Tapewire

Nasdaq · USD

NTRA

Natera, Inc.

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Tapewire entity
2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2019 Filed Jun 25, 2019 20:46 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-008089 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:46 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-008091 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:46 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 794 $24.79 $19,684.37
Disclosure

SEC source: 0001179110-19-007505 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:44 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 747 $24.79 $18,519.18
Disclosure

SEC source: 0001179110-19-007502 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,348

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:45 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 1,418 $24.79 $35,154.21
Disclosure

SEC source: 0001179110-19-007504 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,194

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:43 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 1,033 $24.79 $25,609.52
Disclosure

SEC source: 0001179110-19-007501 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,028

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:46 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,296 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007505 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,259

Underlying: Common Stock · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:46 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-007505 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:44 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,020 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007502 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,230

Underlying: Common Stock · 3,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:44 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 3,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-007502 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:45 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 2,818 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007504 · edgar.xml · derivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 2,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:45 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 2,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-007504 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:43 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,291 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007501 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210

Underlying: Common Stock · 2,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 20:43 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 2,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-007501 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 24, 2019 Filed May 29, 2019 22:16 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.83 $0.00
Disclosure

SEC source: 0001179110-19-006815 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-05-23

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (May 24, 2019) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
May 24, 2019 Filed May 29, 2019 22:07 UTC GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.83 $0.00
Disclosure

SEC source: 0001179110-19-006810 · edgar.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-05-23

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (May 24, 2019) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
May 24, 2019 Filed May 29, 2019 22:15 UTC GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.83 $0.00
Disclosure

SEC source: 0001179110-19-006814 · edgar.xml · derivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-05-23

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (May 24, 2019) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
May 24, 2019 Filed May 29, 2019 22:14 UTC GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.83 $0.00
Disclosure

SEC source: 0001179110-19-006813 · edgar.xml · derivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-05-23

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (May 24, 2019) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
May 24, 2019 Filed May 29, 2019 22:12 UTC
HEALY JAMESDirector
GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.83 $0.00
Disclosure

SEC source: 0001179110-19-006812 · edgar.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-05-23

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (May 24, 2019) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
May 24, 2019 Filed May 29, 2019 22:10 UTC GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $22.83 $0.00
Disclosure

SEC source: 0001179110-19-006811 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-05-23

F1 · derivative.exercise_date: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (May 24, 2019) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:09 UTC
Steuart JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012128 · edgar.xml · derivative · entry 2

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:09 UTC
Steuart JohnDirector
Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012128 · edgar.xml · nonDerivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:09 UTC
HEALY JAMESDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012129 · edgar.xml · derivative · entry 4

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:09 UTC
HEALY JAMESDirector
Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012129 · edgar.xml · nonDerivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012130 · edgar.xml · derivative · entry 2

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:09 UTC Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012130 · edgar.xml · nonDerivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012125 · edgar.xml · derivative · entry 2

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:07 UTC Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012125 · edgar.xml · nonDerivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:08 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012127 · edgar.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:08 UTC Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012127 · edgar.xml · nonDerivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:08 UTC
BOTHA ROELOFDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012126 · edgar.xml · derivative · entry 6

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Nov 27, 2019 23:08 UTC
BOTHA ROELOFDirector · 10% owner
Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012126 · edgar.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
May 16, 2019 Filed Dec 3, 2019 22:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012277 · edgar.xml · derivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · derivative.exercise_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F3 · derivative.expiration_date: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

Read SEC document
May 16, 2019 Filed Dec 3, 2019 22:47 UTC Exercise / conversionCommon Stock 7,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012277 · edgar.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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April 15, 2019 Filed Apr 17, 2019 01:28 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 614 $20.25 $12,433.50
Disclosure

SEC source: 0001179110-19-005053 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283,794

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

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April 13, 2019 Filed Apr 17, 2019 01:28 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 1,227 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005053 · edgar.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683

Underlying: Common Stock · 1,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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April 13, 2019 Filed Apr 17, 2019 01:28 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 1,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005053 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

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April 12, 2019 Filed Apr 17, 2019 01:26 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005049 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

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April 12, 2019 Filed Apr 17, 2019 01:26 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 2,910 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005049 · edgar.xml · derivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,910

Underlying: Common Stock · 2,910 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:26 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-19-005049 · edgar.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-04-11

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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April 12, 2019 Filed Apr 17, 2019 01:29 UTC
BOTHA ROELOFDirector · 10% owner
GrantRestricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005054 · edgar.xml · derivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,278 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F4 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F4 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

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April 12, 2019 Filed Apr 17, 2019 01:29 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 1,559 $11.53 Strike: $20.27 $17,975.27
Disclosure

SEC source: 0001179110-19-005054 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Common Stock · 1,559 shares

Expires 2029-04-11

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $17,977.15, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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April 12, 2019 Filed Apr 17, 2019 01:28 UTC
Rabinowitz MatthewDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 6,403 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005053 · edgar.xml · derivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,403

Underlying: Common Stock · 6,403 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:28 UTC
Rabinowitz MatthewDirector · Executive Chairman
GrantStock Option (right to buy) · Derivative 220,000 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-19-005053 · edgar.xml · derivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2029-04-11

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:28 UTC GrantRestricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005052 · edgar.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,278 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F4 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F4 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:28 UTC GrantStock Option (right to buy) · Derivative 691 $11.53 Strike: $20.27 $7,967.23
Disclosure

SEC source: 0001179110-19-005052 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691

Underlying: Common Stock · 691 shares

Expires 2029-04-11

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $7,977.15, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:28 UTC GrantRestricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005051 · edgar.xml · derivative · entry 1

Driscoll Edward C. Jr. · CIK 0001646662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:27 UTC
HEALY JAMESDirector
GrantRestricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005050 · edgar.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:26 UTC
Steuart JohnDirector
GrantRestricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005047 · edgar.xml · derivative · entry 1

Steuart John · CIK 0001646806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document
April 12, 2019 Filed Apr 17, 2019 01:26 UTC GrantRestricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005048 · edgar.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.