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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2018 Filed Jan 12, 2018 00:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-18-000010 · wf-form4_151571604659968.xml · derivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
January 10, 2018 Filed Jan 12, 2018 00:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 750 $60.10 $45,075.00
Disclosure

SEC source: 0001122904-18-000010 · wf-form4_151571604659968.xml · nonDerivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,807

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
January 10, 2018 Filed Jan 12, 2018 00:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $33.78 $12,667.50
Disclosure

SEC source: 0001122904-18-000010 · wf-form4_151571604659968.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
January 10, 2018 Filed Jan 12, 2018 00:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $31.28 $11,730.00
Disclosure

SEC source: 0001122904-18-000010 · wf-form4_151571604659968.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:43 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock · Derivative 1,239 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-18-000008 · wf-form4_151562422594210.xml · derivative · entry 9

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,761

Underlying: Common Stock · 1,239 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

F7 · derivative.exercise_date: 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:43 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock · Derivative 261 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001122904-18-000008 · wf-form4_151562422594210.xml · derivative · entry 5

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 261 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

F3 · derivative.exercise_date: 25% of the option grant is exerciseable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:43 UTC
Rogers TamesaSVP, Human Resources
SaleCommon Stock 1,500 $59.40 $89,100.00
Disclosure

SEC source: 0001122904-18-000008 · wf-form4_151562422594210.xml · nonDerivative · entry 3

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,281

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:43 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock 1,239 $31.31 $38,793.09
Disclosure

SEC source: 0001122904-18-000008 · wf-form4_151562422594210.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:43 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock 261 $21.10 $5,507.10
Disclosure

SEC source: 0001122904-18-000008 · wf-form4_151562422594210.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:29 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 520 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-18-000006 · wf-form4_151518056832216.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,105

Underlying: Common Stock · 520 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:29 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 520 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-18-000006 · wf-form4_151518056832216.xml · derivative · entry 4

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605

Underlying: Common Stock · 520 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

F2 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:29 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 1,040 $60.30 $62,712.00
Disclosure

SEC source: 0001122904-18-000006 · wf-form4_151518056832216.xml · nonDerivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:29 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 520 $31.28 $16,265.60
Disclosure

SEC source: 0001122904-18-000006 · wf-form4_151518056832216.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:29 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 520 $32.52 $16,910.40
Disclosure

SEC source: 0001122904-18-000006 · wf-form4_151518056832216.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $20.80 $0.00
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · derivative · entry 11

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,572

Underlying: Common Stock · 2,857 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F8 · derivative.exercise_date: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,142 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,432

Underlying: Common Stock · 7,142 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 4,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 2,857 $59.90 $171,134.30
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,125

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 7,142 $59.93 $428,020.06
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,982

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,857 $20.80 $59,425.60
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,142 $21.10 $150,696.20
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,000 $59.92 $239,680.00
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,125

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:05 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $11.41 $45,640.00
Disclosure

SEC source: 0001122904-18-000004 · wf-form4_151500992258332.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

Read SEC document
December 28, 2017 Filed Dec 28, 2017 23:29 UTC Amendment GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000361 · wf-form4a_151450373143359.xml · nonDerivative · entry 1

Shimer Julie Ann · CIK 0001391349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,620

F1 · date: Amend the date of the transaction

F2 · kind: 2,000 shares were gifted as a charitable donation.

Read SEC document
December 27, 2017 Filed Dec 27, 2017 23:47 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 834 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-17-000357 · wf-form4_151441841155301.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 834 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
December 27, 2017 Filed Dec 27, 2017 23:47 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 834 $57.20 $47,704.80
Disclosure

SEC source: 0001122904-17-000357 · wf-form4_151441841155301.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,807

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 27, 2017 Filed Dec 27, 2017 23:47 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 834 $39.53 $32,968.02
Disclosure

SEC source: 0001122904-17-000357 · wf-form4_151441841155301.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 27, 2017 Filed Jan 2, 2018 19:46 UTC
LO PATRICK CSDirector · Chairman and CEO
GiftCommon Stock 3,317 $0.00 $0.00
Disclosure

SEC source: 0001122904-18-000002 · wf-form4_151492239097531.xml · nonDerivative · entry 1

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 120,048

F1 · kind: 3,317 shares were gifted to the Silicon Valley Community Foundation

F2 · ownership.nature: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.

