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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,875 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,157

Underlying: Common Stock · 17,875 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,209 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,043

Underlying: Common Stock · 10,209 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 7,623 $33.00 $251,559.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 15,761 $33.00 $520,113.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 4,793 $33.00 $158,169.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,613

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 42,735 $33.00 $1,410,255.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,406

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 17,875 $33.00 $589,875.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,141

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 10,209 $33.00 $336,897.00
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,016

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,761 $10.73 $169,115.53
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,793 $7.45 $35,707.85
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 42,735 $9.29 $397,008.15
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,875 $10.41 $186,078.75
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:32 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,209 $9.59 $97,904.31
Disclosure

SEC source: 0001179110-19-009389 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · derivative · entry 9

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,481

Underlying: Common Stock · 125,000 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 66,783 $32.79 $2,189,934.78
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 7

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,645

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018 and modified on November 13, 2018.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $33.22 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 58,217 $32.37 $1,884,292.17
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 6

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,428

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018 and modified on November 13, 2018.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.61 to $32.605 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 125,000 $2.66 $332,112.50
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:09 UTC OtherCommon Stock 37,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021683 · doc4.xml · nonDerivative · entry 5

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Technology Partners XII, L.P.

Disclosed balance after: 215,254

F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:09 UTC OtherCommon Stock 108,499 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021683 · doc4.xml · nonDerivative · entry 3

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 614,830

F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:09 UTC OtherCommon Stock 1,015,184 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021683 · doc4.xml · nonDerivative · entry 1

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII, L.P.

Disclosed balance after: 5,752,707

F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:08 UTC
BOTHA ROELOFDirector
OtherCommon Stock 38,538 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021682 · doc4.xml · nonDerivative · entry 7

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicles

Disclosed balance after: 876,059

F3 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (1) above.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:08 UTC
BOTHA ROELOFDirector
OtherCommon Stock 37,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021682 · doc4.xml · nonDerivative · entry 5

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Technology Partners XII, L.P.

Disclosed balance after: 215,254

F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:08 UTC
BOTHA ROELOFDirector
OtherCommon Stock 108,499 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021682 · doc4.xml · nonDerivative · entry 3

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 614,830

F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 01:08 UTC
BOTHA ROELOFDirector
OtherCommon Stock 1,015,184 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021682 · doc4.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII, L.P.

Disclosed balance after: 5,752,707

F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 24,579 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · derivative · entry 9

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,688

Underlying: Common Stock · 24,579 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,875 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · derivative · entry 8

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 6,875 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · derivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 12,500 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 24,579 $29.00 $712,791.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · nonDerivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 6,875 $29.00 $199,375.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · nonDerivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 12,500 $29.00 $362,500.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,644

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 24,579 $10.41 $255,867.39
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 6,875 $9.59 $65,931.25
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 12,500 $9.48 $118,500.00
Disclosure

SEC source: 0001179110-19-009391 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · derivative · entry 8

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,481

Underlying: Common Stock · 125,000 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 32,286 $31.65 $1,021,738.90
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,645

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018 and modified on November 13, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.01 to $31.94 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 19,965 $30.25 $603,997.15
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,931

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018 and modified on November 13, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.98 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 72,749 $29.44 $2,141,810.58
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,896

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018 and modified on November 13, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 08, 2019 Filed Aug 12, 2019 22:33 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 125,000 $2.66 $332,112.50
Disclosure

SEC source: 0001179110-19-009390 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2019 Filed Jul 16, 2019 20:41 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 154 $25.84 $3,979.36
Disclosure

SEC source: 0001179110-19-008656 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,346

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

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July 13, 2019 Filed Jul 16, 2019 20:41 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 306 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008656 · edgar.xml · derivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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July 13, 2019 Filed Jul 16, 2019 20:41 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 306 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-008656 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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July 12, 2019 Filed Jul 23, 2019 21:16 UTC GrantStock Option (right to buy) · Derivative 614 $14.25 Strike: $25.64 $8,749.50
Disclosure

SEC source: 0001179110-19-008756 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock · 614 shares

Expires 2029-07-11

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $8,750.00, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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July 12, 2019 Filed Jul 23, 2019 21:23 UTC
BOTHA ROELOFDirector · 10% owner
GrantStock Option (right to buy) · Derivative 1,315 $14.25 Strike: $25.64 $18,738.75
Disclosure

SEC source: 0001179110-19-008760 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

Underlying: Common Stock · 1,315 shares

Expires 2029-07-11

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $18,750.00, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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June 24, 2019 Filed Jun 25, 2019 20:46 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008090 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,821

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

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June 24, 2019 Filed Jun 25, 2019 20:46 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 390 $25.19 $9,824.10
Disclosure

SEC source: 0001179110-19-008090 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

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June 24, 2019 Filed Jun 25, 2019 20:46 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008089 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,821

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

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June 24, 2019 Filed Jun 25, 2019 20:46 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 275 $25.19 $6,927.25
Disclosure

SEC source: 0001179110-19-008089 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 20:46 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008091 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,821

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 20:46 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 500 $25.19 $12,595.00
Disclosure

SEC source: 0001179110-19-008091 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,645

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:46 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-008090 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.