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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2020 Filed Jun 24, 2020 00:42 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-007740 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 21, 2020 Filed Jun 24, 2020 00:38 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007739 · edgar.xml · derivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 21, 2020 Filed Jun 24, 2020 00:38 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-007739 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 21, 2020 Filed Jun 24, 2020 00:44 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007741 · edgar.xml · derivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

Underlying: Common Stock · 11,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 21, 2020 Filed Jun 24, 2020 00:44 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-007741 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 521 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 23

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,985

Underlying: Common Stock · 521 shares

Expires 2019-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,526 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 22

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,366

Underlying: Common Stock · 1,526 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 21

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,916

Underlying: Common Stock · 1,042 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock (right to buy) · Derivative 521 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

Underlying: Common Stock · 521 shares

Expires 2017-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 559 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 19

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,398

Underlying: Common Stock · 559 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 4,457 $45.00 $200,565.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,298

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 521 $20.27 $10,560.67
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,526 $9.29 $14,176.54
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,042 $13.01 $13,556.42
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 521 $10.73 $5,590.33
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 559 $10.41 $5,819.19
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 521 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,479

Underlying: Common Stock · 521 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,526 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,892

Underlying: Common Stock · 1,526 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,958

Underlying: Common Stock · 1,042 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 521 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,104

Underlying: Common Stock · 521 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 559 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,957

Underlying: Common Stock · 559 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 675 $41.36 $27,915.71
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,586

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.315 to $41.47 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 3,782 $40.59 $153,514.41
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,261

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 521 $20.27 $10,560.67
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,526 $9.29 $14,176.54
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,042 $13.01 $13,556.42
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 521 $10.73 $5,590.33
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:03 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 559 $10.41 $5,819.19
Disclosure

SEC source: 0001179110-20-007509 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:19 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 976 $41.90 $40,894.40
Disclosure

SEC source: 0001179110-20-007512 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,547

F1 · kind: The sale of shares was effected in order to satisfy tax liabilities due to partial vesting and settlement of Restricted Stock Units which occurred on June 9, 2020, which sale should have been executed upon the partial vesting and settlement of the Restricted Stock Units, based on election made on the third party equity administrator platform, but was not executed until June 15, 2020 due to administrative error.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:48 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 204 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007468 · edgar.xml · derivative · entry 3

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

Underlying: Common Stock · 204 shares

Expires 2030-06-11

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:48 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 1,021 $18.36 Strike: $40.93 $18,745.56
Disclosure

SEC source: 0001179110-20-007468 · edgar.xml · derivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021

Underlying: Common Stock · 1,021 shares

Expires 2030-06-11

F2 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $18,750, for service on the Issuer's Board of Directors.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:48 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 11,424 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007468 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424

Underlying: Common Stock · 11,424 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:49 UTC GrantStock Option (right to buy) · Derivative 88 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007469 · edgar.xml · derivative · entry 3

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88

Underlying: Common Stock · 88 shares

Expires 2030-06-11

F4 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:49 UTC GrantStock Option (right to buy) · Derivative 442 $18.36 Strike: $40.93 $8,115.12
Disclosure

SEC source: 0001179110-20-007469 · edgar.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442

Underlying: Common Stock · 442 shares

Expires 2030-06-11

F3 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $8,125, for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee in the amount of $16,250, paid in stock.

F4 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:49 UTC GrantRestricted Stock Units · Derivative 5,712 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007469 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Common Stock · 5,712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:45 UTC GrantStock Option (right to buy) · Derivative 5,712 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007467 · edgar.xml · derivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Common Stock · 5,712 shares

Expires 2030-06-11

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:45 UTC GrantRestricted Stock Units · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007467 · edgar.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 2,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:44 UTC
HEALY JAMESDirector
GrantStock Option (right to buy) · Derivative 5,712 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007466 · edgar.xml · derivative · entry 2

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Common Stock · 5,712 shares

Expires 2030-06-11

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:44 UTC
HEALY JAMESDirector
GrantRestricted Stock Units · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007466 · edgar.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 2,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:43 UTC GrantRestricted Stock Units · Derivative 5,712 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007465 · edgar.xml · derivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Common Stock · 5,712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:42 UTC GrantStock Option (right to buy) · Derivative 5,712 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007464 · edgar.xml · derivative · entry 2

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Common Stock · 5,712 shares

Expires 2030-06-11

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:42 UTC GrantRestricted Stock Units · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007464 · edgar.xml · derivative · entry 1

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 2,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:41 UTC GrantStock Option (right to buy) · Derivative 5,712 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-007463 · edgar.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Common Stock · 5,712 shares

Expires 2030-06-11

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

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June 12, 2020 Filed Jun 16, 2020 22:41 UTC GrantRestricted Stock Units · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007463 · edgar.xml · derivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 2,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

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June 10, 2020 Filed Jun 10, 2020 23:53 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 1,146 $42.19 $48,349.74
Disclosure

SEC source: 0001179110-20-007207 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,874

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

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June 10, 2020 Filed Jun 10, 2020 23:51 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 1,197 $42.19 $50,501.43
Disclosure

SEC source: 0001179110-20-007206 · edgar.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,022

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

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June 10, 2020 Filed Jun 10, 2020 23:57 UTC
Sheena JonathanDirector · Chief Technology Officer
SaleCommon Stock 1,023 $42.19 $43,160.37
Disclosure

SEC source: 0001179110-20-007209 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,203

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

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June 09, 2020 Filed Jun 10, 2020 23:53 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRerstricted Stock Unit · Derivative 2,296 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007207 · edgar.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,074

Underlying: Common Stock · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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June 09, 2020 Filed Jun 10, 2020 23:53 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-007207 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the partial vesting and settlement of RSUs, starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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June 09, 2020 Filed Jun 10, 2020 23:53 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 16,158 $39.57 $639,446.39
Disclosure

SEC source: 0001179110-20-007207 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,724

F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.56 to $39.9722 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.