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Nasdaq · USD

NTIC

NORTHERN TECHNOLOGIES INTERNATIONAL CORP

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1510
SEC CIK
0000875582
Parsed reports
127

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 14

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,737 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 13

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,737 shares

Expires 2029-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 12

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 11

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2026-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 10

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 9

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2024-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · derivative · entry 8

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 16,026 $8.24 $132,054.24
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 7

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 11,737 $10.80 $126,759.60
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 6

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 8,000 $9.18 $73,440.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 5

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 8,000 $6.70 $53,600.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 4

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 8,000 $7.43 $59,440.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 3

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 8,000 $10.05 $80,400.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 2

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 20:30 UTC Exercise / conversionCommon Stock 8,000 $7.35 $58,800.00
Disclosure

SEC source: 0001235802-21-000073 · primary_doc.xml · nonDerivative · entry 1

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 25, 2021 23:11 UTC PurchaseCommon Stock 1,000 $14.78 $14,775.80
Disclosure

SEC source: 0001790300-21-000001 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
September 01, 2020 Filed Sep 2, 2020 22:05 UTC GrantStock Option (right to buy) · Derivative 19,231 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000006 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2030-08-31

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:54 UTC GrantStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000005 · primary_doc.xml · derivative · entry 1

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:49 UTC GrantStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000004 · primary_doc.xml · derivative · entry 2

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:40 UTC GrantStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000003 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:22 UTC GrantStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000001 · primary_doc.xml · derivative · entry 2

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:29 UTC GrantStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000002 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:34 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 74,742 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000008 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,742

Underlying: Common Stock · 74,742 shares

Expires 2030-08-31

F2 · derivative.exercise_date: This option vests with respect to 24,914 shares on each of September 1, 2021, September 1, 2022 and September 1, 2023.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:23 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 55,244 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-20-000007 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,244

Underlying: Common Stock · 55,244 shares

Expires 2030-08-31

F2 · derivative.exercise_date: This option vests with respect to 18,415 shares on each of September 1, 2021 and September 1, 2022 and with respect to 18,414 shares on September 1, 2023

Read SEC document
July 23, 2020 Filed Jul 24, 2020 12:07 UTC PurchaseCommon Stock 1,000 $8.60 $8,600.00
Disclosure

SEC source: 0001235802-20-000079 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
October 22, 2019 Filed Oct 24, 2019 20:28 UTC GrantStock Option (right to buy) · Derivative 8,366 $0.00 Strike: $12.09 $0.00
Disclosure

SEC source: 0001790300-19-000004 · primary_doc.xml · derivative · entry 2

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,366

Underlying: Common Stock · 8,366 shares

Expires 2029-10-22

Read SEC document
October 22, 2019 Filed Oct 24, 2019 20:21 UTC GrantStock Option (right to buy) · Derivative 8,366 $0.00 Strike: $12.09 $0.00
Disclosure

SEC source: 0001790300-19-000003 · primary_doc.xml · derivative · entry 2

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,366

Underlying: Common Stock · 8,366 shares

Expires 2029-10-22

Read SEC document
September 01, 2019 Filed Sep 4, 2019 22:10 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 58,651 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-19-000006 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,651

Underlying: Common Stock · 58,651 shares

Expires 2029-08-31

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:55 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 43,351 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-19-000005 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,351

Underlying: Common Stock · 43,351 shares

Expires 2029-08-31

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:44 UTC GrantStock Option (right to buy) · Derivative 14,085 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-19-000004 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,085

Underlying: Common Stock · 14,085 shares

Expires 2029-08-31

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:34 UTC GrantStock Option (right to buy) · Derivative 11,737 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-19-000003 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2029-08-31

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:21 UTC GrantStock Option (right to buy) · Derivative 11,737 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-19-000002 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2029-08-31

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:02 UTC GrantStock Option (right to buy) · Derivative 11,737 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-19-000001 · primary_doc.xml · derivative · entry 2

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2029-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 21:32 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 10,198 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000007 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,198

Underlying: Common Stock · 10,198 shares

Expires 2028-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 21:23 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 13,798 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000006 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,798

Underlying: Common Stock · 13,798 shares

Expires 2028-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 21:12 UTC GrantStock Option (right to buy) · Derivative 2,773 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000005 · primary_doc.xml · derivative · entry 2

Colwell Barbara D. · CIK 0001589332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Underlying: Common Stock · 2,773 shares

Expires 2028-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 21:05 UTC GrantStock Option (right to buy) · Derivative 2,773 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000004 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Underlying: Common Stock · 2,773 shares

Expires 2028-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:56 UTC GrantStock Option (right to buy) · Derivative 2,773 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000003 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Underlying: Common Stock · 2,773 shares

Expires 2028-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:47 UTC GrantStock Option (right to buy) · Derivative 2,773 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000002 · primary_doc.xml · derivative · entry 2

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Underlying: Common Stock · 2,773 shares

Expires 2028-08-31

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:35 UTC GrantStock Option (right to buy) · Derivative 3,328 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001526513-18-000001 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

Underlying: Common Stock · 3,328 shares

Expires 2028-08-31

Read SEC document
September 07, 2017 Filed Sep 8, 2017 21:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,500 $10.25 Strike: $10.25 $15,375.00
Disclosure

SEC source: 0001526513-17-000010 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on November 16, 2013.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 21:33 UTC Exercise / conversionCommon Stock 1,500 $10.25 $15,375.00
Disclosure

SEC source: 0001526513-17-000010 · primary_doc.xml · nonDerivative · entry 1

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:49 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 4,325 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000009 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325

Underlying: Common Stock · 4,325 shares

Expires 2027-08-31

F2 · derivative.exercise_date: This option vests with respect to 1,442 shares on each of September 1, 2018 and September 1, 2019 and with respect to 1,441 shares on September 1, 2020.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:37 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 5,852 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000008 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852

Underlying: Common Stock · 5,852 shares

Expires 2027-08-31

F2 · derivative.exercise_date: This option vests with respect to 1,951 shares on each of September 1, 2018 and September 1, 2019 and with respect to 1,950 shares on September 1, 2020.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:18 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000007 · primary_doc.xml · derivative · entry 3

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-08-31

F2 · derivative.exercise_date: This option will be fully vested on September 1, 2018.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:06 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000006 · primary_doc.xml · derivative · entry 2

Keong Koh Soo · CIK 0001434271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-08-31

F1 · derivative.exercise_date: This option will be fully vested on September 1, 2018.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:58 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000005 · primary_doc.xml · derivative · entry 3

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-08-31

F1 · derivative.exercise_date: This option will be fully vested on September 1, 2018.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:58 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000005 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-08-31

F1 · derivative.exercise_date: This option will be fully vested on September 1, 2018.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:44 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000004 · primary_doc.xml · derivative · entry 2

Colwell Barbara D. · CIK 0001589332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-08-31

F1 · derivative.exercise_date: This option will be fully vested on September 1, 2018.

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September 01, 2017 Filed Sep 5, 2017 20:35 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001526513-17-000003 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-08-31

F1 · derivative.exercise_date: This option will be fully vested on September 1, 2018.

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August 31, 2017 Filed Sep 5, 2017 21:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $10.25 Strike: $10.25 $41,000.00
Disclosure

SEC source: 0001526513-17-000007 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on September 1, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.