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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2021 Filed Jan 28, 2021 19:41 UTC SaleCommon Stock 5,000 $45.00 $225,000.00
Disclosure

SEC source: 0001209191-21-005855 · doc4.xml · nonDerivative · entry 6

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,873

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 19:41 UTC Exercise / conversionCommon Stock 5,000 $26.61 $133,050.00
Disclosure

SEC source: 0001209191-21-005855 · doc4.xml · nonDerivative · entry 5

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 19:41 UTC SaleCommon Stock 1,380 $45.00 $62,100.00
Disclosure

SEC source: 0001209191-21-005855 · doc4.xml · nonDerivative · entry 4

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,873

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 19:41 UTC SaleCommon Stock 401 $45.00 $18,045.00
Disclosure

SEC source: 0001209191-21-005855 · doc4.xml · nonDerivative · entry 3

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,253

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 19:41 UTC SaleCommon Stock 5,000 $45.00 $225,000.00
Disclosure

SEC source: 0001209191-21-005855 · doc4.xml · nonDerivative · entry 2

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,654

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 19:41 UTC Exercise / conversionCommon Stock 5,000 $38.32 $191,600.00
Disclosure

SEC source: 0001209191-21-005855 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 18:37 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 781 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-004635 · doc4.xml · derivative · entry 7

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,438

Underlying: Common Stock · 781 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 18:37 UTC
FALCON MICHAEL FChief Operations Officer
SaleCommon Stock 781 $39.60 $30,927.60
Disclosure

SEC source: 0001209191-21-004635 · doc4.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,391

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 18:37 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionCommon Stock 781 $26.61 $20,782.41
Disclosure

SEC source: 0001209191-21-004635 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 18:42 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 781 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-004638 · doc4.xml · derivative · entry 9

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,438

Underlying: Common Stock · 781 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 18:42 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
SaleCommon Stock 781 $38.57 $30,123.17
Disclosure

SEC source: 0001209191-21-004638 · doc4.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,087

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 18:42 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionCommon Stock 781 $26.61 $20,782.41
Disclosure

SEC source: 0001209191-21-004638 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:20 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-21-003963 · doc4.xml · derivative · entry 8

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,375

Underlying: Common Stock · 1,250 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:20 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 745 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-21-003963 · doc4.xml · derivative · entry 6

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,684

Underlying: Common Stock · 745 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:20 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 1,995 $38.84 $77,485.80
Disclosure

SEC source: 0001209191-21-003963 · doc4.xml · nonDerivative · entry 3

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,603

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:20 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionCommon Stock 745 $25.37 $18,900.65
Disclosure

SEC source: 0001209191-21-003963 · doc4.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:20 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Exercise / conversionCommon Stock 1,250 $26.61 $33,262.50
Disclosure

SEC source: 0001209191-21-003963 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:08 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,138 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001209191-21-003961 · doc4.xml · derivative · entry 6

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,987

Underlying: Common Stock · 3,138 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:08 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,862 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001209191-21-003961 · doc4.xml · derivative · entry 5

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13

Underlying: Common Stock · 1,862 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:08 UTC SaleCommon Stock 5,000 $38.84 $194,200.00
Disclosure

SEC source: 0001209191-21-003961 · doc4.xml · nonDerivative · entry 4

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:08 UTC Exercise / conversionCommon Stock 3,138 $18.58 $58,304.04
Disclosure

SEC source: 0001209191-21-003961 · doc4.xml · nonDerivative · entry 3

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:08 UTC Exercise / conversionCommon Stock 1,862 $19.32 $35,973.84
Disclosure

SEC source: 0001209191-21-003961 · doc4.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:08 UTC SaleCommon Stock 500 $38.84 $19,420.00
Disclosure

SEC source: 0001209191-21-003961 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,250 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · derivative · entry 15

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,750

Underlying: Common Stock · 9,250 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,278 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · derivative · entry 14

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,722

Underlying: Common Stock · 8,278 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,278 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · derivative · entry 13

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,722

Underlying: Common Stock · 8,278 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC SaleCommon Stock 8,278 $39.53 $327,229.34
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,620

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC Exercise / conversionCommon Stock 8,278 $19.32 $159,930.96
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC SaleCommon Stock 8,278 $39.55 $327,394.90
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,620

