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Nasdaq · USD

NTIC

NORTHERN TECHNOLOGIES INTERNATIONAL CORP

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Tapewire entity
1510
SEC CIK
0000875582
Parsed reports
127

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2024 Filed Sep 4, 2024 23:59 UTC
Lee SunggyuDirector
GrantStock Option (right to buy) · Derivative 9,843 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001526513-24-000011 · primary_doc.xml · derivative · entry 2

Lee Sunggyu · CIK 0001302082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Common Stock · 9,843 shares

Expires 2034-08-31

Read SEC document
September 01, 2024 Filed Sep 4, 2024 23:59 UTC GrantStock Option (right to buy) · Derivative 9,843 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001526513-24-000010 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Common Stock · 9,843 shares

Expires 2034-08-31

Read SEC document
September 01, 2024 Filed Sep 4, 2024 23:53 UTC GrantCommon Stock 3,771 $0.00 $0.00
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 9

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,954.4635

F1 · shares: These shares will vest on September 1, 2025 and be issued upon settlement of a restricted stock unit award granted under the Northern Technologies International Corporation 2024 Stock Incentive Plan, conditioned upon the Reporting Person remaining a director of Northern Technologies International Corporation through the vesting date.

F2 · balance_after: Includes 3,771 shares issuable upon vesting and settlement of restricted stock units and 29.4244 shares held in the Reporting Persons IRA.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 23:38 UTC
LYNCH G PATRICKDirector · President & CEO · 10% owner
GrantStock Option (right to buy) · Derivative 44,858 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001526513-24-000006 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,858

Underlying: Common Stock · 44,858 shares

Expires 2034-08-31

F2 · derivative.exercise_date: This option vests with respect to 14,953 shares on each of September 1, 2025 and September 1, 2026 and with respect to 14,952 shares on September 1, 2027.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 23:24 UTC GrantStock Option (right to buy) · Derivative 11,811 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001526513-24-000005 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,811

Underlying: Common Stock · 11,811 shares

Expires 2034-08-31

Read SEC document
September 01, 2024 Filed Sep 4, 2024 22:46 UTC GrantCommon Stock 3,771 $0.00 $0.00
Disclosure

SEC source: 0001526513-24-000004 · primary_doc.xml · nonDerivative · entry 1

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,531.373

F1 · shares: These shares will vest on September 1, 2025 and be issued upon settlement of a restricted stock unit award granted under the Northern Technologies International Corporation 2024 Stock Incentive Plan, conditioned upon the Reporting Person remaining a director of Northern Technologies International Corporation through the vesting date.

F2 · balance_after: Includes 3,771 shares issuable upon vesting and settlement of restricted stock units.

Read SEC document
August 26, 2024 Filed Aug 29, 2024 21:47 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 10,488 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001235802-24-000073 · primary_doc.xml · derivative · entry 4

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,488 shares

Expires 2024-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested

Read SEC document
August 26, 2024 Filed Aug 29, 2024 21:47 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 7,710 $13.67 $105,395.70
Disclosure

SEC source: 0001235802-24-000073 · primary_doc.xml · nonDerivative · entry 2

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,284

Read SEC document
August 26, 2024 Filed Aug 29, 2024 21:47 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 10,488 $10.05 $105,404.40
Disclosure

SEC source: 0001235802-24-000073 · primary_doc.xml · nonDerivative · entry 1

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 11.2731 $13.34 $150.38
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 8

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,183.4635

Read SEC document
August 14, 2024 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 5.9743 $11.99 $71.63
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 7

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,172.1904

Read SEC document
August 01, 2024 Filed Aug 2, 2024 22:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001526513-24-000003 · primary_doc.xml · derivative · entry 3

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2024-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 22:21 UTC Tax withholdingCommon Stock 7,665 $13.11 $100,488.15
Disclosure

SEC source: 0001526513-24-000003 · primary_doc.xml · nonDerivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,935

Read SEC document
August 01, 2024 Filed Aug 2, 2024 22:21 UTC Exercise / conversionCommon Stock 12,000 $10.05 $120,600.00
Disclosure

