NTGR

SEC source: 0001209191-21-012635 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

SEC source: 0001209191-21-007699 · doc4.xml · derivative · entry 7

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,987

Underlying: Common Stock · 5,000 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates

SEC source: 0001209191-21-007699 · doc4.xml · nonDerivative · entry 5

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,294

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-007699 · doc4.xml · nonDerivative · entry 4

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,294

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-007699 · doc4.xml · nonDerivative · entry 3

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,294

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-007699 · doc4.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

SEC source: 0001209191-21-007699 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,294

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-007695 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,103

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

SEC source: 0001209191-21-007686 · doc4.xml · derivative · entry 5

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731

Underlying: Common Stock · 517 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates

SEC source: 0001209191-21-007686 · doc4.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,529

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

SEC source: 0001209191-21-007686 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

SEC source: 0001209191-21-006691 · doc4.xml · nonDerivative · entry 2

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

SEC source: 0001209191-21-006685 · doc4.xml · derivative · entry 8

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237

Underlying: Common Stock · 517 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-006685 · doc4.xml · nonDerivative · entry 3

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,771

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

SEC source: 0001209191-21-006685 · doc4.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

SEC source: 0001209191-21-006687 · doc4.xml · nonDerivative · entry 2

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,585

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

SEC source: 0001209191-21-006683 · doc4.xml · derivative · entry 16

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

Underlying: Common Stock · 9,250 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-006683 · doc4.xml · derivative · entry 15

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,444

Underlying: Common Stock · 8,278 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F10 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-006683 · doc4.xml · derivative · entry 14

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,444

Underlying: Common Stock · 8,278 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F9 · derivative.exercise_date: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 9

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,868

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,868

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,868

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

SEC source: 0001209191-21-006679 · doc4.xml · derivative · entry 14

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,233

Underlying: Common Stock · 1,403 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-006679 · doc4.xml · nonDerivative · entry 4

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,048

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-006679 · doc4.xml · nonDerivative · entry 3

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

SEC source: 0001209191-21-006679 · doc4.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,048

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-016726 · doc4a.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,637

F1 · balance_after: Updated total due to past miscalculation.

SEC source: 0001209191-21-006693 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,529

SEC source: 0001209191-21-006697 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,755

SEC source: 0001209191-21-006695 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,794

SEC source: 0001209191-21-006691 · doc4.xml · nonDerivative · entry 1

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,131

SEC source: 0001209191-21-006685 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,771

SEC source: 0001209191-21-006687 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,917

SEC source: 0001209191-21-006683 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,868

SEC source: 0001209191-21-006679 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,645

SEC source: 0001209191-21-006676 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,746

SEC source: 0001209191-21-005866 · doc4.xml · derivative · entry 6

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,376

Underlying: Common Stock · 18,624 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-005866 · doc4.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,391

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

SEC source: 0001209191-21-005866 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

SEC source: 0001209191-21-005859 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,768

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

SEC source: 0001209191-21-005862 · doc4.xml · derivative · entry 10

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,782

Underlying: Common Stock · 11,718 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-005862 · doc4.xml · nonDerivative · entry 3

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,782

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

SEC source: 0001209191-21-005862 · doc4.xml · nonDerivative · entry 2

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

SEC source: 0001209191-21-005862 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.

SEC source: 0001209191-21-005857 · doc4.xml · nonDerivative · entry 1

WAECHTER THOMAS H · CIK 0001220778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,260

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

SEC source: 0001209191-21-005855 · doc4.xml · derivative · entry 10

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 5,000 shares

Expires 2029-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

SEC source: 0001209191-21-005855 · doc4.xml · derivative · entry 9

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2028-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.