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Nasdaq · USD

NTIC

NORTHERN TECHNOLOGIES INTERNATIONAL CORP

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1510
SEC CIK
0000875582
Parsed reports
127

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2023 Filed Jul 12, 2023 21:17 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Exercise / conversionCommon Stock 8,582 $7.35 $63,077.70
Disclosure

SEC source: 0001526513-23-000001 · primary_doc.xml · nonDerivative · entry 1

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 29 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.

Read SEC document
May 18, 2023 Filed Sep 6, 2023 22:18 UTC OtherCommon Stock 15.7061 $11.56 $181.56
Disclosure

SEC source: 0001526513-23-000012 · primary_doc.xml · nonDerivative · entry 3

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,102.2891

Read SEC document
April 18, 2023 Filed Apr 19, 2023 20:28 UTC PurchaseCommon Stock 2,473.373 $12.13 $30,000.04
Disclosure

SEC source: 0001235802-23-000042 · primary_doc.xml · nonDerivative · entry 1

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,485.373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.19, inclusive. The reporting person undertakes to provide to Northern Technologies International Corporation, any security holder of Northern Technologies International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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February 21, 2023 Filed Sep 6, 2023 22:18 UTC OtherCommon Stock 13.7177 $13.17 $180.66
Disclosure

SEC source: 0001526513-23-000012 · primary_doc.xml · nonDerivative · entry 2

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,086.583

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:59 UTC PurchaseCommon Stock 500 $12.92 $6,458.70
Disclosure

SEC source: 0001235802-23-000020 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561.6851

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:19 UTC GrantStock Option (right to buy) · Derivative 5,511 $0.00 Strike: $12.95 $0.00
Disclosure

SEC source: 0001235802-23-000019 · primary_doc.xml · derivative · entry 2

Pinho Cristina Lucia Duarte · CIK 0001960551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,511

Underlying: Common Stock · 5,511 shares

Expires 2033-01-19

F1 · derivative.exercise_date: This option was granted under the Northern Technologies International Corporation Amended and Restated 2019 Stock Incentive Plan and will vest as to all of the underlying shares on January 20, 2024, subject to the reporting person's continued service as a director of the Issuer through the vesting dates.

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November 16, 2022 Filed Sep 6, 2023 22:18 UTC OtherCommon Stock 11.1802 $12.96 $144.90
Disclosure

SEC source: 0001526513-23-000012 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,072.8653

Read SEC document
October 14, 2022 Filed Oct 17, 2022 20:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001526513-22-000012 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on November 16, 2013.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 20:52 UTC Exercise / conversionCommon Stock 6,000 $5.13 $30,750.00
Disclosure

SEC source: 0001526513-22-000012 · primary_doc.xml · nonDerivative · entry 1

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:35 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 36,824 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001526513-22-000011 · primary_doc.xml · derivative · entry 4

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,824 shares

Expires 2022-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:35 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 13,645 $13.83 $188,710.35
Disclosure

SEC source: 0001526513-22-000011 · primary_doc.xml · nonDerivative · entry 2

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,283

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:35 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 36,824 $5.13 $188,723.00
Disclosure

SEC source: 0001526513-22-000011 · primary_doc.xml · nonDerivative · entry 1

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:24 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 27,218 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001526513-22-000010 · primary_doc.xml · derivative · entry 3

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,218 shares

Expires 2022-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:24 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Tax withholdingCommon Stock 10,086 $13.83 $139,489.38
Disclosure

SEC source: 0001526513-22-000010 · primary_doc.xml · nonDerivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,727

F1 · balance_after: Includes 60 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 21:24 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Exercise / conversionCommon Stock 27,218 $5.13 $139,492.25
Disclosure

SEC source: 0001526513-22-000010 · primary_doc.xml · nonDerivative · entry 1

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 60 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 16,026 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · derivative · entry 8

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,026 shares

Expires 2030-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option fully vested on September 1, 2021.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,737 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · derivative · entry 7

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,737 shares

Expires 2029-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option fully vested on September 1, 2020.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · derivative · entry 6

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option fully vested on September 1, 2018.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · derivative · entry 5

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2026-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on September 1, 2017.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionCommon Stock 16,026 $8.24 $132,054.24
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · nonDerivative · entry 4

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionCommon Stock 11,737 $10.80 $126,759.60
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · nonDerivative · entry 3

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionCommon Stock 8,000 $9.18 $73,400.00
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · nonDerivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:34 UTC Exercise / conversionCommon Stock 8,000 $6.70 $53,600.00
Disclosure

SEC source: 0001526513-22-000009 · primary_doc.xml · nonDerivative · entry 1

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 01:28 UTC GrantStock Option (right to buy) · Derivative 10,309 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001235802-22-000108 · primary_doc.xml · derivative · entry 5

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

Underlying: Common Stock · 10,309 shares

Expires 2032-08-31

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:15 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 47,517 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000007 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,517

Underlying: Common Stock · 47,517 shares

Expires 2032-08-31

F2 · derivative.exercise_date: This option vests with respect to 15,839 shares on each of September 1, 2023, September 1, 2024 and September 1, 2025.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:06 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 35,121 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000006 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,121

Underlying: Common Stock · 35,121 shares

Expires 2032-08-31

F2 · derivative.exercise_date: This option vests with respect to 11,707 shares on each of September 1, 2023, September 1, 2024 and September 1, 2025.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:59 UTC GrantStock Option (right to buy) · Derivative 10,309 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000005 · primary_doc.xml · derivative · entry 2

