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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2021 Filed Aug 3, 2021 18:10 UTC Tax withholdingCommon Stock 7,438 $34.25 $254,751.50
Disclosure

SEC source: 0001209191-21-049218 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

Read SEC document
July 31, 2021 Filed Aug 3, 2021 18:08 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Tax withholdingCommon Stock 3,849 $34.25 $131,828.25
Disclosure

SEC source: 0001209191-21-049216 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,225

Read SEC document
July 31, 2021 Filed Aug 3, 2021 18:05 UTC Tax withholdingCommon Stock 1,624 $34.25 $55,622.00
Disclosure

SEC source: 0001209191-21-049214 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

Read SEC document
July 31, 2021 Filed Aug 3, 2021 18:03 UTC
FALCON MICHAEL FChief Operations Officer
Tax withholdingCommon Stock 2,725 $34.25 $93,331.25
Disclosure

SEC source: 0001209191-21-049212 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,068

Read SEC document
July 28, 2021 Filed Jul 29, 2021 21:08 UTC SaleCommon Stock 4,803 $32.77 $157,394.31
Disclosure

SEC source: 0001209191-21-048523 · doc4.xml · nonDerivative · entry 1

Westhead Martin · CIK 0001798577 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,907

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 17:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-047906 · doc4.xml · derivative · entry 6

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,899

Underlying: Common Stock · 4,000 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates

Read SEC document
July 21, 2021 Filed Jul 23, 2021 17:05 UTC SaleCommon Stock 4,000 $36.85 $147,400.00
Disclosure

SEC source: 0001209191-21-047906 · doc4.xml · nonDerivative · entry 3

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,977

F2 · kind: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 17:05 UTC Exercise / conversionCommon Stock 4,000 $23.48 $93,920.00
Disclosure

SEC source: 0001209191-21-047906 · doc4.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 17:05 UTC SaleCommon Stock 500 $36.86 $18,430.00
Disclosure

SEC source: 0001209191-21-047906 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,977

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 17:24 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 5,301 $36.83 $195,235.83
Disclosure

SEC source: 0001209191-21-047556 · doc4.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,276

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2021.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:12 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 782 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-047554 · doc4.xml · derivative · entry 9

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 782 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:12 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
SaleCommon Stock 782 $37.04 $28,965.28
Disclosure

SEC source: 0001209191-21-047554 · doc4.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,074

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:12 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionCommon Stock 782 $26.61 $20,809.02
Disclosure

SEC source: 0001209191-21-047554 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:51 UTC
WERDANN MICHAEL ASVP, World Wide Sales
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047103 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,425

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:47 UTC GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047101 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,386

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:45 UTC GrantCommon Stock 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047099 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,273

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:43 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047097 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,074

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:42 UTC
FALCON MICHAEL FChief Operations Officer
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047095 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,793

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:41 UTC
Cormack HeidiSVP, Marketing
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047093 · doc4.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,577

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:39 UTC GrantCommon Stock 16,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047089 · doc4.xml · nonDerivative · entry 1

Westhead Martin · CIK 0001798577 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,710

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:37 UTC GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047087 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,665

F3 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:34 UTC GrantCommon Stock 16,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047084 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,661

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:32 UTC GrantCommon Stock 16,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047081 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,477

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 17:31 UTC
Mehta VikramSVP, CBU
GrantCommon Stoc 16,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047079 · doc4.xml · nonDerivative · entry 1

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,788

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates

Read SEC document
July 16, 2021 Filed Jul 23, 2021 17:18 UTC Amendment
FALCON MICHAEL FChief Operations Officer
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047909 · doc4a.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,793

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2021, subject to the recipient continuing to be a Service Provider on such dates.

F2 · acquired: Correction of designation from previous filing. Everything else in filing remains the same.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 17:21 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-046869 · doc4.xml · derivative · entry 9

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 1,250 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 17:21 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 373 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-21-046869 · doc4.xml · derivative · entry 7

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 373 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 17:21 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 373 $38.28 $14,278.44
Disclosure

SEC source: 0001209191-21-046869 · doc4.xml · nonDerivative · entry 4

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,675

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 17:21 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionCommon Stock 373 $25.37 $9,463.01
Disclosure

SEC source: 0001209191-21-046869 · doc4.xml · nonDerivative · entry 3

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 17:21 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 1,250 $38.28 $47,850.00
Disclosure

SEC source: 0001209191-21-046869 · doc4.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,675

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 17:21 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionCommon Stock 1,250 $26.61 $33,262.50
Disclosure

SEC source: 0001209191-21-046869 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 16:46 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 1,596 $37.57 $59,961.72
Disclosure

SEC source: 0001209191-21-045285 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,675

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 23:00 UTC SaleCommon Stock 1,635 $38.31 $62,636.85
Disclosure

SEC source: 0001209191-21-044597 · doc4.xml · nonDerivative · entry 2

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,636

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:54 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,519 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · derivative · entry 16

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,362

Underlying: Common Stock · 9,519 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:54 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,278 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · derivative · entry 15

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,054

Underlying: Common Stock · 8,278 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:54 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,278 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · derivative · entry 14

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,054

Underlying: Common Stock · 8,278 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:54 UTC SaleCommon Stock 8,278 $37.65 $311,666.70
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 9

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:54 UTC Exercise / conversionCommon Stock 8,278 $19.32 $159,930.96
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:54 UTC SaleCommon Stock 8,278 $37.64 $311,583.92
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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July 01, 2021 Filed Jul 1, 2021 22:54 UTC Exercise / conversionCommon Stock 8,278 $18.58 $153,805.24
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

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July 01, 2021 Filed Jul 1, 2021 22:54 UTC SaleCommon Stock 9,519 $37.65 $358,390.35
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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July 01, 2021 Filed Jul 1, 2021 22:54 UTC Exercise / conversionCommon Stock 9,519 $23.48 $223,506.12
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

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June 30, 2021 Filed Jul 1, 2021 23:03 UTC
FALCON MICHAEL FChief Operations Officer
Tax withholdingCommon Stock 865 $38.32 $33,146.80
Disclosure

SEC source: 0001209191-21-044599 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,043

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June 30, 2021 Filed Jul 1, 2021 23:00 UTC Tax withholdingCommon Stock 865 $38.32 $33,146.80
Disclosure

SEC source: 0001209191-21-044597 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,271

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June 30, 2021 Filed Jul 1, 2021 22:54 UTC Tax withholdingCommon Stock 4,958 $38.32 $189,990.56
Disclosure

SEC source: 0001209191-21-044590 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415

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June 30, 2021 Filed Jul 1, 2021 22:57 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Tax withholdingCommon Stock 865 $38.32 $33,146.80
Disclosure

SEC source: 0001209191-21-044594 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,324

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June 30, 2021 Filed Jul 1, 2021 22:52 UTC Tax withholdingCommon Stock 1,181 $38.32 $45,255.92
Disclosure

SEC source: 0001209191-21-044587 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,602

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June 30, 2021 Filed Jul 1, 2021 22:50 UTC Tax withholdingCommon Stock 865 $38.32 $33,146.80
Disclosure

SEC source: 0001209191-21-044582 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,786

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June 30, 2021 Filed Jul 1, 2021 22:47 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Tax withholdingCommon Stock 904 $38.32 $34,641.28
Disclosure

SEC source: 0001209191-21-044576 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,271

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June 21, 2021 Filed Jun 22, 2021 22:55 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 781 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-042540 · doc4.xml · derivative · entry 9

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,532

Underlying: Common Stock · 781 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.