SEC source: 0001526513-24-000003 · primary_doc.xml · nonDerivative · entry 1

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 21:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001526513-24-000002 · primary_doc.xml · derivative · entry 3

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2024-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 21:28 UTC Tax withholdingCommon Stock 6,081 $13.22 $80,390.82
Disclosure

SEC source: 0001526513-24-000002 · primary_doc.xml · nonDerivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,119

Read SEC document
July 31, 2024 Filed Aug 1, 2024 21:28 UTC Exercise / conversionCommon Stock 8,000 $10.05 $80,400.00
Disclosure

SEC source: 0001526513-24-000002 · primary_doc.xml · nonDerivative · entry 1

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:15 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 7,752 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001235802-24-000056 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,752 shares

Expires 2024-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:15 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Exercise / conversionCommon Stock 7,752 $10.05 $77,907.60
Disclosure

SEC source: 0001235802-24-000056 · primary_doc.xml · nonDerivative · entry 1

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 28 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.

Read SEC document
May 15, 2024 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 12.6633 $11.83 $149.81
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 6

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,166.2161

Read SEC document
May 15, 2024 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 3.9562 $18.04 $71.37
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 5

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,153.5528

Read SEC document
April 23, 2024 Filed Apr 24, 2024 20:56 UTC PurchaseCommon Stock 1,275 $15.70 $20,017.50
Disclosure

SEC source: 0001526513-24-000001 · primary_doc.xml · nonDerivative · entry 1

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,760.373

Read SEC document
February 14, 2024 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 11.0604 $13.47 $148.98
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 4

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,149.5966

Read SEC document
February 14, 2024 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 5.2083 $13.63 $70.99
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 3

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,138.5362

Read SEC document
November 16, 2023 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 11.1802 $13.25 $148.14
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 2

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,133.3279

Read SEC document
November 16, 2023 Filed Sep 4, 2024 23:53 UTC OtherCommon Stock 5.877 $12.01 $70.58
Disclosure

SEC source: 0001526513-24-000007 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,122.1477

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:55 UTC GrantStock Option (right to buy) · Derivative 9,921 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000011 · primary_doc.xml · derivative · entry 2

Kemp Sarah E. · CIK 0001791493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,921

Underlying: Common Stock · 9,921 shares

Expires 2033-08-31

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:18 UTC GrantStock Option (right to buy) · Derivative 9,921 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000012 · primary_doc.xml · derivative · entry 5

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,921

Underlying: Common Stock · 9,921 shares

Expires 2033-08-31

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:49 UTC GrantStock Option (right to buy) · Derivative 11,905 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000010 · primary_doc.xml · derivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,905

Underlying: Common Stock · 11,905 shares

Expires 2033-08-31

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:43 UTC
LYNCH G PATRICKDirector · President & CEO
GrantStock Option (right to buy) · Derivative 45,381 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000009 · primary_doc.xml · derivative · entry 3

LYNCH G PATRICK · CIK 0001258554 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,381

Underlying: Common Stock · 45,381 shares

Expires 2033-08-31

F2 · derivative.exercise_date: This option vests with respect to 15,127 shares on each of September 1, 2024, September 1, 2025 and September 1, 2026.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:31 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
GrantStock Option (right to buy) · Derivative 33,543 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000008 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,543

Underlying: Common Stock · 33,543 shares

Expires 2033-08-31

F2 · derivative.exercise_date: This option vests with respect to 11,181 shares on each of September 1, 2024, September 1, 2025 and September 1, 2026.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:21 UTC GrantStock Option (right to buy) · Derivative 9,921 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000007 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,921

Underlying: Common Stock · 9,921 shares

Expires 2033-08-31

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:08 UTC
Lee SunggyuDirector
GrantStock Option (right to buy) · Derivative 9,921 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000005 · primary_doc.xml · derivative · entry 2

Lee Sunggyu · CIK 0001302082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,921

Underlying: Common Stock · 9,921 shares

Expires 2033-08-31

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:14 UTC GrantStock Option (right to buy) · Derivative 9,921 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000006 · primary_doc.xml · derivative · entry 2

Narayan Ramani · CIK 0001309741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,921

