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Nasdaq · USD

NTRA

Natera, Inc.

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Tapewire entity
2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2022 Filed Mar 25, 2022 00:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 1,682 $40.60 $68,290.88
Disclosure

SEC source: 0001415889-22-003342 · form4-03242022_080302.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,098

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.12 to $40.61 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 436 $40.60 $17,702.95
Disclosure

SEC source: 0001415889-22-003343 · form4-03242022_080307.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,873

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.2350 to $40.61 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 455 $40.60 $18,473.77
Disclosure

SEC source: 0001415889-22-003344 · form4-03242022_080314.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,361

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.1913 to $40.61 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:30 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 138 $40.60 $5,603.08
Disclosure

SEC source: 0001415889-22-003346 · form4-03242022_080335.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,035

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.24 to $40.61 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003342 · form4-03242022_080302.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003342 · form4-03242022_080302.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 182 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003342 · form4-03242022_080302.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003342 · form4-03242022_080302.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003343 · form4-03242022_080307.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003343 · form4-03242022_080307.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003344 · form4-03242022_080314.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

Underlying: Common Stock · 893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 893 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003344 · form4-03242022_080314.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003346 · form4-03242022_080335.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003346 · form4-03242022_080335.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Unit · Derivative 401 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003345 · form4-03242022_080326.xml · derivative · entry 6

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 00:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 401 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003345 · form4-03242022_080326.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:34 UTC
BOTHA ROELOFDirector
PurchaseCommon Stock 40,695 $33.49 $1,362,798.23
Disclosure

SEC source: 0001062993-22-008150 · form4.xml · nonDerivative · entry 3

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicles

Disclosed balance after: 1,291,584

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.16 to $33.70. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:34 UTC
BOTHA ROELOFDirector
PurchaseCommon Stock 85,903 $32.59 $2,799,982.51
Disclosure

SEC source: 0001062993-22-008150 · form4.xml · nonDerivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicles

Disclosed balance after: 1,250,889

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.16 to $33.15. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:34 UTC
BOTHA ROELOFDirector
PurchaseCommon Stock 26,402 $31.92 $842,630.39
Disclosure

SEC source: 0001062993-22-008150 · form4.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicles

Disclosed balance after: 1,164,986

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $32.15. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · balance_after: Includes 11,424 shares transferred to the holder's revocable trust. Such transfers are exempt from Section 16 reporting pursuant to Rule 16a- 13.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:05 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionStock Option (right to buy) · Derivative 160,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001415889-22-003083 · form4-03162022_080302.xml · derivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,036

Underlying: Common Stock · 160,000 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares were fully vested as of the grant date.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:05 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 160,000 $2.66 $425,104.00
Disclosure

SEC source: 0001415889-22-003083 · form4-03162022_080302.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 1,147 $42.16 $48,357.52
Disclosure

SEC source: 0001415889-22-002908 · form4-03112022_090322.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,473

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 1,197 $42.16 $50,465.52
Disclosure

SEC source: 0001415889-22-002909 · form4-03112022_090328.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,231

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 884 $42.16 $37,269.44
Disclosure

SEC source: 0001415889-22-002907 · form4-03112022_090315.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,923

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 02:30 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 694 $42.16 $29,259.04
Disclosure

SEC source: 0001415889-22-002905 · form4-03112022_090302.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,718

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002908 · form4-03112022_090322.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 2,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002908 · form4-03112022_090322.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,021 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002909 · form4-03112022_090328.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002909 · form4-03112022_090328.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,771 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002907 · form4-03112022_090315.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 1,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002907 · form4-03112022_090315.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 2,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002905 · form4-03112022_090302.xml · derivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 21,950 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-22-002905 · form4-03112022_090302.xml · derivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,950 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 2,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002905 · form4-03112022_090302.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 21,950 $1.14 $25,044.95
Disclosure

SEC source: 0001415889-22-002905 · form4-03112022_090302.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Unit · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002906 · form4-03112022_090308.xml · derivative · entry 6

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001415889-22-002906 · form4-03112022_090308.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,036

Underlying: Common Stock · 90,000 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares were fully vested as of the grant date.

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March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 2,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002906 · form4-03112022_090308.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 02:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 90,000 $2.66 $239,121.00
Disclosure

SEC source: 0001415889-22-002906 · form4-03112022_090308.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2022 Filed Mar 5, 2022 01:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,938 $58.39 $113,158.85
Disclosure

SEC source: 0001415889-22-002615 · form4-03042022_080301.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,407

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.6826 to $58.4006 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2022 Filed Mar 5, 2022 01:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Tax withholdingCommon Stock 1,088 $58.39 $63,528.32
Disclosure

SEC source: 0001415889-22-002617 · form4-03042022_080323.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,170

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.72 to $58.4006 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2022 Filed Mar 5, 2022 01:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 3,461 $58.39 $202,091.60
Disclosure

SEC source: 0001415889-22-002616 · form4-03042022_080311.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,036

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.78 to $58.4006 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 02, 2022 Filed Mar 5, 2022 01:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
GrantCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002615 · form4-03042022_080301.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,345

F1 · shares: On April 12, 2019, the Reporting Person was granted performance-based Restricted Stock Units (the "RSUs") covering 14,706 shares of Common Stock vesting in tranches upon the Issuer achieving certain specified financial and operating metrics. On March 2, 2022, the milestones were satisfied for the vesting of RSUs covering the remaining 7,353 shares of Common Stock.

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March 02, 2022 Filed Mar 5, 2022 01:05 UTC
Sheena JonathanDirector · CO-FOUNDER
GrantCommon Stock 3,225 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002617 · form4-03042022_080323.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,258

F1 · shares: On April 12, 2019, the Reporting Person was granted performance-based Restricted Stock Units (the "RSUs") covering 6,450 shares of Common Stock vesting in tranches upon the Issuer achieving certain specified financial and operating metrics. On March 2, 2022, the milestones were satisfied for the vesting of RSUs covering the remaining 3,225 shares of Common Stock.

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March 02, 2022 Filed Mar 5, 2022 01:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
GrantCommon Stock 6,450 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002616 · form4-03042022_080311.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,497

F1 · shares: On April 12, 2019, the Reporting Person was granted performance-based Restricted Stock Units (the "RSUs") covering 12,900 shares of Common Stock vesting in tranches upon the Issuer achieving certain specified financial and operating metrics. On March 2, 2022, the milestones were satisfied for the vesting of RSUs covering the remaining 6,450 shares of Common Stock.

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February 07, 2022 Filed Feb 10, 2022 01:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-22-001186 · form4-02092022_080201.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

Underlying: Common Stock · 20,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 01:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 20,000 $1.14 $22,820.00
Disclosure

SEC source: 0001415889-22-001186 · form4-02092022_080201.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Mar 25, 2022 00:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003345 · form4-03242022_080326.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,838

F1 · kind: The transaction represents a gift by the Reporting Person.

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January 28, 2022 Filed Feb 2, 2022 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
GrantRestricted Stock Unit · Derivative 54,175 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000931 · form4-02012022_080210.xml · derivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,175

Underlying: Common Stock · 54,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F3 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
GrantRestricted Stock Unit · Derivative 54,175 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000931 · form4-02012022_080210.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,175

Underlying: Common Stock · 54,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.