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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,315 $25.64 $33,716.60
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 20

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 22,000 $22.83 $502,260.00
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 19

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,559 $20.27 $31,600.93
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 18

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,980 $13.60 $26,928.00
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 17

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,300 $20.27 $26,351.00
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 16

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 11,169 $24.42 $272,746.98
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 15

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,220 $21.59 $26,339.80
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 14

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,565 $10.29 $26,393.85
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 13

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,608 $10.18 $26,549.44
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 12

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,810 $9.51 $26,723.10
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 11

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,080 $10.73 $22,318.40
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 10

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 11,169 $10.41 $116,269.29
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 9

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,851 $7.86 $22,408.86
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 8

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,388 $9.37 $22,375.56
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 7

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,021 $11.15 $22,534.15
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 6

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,849 $11.00 $20,339.00
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 5

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 11,169 $11.80 $131,794.20
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 4

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,072 $9.59 $19,870.48
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 3

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 2,845 $7.00 $19,915.00
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:39 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 1,987 $9.97 $19,810.39
Disclosure

SEC source: 0001179110-20-011380 · edgar.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 17, 2020 00:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $32.15 $0.00
Disclosure

SEC source: 0001179110-20-011138 · edgar.xml · derivative · entry 3

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 3,000 shares

Expires 2029-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares vest over three years. A third of the option shares vested and became exercisable on August 15, 2020 and the remaining shares vest in 2 equal annual installments thereafter.

Read SEC document
November 12, 2020 Filed Nov 17, 2020 00:06 UTC SaleCommon Stock 3,000 $83.48 $250,425.00
Disclosure

SEC source: 0001179110-20-011138 · edgar.xml · nonDerivative · entry 2

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2020 Filed Nov 17, 2020 00:06 UTC Exercise / conversionCommon Stock 3,000 $32.15 $96,450.00
Disclosure

SEC source: 0001179110-20-011138 · edgar.xml · nonDerivative · entry 1

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 32,730 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,270

Underlying: Common Stock · 32,730 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 19

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of September 2, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,458 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,417

Underlying: Common stock · 11,458 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,499 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,167

Underlying: Common Stock · 12,499 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 192 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,840

Underlying: Common Stock · 192 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 94,379 $77.98 $7,359,797.11
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.41 to $78.28 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 $25.46 $954,750.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,458 $20.27 $232,253.66
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,499 $13.01 $162,611.99
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 192 $9.29 $1,783.68
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 636 $79.21 $50,376.10
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 17

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 40,000

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F20 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.91 to $79.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 33,512 $78.16 $2,619,214.14
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 16

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 40,636

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F19 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.87 to $78.865 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 34,752 $77.62 $2,697,339.03
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 15

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 74,148

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F18 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.87 to $77.865 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 1,100 $76.01 $83,607.81
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 14

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 108,900

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F17 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.63 to $76.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,124 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,032

Underlying: Common Stock · 18,124 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,208 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,209

Underlying: Common Stock · 5,208 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

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November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,289 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,172

Underlying: Common Stock · 12,289 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

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November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 5,457 $79.11 $431,691.81
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.765 to $79.40 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 9,476 $78.22 $741,214.62
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,828

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.73 to $78.73 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 20,688 $77.03 $1,593,648.36
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,304

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.71 to $77.69 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,124 $9.29 $168,371.96
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,208 $10.73 $55,881.84
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:33 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,289 $10.41 $127,928.49
Disclosure

SEC source: 0001179110-20-011091 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 600 $79.54 $47,724.00
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 13

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 110,000

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.53 to $79.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 10, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 11,211 $78.80 $883,459.31
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 12

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 110,600

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.40 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 10, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 28,746 $77.92 $2,239,744.59
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 11

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 121,811

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.46 to $78.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 10, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 37,865 $77.03 $2,916,809.11
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 10

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 150,557

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.44 to $77.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.