Read SEC document
December 26, 2017 Filed Dec 27, 2017 23:47 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-17-000358 · wf-form4_151441842755149.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

Underlying: Common Stock · 521 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
December 26, 2017 Filed Dec 27, 2017 23:47 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $57.05 $29,723.05
Disclosure

SEC source: 0001122904-17-000358 · wf-form4_151441842755149.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

Read SEC document
December 26, 2017 Filed Dec 27, 2017 23:47 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $39.53 $20,595.13
Disclosure

SEC source: 0001122904-17-000358 · wf-form4_151441842755149.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

Read SEC document
December 22, 2017 Filed Dec 27, 2017 23:47 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000359 · wf-form4_151441844647225.xml · nonDerivative · entry 1

Shimer Julie Ann · CIK 0001391349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,620

F1 · kind: 2,000 shares were gifted as a charitable donation.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:02 UTC
Graham JefDirector
PurchaseCommon Stock 500 $54.05 $27,025.00
Disclosure

SEC source: 0001122904-17-000353 · wf-form4_151363812916701.xml · nonDerivative · entry 1

Graham Jef · CIK 0001332301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,183

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:02 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000352 · wf-form4_151363811250846.xml · derivative · entry 5

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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December 15, 2017 Filed Dec 18, 2017 23:02 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,125 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-17-000352 · wf-form4_151363811250846.xml · derivative · entry 4

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,125 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F2 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

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December 15, 2017 Filed Dec 18, 2017 23:02 UTC
MERRILL MARK GChief Technology Officer
SaleCommon Stock 3,000 $54.05 $162,150.00
Disclosure

SEC source: 0001122904-17-000352 · wf-form4_151363811250846.xml · nonDerivative · entry 3

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,534

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:02 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionCommon Stock 1,875 $31.28 $58,650.00
Disclosure

SEC source: 0001122904-17-000352 · wf-form4_151363811250846.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:02 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionCommon Stock 1,125 $32.52 $36,585.00
Disclosure

SEC source: 0001122904-17-000352 · wf-form4_151363811250846.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:20 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $33.78 $0.00
Disclosure

SEC source: 0001122904-17-000349 · wf-form4_151311720706142.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 375 shares

Expires 2024-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:20 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000349 · wf-form4_151311720706142.xml · derivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:20 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 750 $52.30 $39,225.00
Disclosure

SEC source: 0001122904-17-000349 · wf-form4_151311720706142.xml · nonDerivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,807

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:20 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $33.78 $12,667.50
Disclosure

SEC source: 0001122904-17-000349 · wf-form4_151311720706142.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:20 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $31.28 $11,730.00
Disclosure

SEC source: 0001122904-17-000349 · wf-form4_151311720706142.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:52 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock · Derivative 1,500 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001122904-17-000347 · wf-form4_151301836081728.xml · derivative · entry 4

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561

Underlying: Common Stock · 1,500 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

F3 · derivative.exercise_date: 25% of the option grant is exerciseable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:52 UTC
Rogers TamesaSVP, Human Resources
SaleCommon Stock 1,500 $51.40 $77,100.00
Disclosure

SEC source: 0001122904-17-000347 · wf-form4_151301836081728.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,281

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:52 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock 1,500 $21.10 $31,650.00
Disclosure

SEC source: 0001122904-17-000347 · wf-form4_151301836081728.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:28 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-17-000345 · wf-form4_151258848303993.xml · derivative · entry 5

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 1,875 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:28 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
SaleCommon Stock 1,875 $51.30 $96,187.50
Disclosure

SEC source: 0001122904-17-000345 · wf-form4_151258848303993.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:28 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 1,875 $39.53 $74,118.75
Disclosure

SEC source: 0001122904-17-000345 · wf-form4_151258848303993.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:28 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000344 · wf-form4_151258846705083.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.