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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,250 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · derivative · entry 17

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 11,250 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 303 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · derivative · entry 15

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 11,250 $50.07 $563,287.50
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 9

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,100

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 303 $50.08 $15,174.24
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 8

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,350

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 11,250 $32.52 $365,850.00
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 4

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 303 $31.31 $9,486.93
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 3

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,250 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · derivative · entry 17

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 11,250 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 303 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · derivative · entry 15

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 11,250 $50.07 $563,287.50
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 9

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,100

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 303 $50.08 $15,174.24
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 8

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,350

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 11,250 $32.52 $365,850.00
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 4

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 303 $31.31 $9,486.93
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 3

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 17:51 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Tax withholdingCommon Stock 470 $50.50 $23,735.00
Disclosure

SEC source: 0001122904-16-000407 · wf-form4_147810905443563.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,955

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,750 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · derivative · entry 18

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 8,750 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,697 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · derivative · entry 14

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Underlying: Common Stock · 24,697 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 5,304 $50.81 $269,496.24
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 7

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,653

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 8,750 $50.81 $444,587.50
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 6

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,957

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 24,697 $50.17 $1,239,048.49
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 5

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,707

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 8,750 $31.28 $273,700.00
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 2

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 22:17 UTC
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 24,697 $31.31 $773,263.07
Disclosure

SEC source: 0001122904-16-000405 · wf-form4_147795221882254.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,750 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · derivative · entry 18

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 8,750 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,697 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · derivative · entry 14

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Underlying: Common Stock · 24,697 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 5,304 $50.81 $269,496.24
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 7

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,653

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 8,750 $50.81 $444,587.50
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 6

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,957

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
SaleCommon Stock 24,697 $50.17 $1,239,048.49
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 5

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,707

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 8,750 $31.28 $273,700.00
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 2

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

Read SEC document
October 28, 2016 Filed Nov 2, 2016 18:08 UTC Amendment
Gorjanc Christine MarieChief Financial Officer
Exercise / conversionCommon Stock 24,697 $31.31 $773,263.07
Disclosure

SEC source: 0001122904-16-000409 · wf-form4a_147811012473093.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

Read SEC document
October 18, 2016 Filed Oct 19, 2016 22:32 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 44 $0.00 Strike: $27.55 $0.00
Disclosure

SEC source: 0001122904-16-000400 · wf-form4_147691633731033.xml · derivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 44 shares

Expires 2023-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 18, 2016 Filed Oct 19, 2016 22:32 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 44 $52.90 $2,327.60
Disclosure

SEC source: 0001122904-16-000400 · wf-form4_147691633731033.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,425

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 18, 2016 Filed Oct 19, 2016 22:32 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 44 $27.55 $1,212.20
Disclosure

SEC source: 0001122904-16-000400 · wf-form4_147691633731033.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · derivative · entry 7

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · derivative · entry 6

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 521 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F3 · derivative.exercise_date: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · derivative · entry 5

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
SaleCommon Stock 1,563 $52.00 $81,276.00
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · nonDerivative · entry 4

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · nonDerivative · entry 3

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $32.52 $16,942.92
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 22:06 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $32.54 $16,953.34
Disclosure

SEC source: 0001122904-16-000397 · wf-form4_147682837052769.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 22:06 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-16-000398 · wf-form4_147682838560140.xml · derivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $51.75 $26,961.75
Disclosure

SEC source: 0001122904-16-000398 · wf-form4_147682838560140.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 22:06 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.54 $16,953.34
Disclosure

SEC source: 0001122904-16-000398 · wf-form4_147682838560140.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC SaleCommon Stock 100 $51.50 $5,150.00
Disclosure

SEC source: 0001122904-16-000396 · wf-form4_147682835300179.xml · nonDerivative · entry 2

CARTER MILLER JOYCELYN · CIK 0001166855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,726

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2016.

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October 17, 2016 Filed Oct 18, 2016 22:06 UTC SaleCommon Stock 900 $51.55 $46,395.00
Disclosure

SEC source: 0001122904-16-000396 · wf-form4_147682835300179.xml · nonDerivative · entry 1

CARTER MILLER JOYCELYN · CIK 0001166855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2016.

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October 11, 2016 Filed Oct 12, 2016 22:59 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 2,000 $54.88 $109,760.00
Disclosure

SEC source: 0001122904-16-000392 · wf-form4_147631314291158.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 11, 2016 Filed Oct 12, 2016 22:59 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 3,000 $54.87 $164,610.00
Disclosure

SEC source: 0001122904-16-000392 · wf-form4_147631314291158.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 06, 2016 Filed Oct 11, 2016 17:52 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $33.78 $0.00
Disclosure

SEC source: 0001122904-16-000390 · wf-form4_147620833395258.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 375 shares

Expires 2024-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 06, 2016 Filed Oct 11, 2016 17:52 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $55.05 $20,643.75
Disclosure

SEC source: 0001122904-16-000390 · wf-form4_147620833395258.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,425

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 06, 2016 Filed Oct 11, 2016 17:52 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $33.78 $12,667.50
Disclosure

SEC source: 0001122904-16-000390 · wf-form4_147620833395258.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
October 04, 2016 Filed Oct 5, 2016 15:45 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 138 $58.25 $8,038.50
Disclosure

SEC source: 0001122904-16-000388 · wf-form4_147568230649210.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,425

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

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October 03, 2016 Filed Oct 3, 2016 21:17 UTC SaleCommon Stock 2,500 $59.09 $147,725.00
Disclosure

SEC source: 0001122904-16-000381 · wf-form4_147552946106804.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,536

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2016.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 21:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-16-000383 · wf-form4_147552950176020.xml · derivative · entry 6

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,917

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.