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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 26, 2018 Filed Nov 28, 2018 22:22 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $53.37 $27,805.77
Disclosure

SEC source: 0001122904-18-000277 · wf-form4_154344371057044.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:22 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $39.53 $20,595.13
Disclosure

SEC source: 0001122904-18-000277 · wf-form4_154344371057044.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 22:38 UTC
Henry David JohnSVP, Home Networking
SaleCommon Stock 2,724 $56.67 $154,369.08
Disclosure

SEC source: 0001122904-18-000273 · wf-form4_154163029644377.xml · nonDerivative · entry 2

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,580

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

F2 · balance_after: Includes 4 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
November 05, 2018 Filed Nov 7, 2018 22:38 UTC
Henry David JohnSVP, Home Networking
SaleCommon Stock 581 $56.67 $32,925.27
Disclosure

SEC source: 0001122904-18-000273 · wf-form4_154163029644377.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,300

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:32 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-18-000271 · wf-form4_154144634284320.xml · derivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:32 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $55.98 $29,165.58
Disclosure

SEC source: 0001122904-18-000271 · wf-form4_154144634284320.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:32 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-18-000271 · wf-form4_154144634284320.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:32 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock · Derivative 2,000 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-18-000267 · wf-form4_154118351032841.xml · derivative · entry 11

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 2,000 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:32 UTC
Rogers TamesaSVP, Human Resources
SaleCommon Stock 2,000 $55.37 $110,740.00
Disclosure

SEC source: 0001122904-18-000267 · wf-form4_154118351032841.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,102

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:32 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock 2,000 $31.28 $62,560.00
Disclosure

SEC source: 0001122904-18-000267 · wf-form4_154118351032841.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,859 $0.00 Strike: $20.80 $0.00
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · derivative · entry 11

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,859 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F8 · derivative.exercise_date: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,154 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,154 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 2,859 $55.27 $158,016.93
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,279

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 7,154 $55.27 $395,401.58
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,138

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 2,000 $55.27 $110,540.00
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,292

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,859 $20.80 $59,467.20
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,154 $21.10 $150,949.40
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:31 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,000 $11.41 $22,820.00
Disclosure

SEC source: 0001122904-18-000266 · wf-form4_154118346818504.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 18:13 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-18-000263 · wf-form4_154092321582947.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 3,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 18:13 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 3,500 $57.65 $201,775.00
Disclosure

SEC source: 0001122904-18-000263 · wf-form4_154092321582947.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 18:13 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 3,500 $42.70 $149,450.00
Disclosure

SEC source: 0001122904-18-000263 · wf-form4_154092321582947.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
October 24, 2018 Filed Oct 24, 2018 21:10 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 520 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-18-000257 · wf-form4_154041543527700.xml · derivative · entry 4

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 520 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 24, 2018 Filed Oct 24, 2018 21:10 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 520 $55.95 $29,094.00
Disclosure

SEC source: 0001122904-18-000257 · wf-form4_154041543527700.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
October 24, 2018 Filed Oct 24, 2018 21:10 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 520 $39.53 $20,555.60
Disclosure

SEC source: 0001122904-18-000257 · wf-form4_154041543527700.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
October 22, 2018 Filed Oct 24, 2018 21:11 UTC SaleCommon Stock 3,000 $54.73 $164,190.00
Disclosure

SEC source: 0001122904-18-000258 · wf-form4_154041547985770.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,133

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2018.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 18:31 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-18-000254 · wf-form4_153962828407911.xml · derivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 521 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 18:31 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $55.50 $28,915.50
Disclosure

SEC source: 0001122904-18-000254 · wf-form4_153962828407911.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 18:31 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-18-000254 · wf-form4_153962828407911.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $20.80 $0.00
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · derivative · entry 11

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

Underlying: Common Stock · 2,857 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F8 · derivative.exercise_date: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,142 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,154

Underlying: Common Stock · 7,142 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 4,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 2,857 $61.21 $174,876.97
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,279

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 7,142 $61.25 $437,447.50
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,136

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,000 $61.23 $244,920.00
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,278

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,857 $20.80 $59,425.60
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,142 $21.10 $150,696.20
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:03 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $11.41 $45,640.00
Disclosure

SEC source: 0001122904-18-000252 · wf-form4_153860417601168.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 14:51 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-18-000250 · wf-form4_153788704887775.xml · derivative · entry 4

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 521 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 14:51 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $62.90 $32,770.90
Disclosure

SEC source: 0001122904-18-000250 · wf-form4_153788704887775.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 14:51 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $39.53 $20,595.13
Disclosure

SEC source: 0001122904-18-000250 · wf-form4_153788704887775.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionDirector Stock Option (right to buy) · Derivative 750 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · derivative · entry 7

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,375

Underlying: Common Stock · 750 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 750 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · derivative · entry 6

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,125

Underlying: Common Stock · 750 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 750 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · derivative · entry 5

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 750 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 6/2/2016, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
SaleCommon Stock 2,250 $66.20 $148,950.00
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · nonDerivative · entry 4

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,797

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 750 $31.28 $23,460.00
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · nonDerivative · entry 3

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 750 $39.53 $29,647.50
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Exercise / conversionCommon Stock 750 $42.70 $32,025.00
Disclosure

SEC source: 0001122904-18-000248 · wf-form4_153678304092397.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2017.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:28 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $20.80 $0.00
Disclosure

SEC source: 0001122904-18-000246 · wf-form4_153618286311711.xml · derivative · entry 11

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716

Underlying: Common Stock · 2,857 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F8 · derivative.exercise_date: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:28 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,142 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001122904-18-000246 · wf-form4_153618286311711.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,296

Underlying: Common Stock · 7,142 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.