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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2017 Filed May 17, 2017 18:03 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 940 $44.30 $41,642.00
Disclosure

SEC source: 0001122904-17-000171 · wf-form4_149504421380139.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,052

Read SEC document
May 16, 2017 Filed May 17, 2017 18:03 UTC
Rogers TamesaSVP, Human Resources
Tax withholdingCommon Stock 376 $44.30 $16,656.80
Disclosure

SEC source: 0001122904-17-000170 · wf-form4_149504419519588.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955

Read SEC document
May 16, 2017 Filed May 17, 2017 18:03 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Tax withholdingCommon Stock 658 $44.30 $29,149.40
Disclosure

SEC source: 0001122904-17-000169 · wf-form4_149504417575214.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,022

Read SEC document
May 16, 2017 Filed May 17, 2017 18:02 UTC
LO PATRICK CSDirector · Chairman and CEO
Tax withholdingCommon Stock 3,869 $44.30 $171,396.70
Disclosure

SEC source: 0001122904-17-000168 · wf-form4_149504415578067.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,649

Read SEC document
May 15, 2017 Filed May 17, 2017 18:04 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-17-000174 · wf-form4_149504427167765.xml · derivative · entry 4

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
May 15, 2017 Filed May 17, 2017 18:04 UTC
MERRILL MARK GChief Technology Officer
SaleCommon Stock 3,000 $45.00 $135,000.00
Disclosure

SEC source: 0001122904-17-000174 · wf-form4_149504427167765.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,944

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
May 15, 2017 Filed May 17, 2017 18:04 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionCommon Stock 3,000 $32.54 $97,620.00
Disclosure

SEC source: 0001122904-17-000174 · wf-form4_149504427167765.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:34 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock · Derivative 1,500 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001122904-17-000160 · wf-form4_149436568413149.xml · derivative · entry 4

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,500 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F3 · derivative.exercise_date: 25% of the option grant is exerciseable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:34 UTC
Rogers TamesaSVP, Human Resources
SaleCommon Stock 1,500 $45.25 $67,875.00
Disclosure

SEC source: 0001122904-17-000160 · wf-form4_149436568413149.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,331

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:34 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock 1,500 $28.79 $43,185.00
Disclosure

SEC source: 0001122904-17-000160 · wf-form4_149436568413149.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:34 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $33.78 $0.00
Disclosure

SEC source: 0001122904-17-000159 · wf-form4_149436566646262.xml · derivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 375 shares

Expires 2024-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 08, 2017 Filed May 9, 2017 21:34 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $45.25 $16,968.75
Disclosure

SEC source: 0001122904-17-000159 · wf-form4_149436566646262.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 08, 2017 Filed May 9, 2017 21:34 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $33.78 $12,667.50
Disclosure

SEC source: 0001122904-17-000159 · wf-form4_149436566646262.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 03, 2017 Filed May 3, 2017 23:22 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 327 $45.95 $15,025.65
Disclosure

SEC source: 0001122904-17-000149 · wf-form4_149385371854949.xml · nonDerivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 03, 2017 Filed May 5, 2017 18:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000154 · wf-form4_149400827797067.xml · derivative · entry 7

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,271

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
May 03, 2017 Filed May 5, 2017 18:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-17-000154 · wf-form4_149400827797067.xml · derivative · entry 6

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

Underlying: Common Stock · 521 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016

F3 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
May 03, 2017 Filed May 5, 2017 18:18 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $45.95 $23,939.95
Disclosure

SEC source: 0001122904-17-000154 · wf-form4_149400827797067.xml · nonDerivative · entry 4

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,560

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016

Read SEC document
May 03, 2017 Filed May 5, 2017 18:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-17-000154 · wf-form4_149400827797067.xml · nonDerivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016

Read SEC document
May 03, 2017 Filed May 5, 2017 18:18 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $46.00 $23,966.00
Disclosure

SEC source: 0001122904-17-000154 · wf-form4_149400827797067.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,560

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016

Read SEC document
May 03, 2017 Filed May 5, 2017 18:18 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.52 $16,942.92
Disclosure

SEC source: 0001122904-17-000154 · wf-form4_149400827797067.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016

Read SEC document
May 02, 2017 Filed May 3, 2017 23:22 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000149 · wf-form4_149385371854949.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 02, 2017 Filed May 3, 2017 23:22 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $47.30 $17,737.50
Disclosure

