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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2020 Filed Oct 21, 2020 22:13 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
SaleCommon Stock 13,451 $35.00 $470,785.00
Disclosure

SEC source: 0001209191-20-055505 · doc4.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,094

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 22:13 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionCommon Stock 13,451 $18.58 $249,919.58
Disclosure

SEC source: 0001209191-20-055505 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 22:00 UTC SaleCommon Stock 5,000 $35.20 $176,000.00
Disclosure

SEC source: 0001209191-20-055499 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,588

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,694 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · derivative · entry 16

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306

Underlying: Common Stock · 20,694 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,934 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · derivative · entry 15

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87

Underlying: Common Stock · 12,934 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 17:05 UTC SaleCommon Stock 33,628 $35.00 $1,176,980.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 11

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,697

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionCommon Stock 20,694 $25.37 $525,006.78
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 10

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionCommon Stock 12,934 $23.48 $303,690.32
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 9

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 17:05 UTC SaleCommon Stock 1,607 $36.00 $57,852.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 8

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,697

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $20.10 $0.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · derivative · entry 14

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Stock · 521 shares

Expires 2022-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,304 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · derivative · entry 13

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

Underlying: Common Stock · 1,304 shares

Expires 2024-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 782 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · derivative · entry 12

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6

Underlying: Common Stock · 782 shares

Expires 2023-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC SaleCommon Stock 2,607 $33.36 $86,969.52
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 7

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,304

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionCommon Stock 1,304 $19.99 $26,066.96
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 6

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionCommon Stock 521 $20.10 $10,472.10
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 5

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC Exercise / conversionCommon Stock 782 $16.37 $12,801.34
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 4

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC SaleCommon Stock 3,270 $33.36 $109,087.20
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 3

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,304

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC SaleCommon Stock 371 $33.36 $12,376.56
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 2

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,574

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 17:05 UTC SaleCommon Stock 1,635 $34.00 $55,590.00
Disclosure

SEC source: 0001209191-20-055537 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,945

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 00:42 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,562 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-20-055346 · doc4.xml · derivative · entry 9

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,938

Underlying: Common Stock · 1,562 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 00:42 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
SaleCommon Stock 1,562 $33.83 $52,842.46
Disclosure

SEC source: 0001209191-20-055346 · doc4.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,094

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 00:42 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionCommon Stock 1,562 $26.61 $41,564.82
Disclosure

SEC source: 0001209191-20-055346 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 16:39 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 1,934 $32.17 $62,216.78
Disclosure

SEC source: 0001209191-20-055018 · doc4.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,101

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

Read SEC document
October 13, 2020 Filed Oct 16, 2020 12:56 UTC GrantCommon Stock 3,720 $33.38 $124,173.60
Disclosure

SEC source: 0001209191-20-055004 · doc4.xml · nonDerivative · entry 1

Butterfass Sarah · CIK 0001826252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2021 Annual Meeting of Stockholders.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:42 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,125 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-20-054400 · doc4.xml · derivative · entry 7

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common Stock · 8,125 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:42 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 8,125 $33.00 $268,125.00
Disclosure

SEC source: 0001209191-20-054400 · doc4.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,603

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:42 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionCommon Stock 8,125 $26.61 $216,206.25
Disclosure

SEC source: 0001209191-20-054400 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:41 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,980 $0.00 Strike: $19.33 $0.00
Disclosure

SEC source: 0001209191-20-054108 · doc4.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,690

Underlying: Common Stock · 5,980 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F8 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:41 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,353 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-20-054108 · doc4.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,230

Underlying: Common Stock · 5,353 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:41 UTC SaleCommon Stock 5,353 $32.73 $175,203.69
Disclosure

SEC source: 0001209191-20-054108 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,040

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:41 UTC Exercise / conversionCommon Stock 5,353 $18.60 $99,565.80
Disclosure

SEC source: 0001209191-20-054108 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:41 UTC SaleCommon Stock 5,980 $32.74 $195,785.20
Disclosure

SEC source: 0001209191-20-054108 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,040

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:41 UTC Exercise / conversionCommon Stock 5,980 $19.33 $115,593.40
Disclosure

SEC source: 0001209191-20-054108 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

Read SEC document
October 06, 2020 Filed Nov 5, 2020 18:11 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 800 $0.00 Strike: $19.33 $0.00
Disclosure

SEC source: 0001209191-20-057105 · doc4.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,890

Underlying: Common Stock · 800 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F8 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
October 06, 2020 Filed Nov 5, 2020 18:11 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,481 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-20-057105 · doc4.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,749

Underlying: Common Stock · 1,481 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 06, 2020 Filed Nov 5, 2020 18:11 UTC SaleCommon Stock 1,481 $32.72 $48,458.32
Disclosure

SEC source: 0001209191-20-057105 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,040

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 06, 2020 Filed Nov 5, 2020 18:11 UTC Exercise / conversionCommon Stock 1,481 $18.60 $27,546.60
Disclosure

SEC source: 0001209191-20-057105 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

Read SEC document
October 06, 2020 Filed Nov 5, 2020 18:11 UTC SaleCommon Stock 800 $32.72 $26,176.00
Disclosure

SEC source: 0001209191-20-057105 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,040

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 06, 2020 Filed Nov 5, 2020 18:11 UTC Exercise / conversionCommon Stock 800 $19.33 $15,464.00
Disclosure

SEC source: 0001209191-20-057105 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

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October 05, 2020 Filed Oct 6, 2020 17:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,002 $0.00 Strike: $19.33 $0.00
Disclosure

SEC source: 0001209191-20-053974 · doc4.xml · derivative · entry 10

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,670

Underlying: Common Stock · 3,002 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F8 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter

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October 05, 2020 Filed Oct 6, 2020 17:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,924 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-20-053974 · doc4.xml · derivative · entry 9

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,583

Underlying: Common Stock · 2,924 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

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October 05, 2020 Filed Oct 6, 2020 17:42 UTC SaleCommon Stock 2,924 $32.67 $95,527.08
Disclosure

SEC source: 0001209191-20-053974 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,040

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 05, 2020 Filed Oct 6, 2020 17:42 UTC Exercise / conversionCommon Stock 2,924 $18.60 $54,386.40
Disclosure

SEC source: 0001209191-20-053974 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 17:42 UTC SaleCommon Stock 3,002 $32.67 $98,075.34
Disclosure

SEC source: 0001209191-20-053974 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,040

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 17:42 UTC Exercise / conversionCommon Stock 3,002 $19.33 $58,028.66
Disclosure

SEC source: 0001209191-20-053974 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 17:16 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 781 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-20-053968 · doc4.xml · derivative · entry 8

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,563

Underlying: Common Stock · 781 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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October 05, 2020 Filed Oct 6, 2020 17:16 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 518 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-20-053968 · doc4.xml · derivative · entry 6

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,283

Underlying: Common Stock · 518 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates

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October 05, 2020 Filed Oct 6, 2020 17:16 UTC
FALCON MICHAEL FChief Operations Officer
SaleCommon Stock 1,299 $32.00 $41,568.00
Disclosure

SEC source: 0001209191-20-053968 · doc4.xml · nonDerivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,391

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 17:16 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionCommon Stock 518 $26.61 $13,783.98
Disclosure

SEC source: 0001209191-20-053968 · doc4.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 17:16 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionCommon Stock 781 $25.37 $19,813.97
Disclosure

SEC source: 0001209191-20-053968 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.