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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000383 · wf-form4_147552950176020.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 521 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

F3 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 1,042 $59.63 $62,134.46
Disclosure

SEC source: 0001122904-16-000383 · wf-form4_147552950176020.xml · nonDerivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-16-000383 · wf-form4_147552950176020.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.52 $16,942.92
Disclosure

SEC source: 0001122904-16-000383 · wf-form4_147552950176020.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:19 UTC
Henry David JohnSVP, Home Networking
Tax withholdingCommon Stock 75 $60.49 $4,536.75
Disclosure

SEC source: 0001122904-16-000386 · wf-form4_147552956137756.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,921

F1 · balance_after: Includes 230 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:19 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,800 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001122904-16-000385 · wf-form4_147552954611855.xml · derivative · entry 3

Shimer Julie Ann · CIK 0001391349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2019-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2016.

F2 · derivative.exercise_date: The option was granted under the NETGEAR, Inc. 2006 Long-Term Incentive Plan. The option becomes exercisable in full on the date of the Issuer's 2010 Annual Meeting of Stockholders.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:19 UTC SaleCommon Stock 1,800 $59.63 $107,334.00
Disclosure

SEC source: 0001122904-16-000385 · wf-form4_147552954611855.xml · nonDerivative · entry 2

Shimer Julie Ann · CIK 0001391349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,937

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:19 UTC Exercise / conversionCommon Stock 1,800 $14.75 $26,550.00
Disclosure

SEC source: 0001122904-16-000385 · wf-form4_147552954611855.xml · nonDerivative · entry 1

Shimer Julie Ann · CIK 0001391349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000384 · wf-form4_147552951696786.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $59.63 $22,361.25
Disclosure

SEC source: 0001122904-16-000384 · wf-form4_147552951696786.xml · nonDerivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,563

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $31.28 $11,730.00
Disclosure

SEC source: 0001122904-16-000384 · wf-form4_147552951696786.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Tax withholdingCommon Stock 84 $60.49 $5,081.16
Disclosure

SEC source: 0001122904-16-000384 · wf-form4_147552951696786.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,563

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,900 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001122904-16-000382 · wf-form4_147552948163164.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,300

Underlying: Common Stock · 5,900 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F8 · derivative.exercise_date: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,300 $0.00 Strike: $29.23 $0.00
Disclosure

SEC source: 0001122904-16-000382 · wf-form4_147552948163164.xml · derivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 8,300 shares

Expires 2017-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2015.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 5,900 $58.66 $346,094.00
Disclosure

SEC source: 0001122904-16-000382 · wf-form4_147552948163164.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,497

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,900 $28.79 $169,861.00
Disclosure

SEC source: 0001122904-16-000382 · wf-form4_147552948163164.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 8,300 $58.67 $486,961.00
Disclosure

SEC source: 0001122904-16-000382 · wf-form4_147552948163164.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,497

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2015.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 8,300 $29.23 $242,609.00
Disclosure

SEC source: 0001122904-16-000382 · wf-form4_147552948163164.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2015.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,812 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · derivative · entry 9

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,188

Underlying: Common Stock · 7,812 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F6 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,687 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · derivative · entry 8

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Common Stock · 4,687 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F5 · derivative.exercise_date: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,688 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · derivative · entry 7

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,688 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F4 · derivative.exercise_date: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · derivative · entry 6

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F3 · derivative.exercise_date: 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
SaleCommon Stock 19,062 $59.57 $1,135,523.34
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · nonDerivative · entry 5

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F2 · balance_after: Includes 665 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 7,812 $31.28 $244,359.36
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · nonDerivative · entry 4

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 4,687 $32.52 $152,421.24
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · nonDerivative · entry 3

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 4,688 $32.54 $152,547.52
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
September 29, 2016 Filed Sep 29, 2016 22:10 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 1,875 $31.31 $58,706.25
Disclosure

SEC source: 0001122904-16-000374 · wf-form4_147518704666092.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
September 19, 2016 Filed Sep 20, 2016 21:40 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 43 $0.00 Strike: $27.55 $0.00
Disclosure

SEC source: 0001122904-16-000372 · wf-form4_147440758981691.xml · derivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307

Underlying: Common Stock · 43 shares

Expires 2023-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
September 19, 2016 Filed Sep 20, 2016 21:40 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 43 $57.84 $2,487.12
Disclosure

SEC source: 0001122904-16-000372 · wf-form4_147440758981691.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,647

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
September 19, 2016 Filed Sep 20, 2016 21:40 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 43 $27.55 $1,184.65
Disclosure

SEC source: 0001122904-16-000372 · wf-form4_147440758981691.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 18:47 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-16-000370 · wf-form4_147431084099426.xml · derivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 18:47 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $57.93 $30,181.53
Disclosure

SEC source: 0001122904-16-000370 · wf-form4_147431084099426.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 18:47 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.54 $16,953.34
Disclosure

SEC source: 0001122904-16-000370 · wf-form4_147431084099426.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · derivative · entry 7

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,375

Underlying: Common Stock · 5,625 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

F4 · derivative.exercise_date: 25% of the option grant is exercisable on 6/2/2016, and 1/48 of the option grant is exercisable each month thereafter.

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September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,125 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · derivative · entry 6

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 1,125 shares

Expires 2023-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

F3 · derivative.exercise_date: 25% of the option grant is exercisable on 5/6/2014, and 1/48 of the option grant is exercisable each month thereafter.

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September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,125 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · derivative · entry 5

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 1,125 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.

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September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
SaleCommon Stock 7,875 $56.43 $444,386.25
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · nonDerivative · entry 4

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

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September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 5,625 $31.28 $175,950.00
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · nonDerivative · entry 3

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

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September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 1,125 $32.54 $36,607.50
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 22:13 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 1,125 $32.52 $36,585.00
Disclosure

SEC source: 0001122904-16-000368 · wf-form4_147389118085552.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 22:27 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $33.78 $0.00
Disclosure

SEC source: 0001122904-16-000366 · wf-form4_147320082915977.xml · derivative · entry 7

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 375 shares

Expires 2024-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

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September 06, 2016 Filed Sep 6, 2016 22:27 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $57.48 $21,555.00
Disclosure

SEC source: 0001122904-16-000366 · wf-form4_147320082915977.xml · nonDerivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,647

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 22:27 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $33.78 $12,667.50
Disclosure

SEC source: 0001122904-16-000366 · wf-form4_147320082915977.xml · nonDerivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 22:27 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000365 · wf-form4_147320081418142.xml · derivative · entry 6

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,438

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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September 06, 2016 Filed Sep 6, 2016 22:27 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000365 · wf-form4_147320081418142.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Common Stock · 521 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

F3 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 22:27 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 1,042 $57.48 $59,894.16
Disclosure

SEC source: 0001122904-16-000365 · wf-form4_147320081418142.xml · nonDerivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 22:27 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-16-000365 · wf-form4_147320081418142.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
September 06, 2016 Filed Sep 6, 2016 22:27 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.52 $16,942.92
Disclosure

SEC source: 0001122904-16-000365 · wf-form4_147320081418142.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 22:27 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000366 · wf-form4_147320082915977.xml · derivative · entry 6

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,375

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 22:27 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $57.27 $21,476.25
Disclosure

SEC source: 0001122904-16-000366 · wf-form4_147320082915977.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,647

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.