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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2019 Filed Mar 8, 2019 21:29 UTC Amendment
Chapman Steven LeonardDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-19-003608 · edgar.xml · derivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-01-10

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the achievement of the Performance Vesting Conditions. This grant was omitted from the reporting person's original Form 4 due to an administrative error.

Read SEC document
January 11, 2019 Filed Mar 8, 2019 21:29 UTC Amendment
Chapman Steven LeonardDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-19-003608 · edgar.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-01-10

F1 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). This grant was omitted from the reporting person's original Form 4 due to an administrative error.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 11:06 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 341,032 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001179110-19-000610 · edgar.xml · derivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 341,032 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 341,032 shares, became fully exercisable on May 19, 2015.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 11:06 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 324,205 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-19-000610 · edgar.xml · derivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 324,205 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing a right to purchase a total of 342,205 shares, became fully exercisable on July 8, 2015.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 11:06 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 341,032 $0.55 $188,999.93
Disclosure

SEC source: 0001179110-19-000610 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 11:06 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 324,205 $1.14 $369,917.91
Disclosure

SEC source: 0001179110-19-000610 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:15 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 565 $12.39 $7,000.75
Disclosure

SEC source: 0001179110-18-014260 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:15 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 449 $12.39 $5,562.89
Disclosure

SEC source: 0001179110-18-014258 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:15 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 507 $12.39 $6,281.68
Disclosure

SEC source: 0001179110-18-014259 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,035

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:15 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014260 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,056

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:15 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-014260 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:15 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014258 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,056

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:15 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-014258 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:15 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014259 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,056

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:15 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-014259 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:16 UTC GrantStock Option (right to buy) · Derivative 468 $12.01 Strike: $20.27 $5,620.68
Disclosure

SEC source: 0001179110-18-012396 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2028-10-25

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $5,625.00, for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee in the amount of $11,250.00, paid in stock.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:15 UTC
Steuart JohnDirector
GrantStock Option (right to buy) · Derivative 1,165 $12.01 Strike: $20.27 $13,991.65
Disclosure

SEC source: 0001179110-18-012395 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires 2028-10-25

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $14,000.00, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:14 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 1,300 $12.01 Strike: $20.27 $15,613.00
Disclosure

SEC source: 0001179110-18-012394 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2028-10-25

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $15,625.00, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 16,276 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · derivative · entry 12

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,276 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest fully and became exercisable on July 8, 2015.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 54,204 $21.20 $1,149,206.11
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 9

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,425

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.41 per share, inclusive. The holder undertakesto provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stocj 11,791 $20.53 $242,124.65
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 8

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,629

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.99 per share, inclusive. The holder undertakesto provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 9,176 $21.22 $194,709.21
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 7

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.07 to $21.36 per share, inclusive. The holder undertakesto provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 7,100 $20.62 $146,425.43
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 6

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,596

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.07 to $21.06 per share, inclusive. The holder undertakesto provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 16,276 $1.14 $18,570.92
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,233 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · derivative · entry 11

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,481

Underlying: Common Stock · 8,233 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,491 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · derivative · entry 10

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,276

Underlying: Common Stock · 25,491 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest fully and became exercisable on July 8, 2015.

F10 · balance_after: The Form 4 filed on November 25, 2016 ("Prior Filing") reflects an exercise of a stock option for 25,895 shares. The Prior Filing inadvertently included the exercise of 2,413 shares from a separate option granted to the Reporting Person on the same date understating the total amount beneficially owned following the reported transaction by 2,413 shares. The aggregate number of shares exercised on November 22, 2016 is correct as shown in Column 5. Prior to the transactions reported on this Form 4 the Reporting Person had a total of 41,767 shares remaining to exercise under the stock option.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 50,672 $20.29 $1,028,043.67
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.91 to $20.64 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 33,724 $20.27 $683,470.82
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,092

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.92 to $20.64 per share, inclusive. The holder undertakesto provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 8,233 $2.66 $21,874.26
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:26 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 25,491 $1.14 $29,085.23
Disclosure

SEC source: 0001179110-18-012262 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 21:54 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,322 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-18-012190 · edgar.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,678

Underlying: Common Stock · 11,322 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 21:54 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,678 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-18-012190 · edgar.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,032

Underlying: Common Stock · 23,678 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 21:54 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 35,000 $20.66 $723,194.50
Disclosure

SEC source: 0001179110-18-012190 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $21.08 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 21:54 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 11,322 $10.73 $121,485.06
Disclosure

SEC source: 0001179110-18-012190 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 21:54 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 23,678 $10.41 $246,487.98
Disclosure

SEC source: 0001179110-18-012190 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2018 Filed Oct 4, 2018 20:59 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 16,540 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-18-012059 · edgar.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,710

Underlying: Common Stock · 16,540 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

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October 02, 2018 Filed Oct 4, 2018 20:59 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,460 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-18-012059 · edgar.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,252

Underlying: Common Stock · 18,460 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

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October 02, 2018 Filed Oct 4, 2018 20:59 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 100 $24.64 $2,464.00
Disclosure

SEC source: 0001179110-18-012059 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:59 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 34,900 $23.76 $829,147.22
Disclosure

SEC source: 0001179110-18-012059 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.55 to $24.38 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 02, 2018 Filed Oct 4, 2018 20:59 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 16,540 $10.41 $172,181.40
Disclosure

SEC source: 0001179110-18-012059 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:59 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 18,460 $9.59 $177,031.40
Disclosure

SEC source: 0001179110-18-012059 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:16 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 5,538 $24.30 $134,572.29
Disclosure

SEC source: 0001179110-18-011776 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,344

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.04 to $24.72 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 27, 2018 Filed Oct 1, 2018 21:16 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 23,672 $23.37 $553,278.55
Disclosure

SEC source: 0001179110-18-011776 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,882

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.03 to $24.00 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:16 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 51,889 $22.45 $1,164,648.61
Disclosure

SEC source: 0001179110-18-011776 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,554

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $23.00 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2018 Filed Sep 26, 2018 21:33 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 139,089 $24.84 $3,455,374.12
Disclosure

SEC source: 0001179110-18-011678 · edgar.xml · nonDerivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,443

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.48 to $25.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 20:16 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-18-011715 · edgar.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,712

Underlying: Common Stock · 6,000 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 20:16 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 3,200 $24.88 $79,615.36
Disclosure

SEC source: 0001179110-18-011715 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.53 to $25.21 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 20:16 UTC
Chapman Steven LeonardChief Operating Officer
SaleCommon Stock 6,000 $24.88 $149,254.80
Disclosure

SEC source: 0001179110-18-011715 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.515 to $25.21 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 20:16 UTC
Chapman Steven LeonardChief Operating Officer
Exercise / conversionCommon Stock 6,000 $9.59 $57,540.00
Disclosure

SEC source: 0001179110-18-011715 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 21:33 UTC
Rabinowitz MatthewDirector · Chief Executive Officer
SaleCommon Stock 67,996 $25.19 $1,712,581.25
Disclosure

SEC source: 0001179110-18-011678 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,532

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.12 to $25.35 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.