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC Exercise / conversionCommon Stock 8,278 $18.58 $153,805.24
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC SaleCommon Stock 9,250 $39.54 $365,745.00
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,620

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:37 UTC Exercise / conversionCommon Stock 9,250 $23.48 $217,190.00
Disclosure

SEC source: 0001209191-21-000836 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:36 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 518 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-21-000827 · doc4.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,248

Underlying: Common Stock · 518 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:36 UTC
FALCON MICHAEL FChief Operations Officer
SaleCommon Stock 518 $40.89 $21,181.02
Disclosure

SEC source: 0001209191-21-000827 · doc4.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,391

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:36 UTC
FALCON MICHAEL FChief Operations Officer
Exercise / conversionCommon Stock 518 $25.37 $13,141.66
Disclosure

SEC source: 0001209191-21-000827 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:34 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 518 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-21-000822 · doc4.xml · derivative · entry 7

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,754

Underlying: Common Stock · 518 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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January 04, 2021 Filed Jan 5, 2021 19:34 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
SaleCommon Stock 518 $40.89 $21,181.02
Disclosure

SEC source: 0001209191-21-000822 · doc4.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,087

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

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January 04, 2021 Filed Jan 5, 2021 19:34 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Exercise / conversionCommon Stock 518 $25.37 $13,141.66
Disclosure

SEC source: 0001209191-21-000822 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

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January 04, 2021 Filed Jan 5, 2021 19:31 UTC Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 3,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-21-000811 · doc4.xml · derivative · entry 12

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,636

Underlying: Common Stock · 3,000 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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January 04, 2021 Filed Jan 5, 2021 19:31 UTC SaleCommon Stock 3,000 $39.75 $119,250.00
Disclosure

SEC source: 0001209191-21-000811 · doc4.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,548

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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January 04, 2021 Filed Jan 5, 2021 19:31 UTC Exercise / conversionCommon Stock 3,000 $23.48 $70,440.00
Disclosure

SEC source: 0001209191-21-000811 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

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December 31, 2020 Filed Dec 31, 2020 23:13 UTC SaleCommon Stock 12,431 $40.91 $508,552.21
Disclosure

SEC source: 0001209191-20-065760 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,100

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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December 31, 2020 Filed Jan 4, 2021 20:30 UTC Tax withholdingCommon Stock 1,081 $40.63 $43,921.03
Disclosure

SEC source: 0001209191-21-000213 · doc4.xml · nonDerivative · entry 1

Westhead Martin · CIK 0001798577 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,294

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December 28, 2020 Filed Dec 29, 2020 20:11 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001209191-20-065350 · doc4.xml · derivative · entry 8

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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December 28, 2020 Filed Dec 29, 2020 20:11 UTC SaleCommon Stock 5,000 $40.01 $200,050.00
Disclosure

SEC source: 0001209191-20-065350 · doc4.xml · nonDerivative · entry 4

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,654

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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December 28, 2020 Filed Dec 29, 2020 20:11 UTC Exercise / conversionCommon Stock 5,000 $26.61 $133,050.00
Disclosure

SEC source: 0001209191-20-065350 · doc4.xml · nonDerivative · entry 3

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

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December 28, 2020 Filed Dec 29, 2020 20:11 UTC SaleCommon Stock 1,823 $40.00 $72,920.00
Disclosure

SEC source: 0001209191-20-065350 · doc4.xml · nonDerivative · entry 2

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,654

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

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December 28, 2020 Filed Dec 29, 2020 20:11 UTC SaleCommon Stock 350 $40.00 $14,000.00
Disclosure

SEC source: 0001209191-20-065350 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,477

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

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December 28, 2020 Filed Dec 29, 2020 20:07 UTC SaleCommon Stock 1,500 $40.00 $60,000.00
Disclosure

SEC source: 0001209191-20-065347 · doc4.xml · nonDerivative · entry 1

WAECHTER THOMAS H · CIK 0001220778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,653

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

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December 28, 2020 Filed Dec 29, 2020 20:05 UTC SaleCommon Stock 1,863 $40.00 $74,520.00
Disclosure

SEC source: 0001209191-20-065345 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.