Underlying: Common Stock · 9,921 shares

Expires 2033-08-31

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:01 UTC GrantStock Option (right to buy) · Derivative 9,921 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001526513-23-000004 · primary_doc.xml · derivative · entry 2

Pinho Cristina Lucia Duarte · CIK 0001960551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,921

Underlying: Common Stock · 9,921 shares

Expires 2033-08-31

Read SEC document
August 28, 2023 Filed Aug 28, 2023 21:48 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001526513-23-000003 · primary_doc.xml · derivative · entry 2

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
August 28, 2023 Filed Aug 28, 2023 21:48 UTC Exercise / conversionCommon Stock 8,000 $7.35 $58,800.00
Disclosure

SEC source: 0001526513-23-000003 · primary_doc.xml · nonDerivative · entry 1

von Falkenhausen Konstantin · CIK 0001562252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:07 UTC
Lee SunggyuDirector
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001235802-23-000099 · primary_doc.xml · derivative · entry 3

Lee Sunggyu · CIK 0001302082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:07 UTC
Lee SunggyuDirector
Tax withholdingCommon Stock 4,681 $12.56 $58,793.36
Disclosure

SEC source: 0001235802-23-000099 · primary_doc.xml · nonDerivative · entry 2

Lee Sunggyu · CIK 0001302082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,319

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:07 UTC
Lee SunggyuDirector
Exercise / conversionCommon Stock 8,000 $7.35 $58,800.00
Disclosure

SEC source: 0001235802-23-000099 · primary_doc.xml · nonDerivative · entry 1

Lee Sunggyu · CIK 0001302082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Sep 6, 2023 22:18 UTC OtherCommon Stock 13.9816 $13.07 $182.74
Disclosure

SEC source: 0001526513-23-000012 · primary_doc.xml · nonDerivative · entry 4

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,116.2707

F1 · balance_after: Includes 8.4086 shares held in the Reporting Persons IRA.

Read SEC document
August 14, 2023 Filed Aug 14, 2023 20:23 UTC PurchaseCommon Stock 500 $13.17 $6,585.00
Disclosure

SEC source: 0001235802-23-000087 · primary_doc.xml · nonDerivative · entry 1

Calderon Nancy E. · CIK 0001791477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,061.6851

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:44 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 11,610 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001235802-23-000086 · primary_doc.xml · derivative · entry 4

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,610 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:44 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 6,387 $13.36 $85,330.32
Disclosure

SEC source: 0001235802-23-000086 · primary_doc.xml · nonDerivative · entry 2

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,506

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:44 UTC
LYNCH G PATRICKDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 11,610 $7.35 $85,333.50
Disclosure

SEC source: 0001235802-23-000086 · primary_doc.xml · nonDerivative · entry 1

LYNCH G PATRICK · CIK 0001258554 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 27, 2023 21:48 UTC SaleCommon Stock 1,847 $12.17 $22,477.99
Disclosure

SEC source: 0001526513-23-000002 · primary_doc.xml · nonDerivative · entry 3

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,600

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.25, inclusive. The reporting person undertakes to provide to Northern Technologies International Corporation, any security holder of Northern Technologies International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
July 26, 2023 Filed Jul 27, 2023 21:48 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001526513-23-000002 · primary_doc.xml · derivative · entry 4

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

Read SEC document
July 26, 2023 Filed Jul 27, 2023 21:48 UTC Tax withholdingCommon Stock 7,153 $12.33 $88,196.49
Disclosure

SEC source: 0001526513-23-000002 · primary_doc.xml · nonDerivative · entry 2

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,447

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July 26, 2023 Filed Jul 27, 2023 21:48 UTC Exercise / conversionCommon Stock 12,000 $7.35 $88,200.00
Disclosure

SEC source: 0001526513-23-000002 · primary_doc.xml · nonDerivative · entry 1

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 11, 2023 Filed Jul 12, 2023 21:17 UTC
WOLSFELD MATTHEW CCFO and Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 8,582 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001526513-23-000001 · primary_doc.xml · derivative · entry 2

WOLSFELD MATTHEW C · CIK 0001258563 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,582 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.