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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2022 Filed Apr 21, 2022 18:22 UTC
FALCON MICHAEL FChief Operations Officer
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025140 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,012

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2022, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:28 UTC
Mehta VikramSVP, CBU
GrantCommon Stoc 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025142 · doc4.xml · nonDerivative · entry 1

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,532

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2022, subject to the recipient continuing to be a Service Provider on such dates

F2 · balance_after: New total after miscalculation on past filing on May 4, 2021.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:08 UTC
WERDANN MICHAEL ASVP, World Wide Sales
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025136 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,166

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2022, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:02 UTC GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025133 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,453

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2022, subject to the recipient continuing to be a Service Provider on such dates.

F2 · balance_after: Includes 717 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:17 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
GrantCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025138 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,877

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30 2022, subject to the recipient continuing to be a Service Provider on such dates.

F2 · balance_after: Includes 711 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
April 19, 2022 Filed Apr 21, 2022 17:55 UTC GrantCommon Stock 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025131 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,884

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2022, subject to the recipient continuing to be a Service Provider on such dates.

F2 · balance_after: Includes 717 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
February 03, 2022 Filed Feb 4, 2022 18:24 UTC
Mehta VikramSVP, CBU
SaleCommon Stoc 1,844 $25.60 $47,206.40
Disclosure

SEC source: 0001209191-22-007148 · doc4.xml · nonDerivative · entry 1

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,782

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 9, 2021.

F2 · balance_after: New total after miscalculation on past filing on May 4, 2021.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 18:16 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 1,511 $25.60 $38,681.60
Disclosure

SEC source: 0001209191-22-007144 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,416

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 18:24 UTC Tax withholdingCommon Stock 144 $27.67 $3,984.48
Disclosure

SEC source: 0001209191-22-006266 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,417

F1 · balance_after: Includes 53 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
January 31, 2022 Filed Feb 2, 2022 18:29 UTC Tax withholdingCommon Stock 1,025 $27.67 $28,361.75
Disclosure

SEC source: 0001209191-22-006271 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,476

F1 · balance_after: Includes 137 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
January 31, 2022 Filed Feb 2, 2022 18:12 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Tax withholdingCommon Stock 989 $27.67 $27,365.63
Disclosure

SEC source: 0001209191-22-006258 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,927

Read SEC document
January 31, 2022 Filed Feb 2, 2022 18:08 UTC Tax withholdingCommon Stock 806 $27.67 $22,302.02
Disclosure

SEC source: 0001209191-22-006253 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,899

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:55 UTC Tax withholdingCommon Stock 3,223 $27.67 $89,180.41
Disclosure

SEC source: 0001209191-22-006241 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,844

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:59 UTC
Mehta VikramSVP, CBU
Tax withholdingCommon Stoc 1,281 $27.67 $35,445.27
Disclosure

SEC source: 0001209191-22-006245 · doc4.xml · nonDerivative · entry 1

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,507

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:51 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Tax withholdingCommon Stock 1,025 $27.67 $28,361.75
Disclosure

SEC source: 0001209191-22-006239 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,416

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:47 UTC Tax withholdingCommon Stock 1,025 $27.67 $28,361.75
Disclosure

SEC source: 0001209191-22-006237 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,986

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:43 UTC
FALCON MICHAEL FChief Operations Officer
Tax withholdingCommon Stock 806 $27.67 $22,302.02
Disclosure

SEC source: 0001209191-22-006235 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,262

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:44 UTC Tax withholdingCommon Stock 1,081 $29.21 $31,576.01
Disclosure

SEC source: 0001209191-22-000055 · doc4.xml · nonDerivative · entry 1

Westhead Martin · CIK 0001798577 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,826

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:08 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 1,800 $28.83 $51,894.00
Disclosure

SEC source: 0001209191-21-068965 · doc4.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,776

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2021.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:20 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 2,700 $31.54 $85,158.00
Disclosure

SEC source: 0001209191-21-061780 · doc4.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,576

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2021.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 16:13 UTC GiftCommon Stock 22,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061459 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,067

Read SEC document
October 22, 2021 Filed Oct 25, 2021 16:13 UTC GiftCommon Stock 22,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061459 · doc4.xml · nonDerivative · entry 1

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 169,828

F1 · ownership.nature: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 17:33 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-21-061234 · doc4.xml · derivative · entry 7

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732

Underlying: Common Stock · 3,000 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 17:33 UTC SaleCommon Stock 500 $33.33 $16,665.00
Disclosure

SEC source: 0001209191-21-061234 · doc4.xml · nonDerivative · entry 3

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,705

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 17:33 UTC SaleCommon Stock 3,000 $33.23 $99,690.00
Disclosure

SEC source: 0001209191-21-061234 · doc4.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,205

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 17:33 UTC Exercise / conversionCommon Stock 3,000 $25.37 $76,110.00
Disclosure

SEC source: 0001209191-21-061234 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 18:38 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-060196 · doc4.xml · derivative · entry 7

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,875 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2021.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 18:38 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 1,875 $32.92 $61,725.00
Disclosure

SEC source: 0001209191-21-060196 · doc4.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,916

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2021.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 18:38 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionCommon Stock 1,875 $26.61 $49,893.75
Disclosure

SEC source: 0001209191-21-060196 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2021.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,817 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · derivative · entry 15

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,805

Underlying: Common Stock · 7,817 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,254 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · derivative · entry 14

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,222

Underlying: Common Stock · 5,254 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,853 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · derivative · entry 13

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,222

Underlying: Common Stock · 5,853 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC SaleCommon Stock 5,853 $32.70 $191,393.10
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC Exercise / conversionCommon Stock 5,853 $19.32 $113,079.96
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC SaleCommon Stock 5,254 $32.70 $171,805.80
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC Exercise / conversionCommon Stock 5,254 $18.58 $97,619.32
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC SaleCommon Stock 7,817 $32.69 $255,537.73
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 17:59 UTC Exercise / conversionCommon Stock 7,817 $23.48 $183,543.16
Disclosure

SEC source: 0001209191-21-059794 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · derivative · entry 24

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,622

Underlying: Common Stock · 1,100 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 781 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · derivative · entry 22

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,476

Underlying: Common Stock · 781 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,303 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · derivative · entry 20

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,075

Underlying: Common Stock · 1,303 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC SaleCommon Stock 1,303 $32.68 $42,582.04
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · nonDerivative · entry 14

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionCommon Stock 1,303 $19.32 $25,173.96
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · nonDerivative · entry 13

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC SaleCommon Stock 781 $32.69 $25,530.89
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · nonDerivative · entry 12

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionCommon Stock 781 $18.58 $14,510.98
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · nonDerivative · entry 11

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC SaleCommon Stock 1,100 $32.68 $35,948.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · nonDerivative · entry 10

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,227

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 04, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionCommon Stock 1,100 $23.48 $25,828.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · nonDerivative · entry 9

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

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October 01, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 602 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · derivative · entry 23

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,722

Underlying: Common Stock · 602 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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October 01, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,242 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · derivative · entry 21

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,257

Underlying: Common Stock · 2,242 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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October 01, 2021 Filed Oct 5, 2021 00:27 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001209191-21-059170 · doc4.xml · derivative · entry 19

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,378

Underlying: Common Stock · 1,121 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.