · edgar.xml · derivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

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September 14, 2018 Filed Sep 18, 2018 22:33 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011529 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:33 UTC GrantRestricted Stock Units · Derivative 5,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011530 · edgar.xml · derivative · entry 2

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock · 5,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F3 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:33 UTC GrantStock Option (right to buy) · Derivative 11,169 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001179110-18-011530 · edgar.xml · derivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 11,169 shares

Expires 2028-09-13

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.