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

Underlying: Common Stock · 10,309 shares

Expires 2032-08-31

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:54 UTC GrantStock Option (right to buy) · Derivative 12,371 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000004 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,371

Underlying: Common Stock · 12,371 shares

Expires 2032-08-31

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:45 UTC GrantStock Option (right to buy) · Derivative 10,309 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000003 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

Underlying: Common Stock · 10,309 shares

Expires 2032-08-31

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:36 UTC GrantStock Option (right to buy) · Derivative 10,309 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000002 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

Underlying: Common Stock · 10,309 shares

Expires 2032-08-31

Read SEC document
September 01, 2022 Filed Sep 14, 2022 20:53 UTC
Lee SunggyuDirector
GrantStock Option (right to buy) · Derivative 10,309 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001526513-22-000008 · primary_doc.xml · derivative · entry 2

Lee Sunggyu · CIK 0001302082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

Underlying: Common Stock · 10,309 shares

Expires 2032-08-31

Read SEC document
August 18, 2022 Filed Sep 7, 2022 01:28 UTC OtherCommon Stock 12.6326 $11.39 $143.89
Disclosure

SEC source: 0001235802-22-000108 · primary_doc.xml · nonDerivative · entry 4

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061.6851

Read SEC document
May 19, 2022 Filed Sep 7, 2022 01:28 UTC OtherCommon Stock 14.2725 $10.02 $143.01
Disclosure

SEC source: 0001235802-22-000108 · primary_doc.xml · nonDerivative · entry 3

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049.0525

Read SEC document
April 22, 2022 Filed Apr 25, 2022 20:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001526513-22-000001 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on September 1, 2016.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 20:59 UTC Exercise / conversionCommon Stock 8,000 $7.43 $59,400.00
Disclosure

SEC source: 0001526513-22-000001 · primary_doc.xml · nonDerivative · entry 1

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2022 Filed Sep 7, 2022 01:28 UTC OtherCommon Stock 10.6802 $13.32 $142.26
Disclosure

SEC source: 0001235802-22-000108 · primary_doc.xml · nonDerivative · entry 2

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034.78

Read SEC document
January 12, 2022 Filed Jan 13, 2022 21:02 UTC PurchaseCommon Stock 32 $15.00 $480.00
Disclosure

SEC source: 0001235802-22-000015 · primary_doc.xml · nonDerivative · entry 2

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,012

Read SEC document
January 12, 2022 Filed Jan 13, 2022 21:02 UTC PurchaseCommon Stock 1,980 $14.91 $29,525.36
Disclosure

SEC source: 0001235802-22-000015 · primary_doc.xml · nonDerivative · entry 1

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

Read SEC document
November 18, 2021 Filed Sep 7, 2022 01:28 UTC OtherCommon Stock 8.6431 $16.39 $141.66
Disclosure

SEC source: 0001235802-22-000108 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024.0998

F1 · balance_after: Includes 15.4567 shares that were inadvertently not included in the total shares held.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 22:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001526513-21-000008 · primary_doc.xml · derivative · entry 4

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2024-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option fully vested on September 1, 2015.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 22:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001526513-21-000008 · primary_doc.xml · derivative · entry 3

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on September 1, 2014.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 22:59 UTC Exercise / conversionCommon Stock 8,000 $10.05 $80,400.00
Disclosure

SEC source: 0001526513-21-000008 · primary_doc.xml · nonDerivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 22:59 UTC Exercise / conversionCommon Stock 8,000 $7.35 $58,800.00
Disclosure

SEC source: 0001526513-21-000008 · primary_doc.xml · nonDerivative · entry 1

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:52 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 32,540 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000007 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,540

Underlying: Common Stock · 32,540 shares

Expires 2031-08-31

F2 · derivative.exercise_date: This option vests with respect to 10,847 shares on each of September 1, 2022 and September 1, 2023 and with respect to 10,846 shares on September 1, 2024.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:40 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 24,051 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000006 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,051

Underlying: Common Stock · 24,051 shares

Expires 2031-08-31

F2 · derivative.exercise_date: This option vests with respect to 8,017 shares on each of September 1, 2022, September 1, 2023 and September 1, 2024.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:30 UTC GrantStock Option (right to buy) · Derivative 6,859 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000005 · primary_doc.xml · derivative · entry 1

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,859

Underlying: Common Stock · 6,859 shares

Expires 2031-08-31

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:13 UTC GrantStock Option (right to buy) · Derivative 6,859 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000002 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,859

Underlying: Common Stock · 6,859 shares

Expires 2031-08-31

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September 01, 2021 Filed Sep 2, 2021 21:25 UTC GrantStock Option (right to buy) · Derivative 6,859 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000004 · primary_doc.xml · derivative · entry 2

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,859

Underlying: Common Stock · 6,859 shares

Expires 2031-08-31

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:19 UTC GrantStock Option (right to buy) · Derivative 8,230 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000003 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230

Underlying: Common Stock · 8,230 shares

Expires 2031-08-31

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September 01, 2021 Filed Sep 2, 2021 21:04 UTC GrantStock Option (right to buy) · Derivative 6,859 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001526513-21-000001 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,859

Underlying: Common Stock · 6,859 shares

Expires 2031-08-31

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.