SEC source: 0001122904-17-000149 · wf-form4_149385371854949.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 02, 2017 Filed May 3, 2017 23:22 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $31.28 $11,730.00
Disclosure

SEC source: 0001122904-17-000149 · wf-form4_149385371854949.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
May 01, 2017 Filed May 3, 2017 23:22 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001122904-17-000150 · wf-form4_149385374130676.xml · derivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 4,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:22 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,900 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001122904-17-000150 · wf-form4_149385374130676.xml · derivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 5,900 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:22 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,000 $46.80 $187,200.00
Disclosure

SEC source: 0001122904-17-000150 · wf-form4_149385374130676.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,518

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:22 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $11.41 $45,640.00
Disclosure

SEC source: 0001122904-17-000150 · wf-form4_149385374130676.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:22 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 5,900 $46.79 $276,061.00
Disclosure

SEC source: 0001122904-17-000150 · wf-form4_149385374130676.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,518

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:22 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,900 $28.79 $169,861.00
Disclosure

SEC source: 0001122904-17-000150 · wf-form4_149385374130676.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:48 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Tax withholdingCommon Stock 198 $47.15 $9,335.70
Disclosure

SEC source: 0001122904-17-000146 · wf-form4_149377251902763.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Read SEC document
April 30, 2017 Filed May 3, 2017 00:48 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Tax withholdingCommon Stock 983 $47.15 $46,348.45
Disclosure

SEC source: 0001122904-17-000145 · wf-form4_149377249765034.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,267

Read SEC document
April 30, 2017 Filed May 3, 2017 00:48 UTC
Henry David JohnSVP, Home Networking
Tax withholdingCommon Stock 1,204 $47.15 $56,768.60
Disclosure

SEC source: 0001122904-17-000144 · wf-form4_149377247914556.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,910

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:55 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 416 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-17-000140 · wf-form4_149324373094820.xml · derivative · entry 6

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,584

Underlying: Common Stock · 416 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:55 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 416 $51.55 $21,444.80
Disclosure

SEC source: 0001122904-17-000140 · wf-form4_149324373094820.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,732

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:55 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 416 $39.53 $16,444.48
Disclosure

SEC source: 0001122904-17-000140 · wf-form4_149324373094820.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · derivative · entry 7

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,542

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · derivative · entry 6

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,292

Underlying: Common Stock · 521 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

F3 · derivative.exercise_date: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.

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April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · derivative · entry 5

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

F2 · derivative.exercise_date: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
SaleCommon Stock 1,563 $52.00 $81,276.00
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · nonDerivative · entry 4

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,680

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

Read SEC document
April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · nonDerivative · entry 3

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

Read SEC document
April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $32.52 $16,942.92
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

Read SEC document
April 20, 2017 Filed Apr 24, 2017 18:31 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $32.54 $16,953.34
Disclosure

SEC source: 0001122904-17-000132 · wf-form4_149305866252015.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016

Read SEC document
April 18, 2017 Filed Apr 18, 2017 23:16 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 44 $0.00 Strike: $27.55 $0.00
Disclosure

SEC source: 0001122904-17-000123 · wf-form4_149255739885336.xml · derivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44 shares

Expires 2023-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
April 18, 2017 Filed Apr 18, 2017 23:16 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 44 $49.35 $2,171.40
Disclosure

SEC source: 0001122904-17-000123 · wf-form4_149255739885336.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,732

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
April 18, 2017 Filed Apr 18, 2017 23:16 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 44 $27.55 $1,212.20
Disclosure

SEC source: 0001122904-17-000123 · wf-form4_149255739885336.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
April 17, 2017 Filed Apr 18, 2017 23:17 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-17-000125 · wf-form4_149255744022457.xml · derivative · entry 3

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 23:17 UTC
MERRILL MARK GChief Technology Officer
SaleCommon Stock 3,000 $49.40 $148,200.00
Disclosure

SEC source: 0001122904-17-000125 · wf-form4_149255744022457.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,944

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 23:17 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionCommon Stock 3,000 $32.54 $97,620.00
Disclosure

SEC source: 0001122904-17-000125 · wf-form4_149255744022457.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 23:17 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-17-000124 · wf-form4_149255741826551.xml · derivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 23:17 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $49.40 $25,737.40
Disclosure

SEC source: 0001122904-17-000124 · wf-form4_149255741826551.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,560

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.