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Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2023 Filed Jul 17, 2023 20:19 UTC
Bhela Harvinder SEVP, Chief Product Officer
GrantRestricted Stock Unit · Derivative 22,079 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042410 · doc4.xml · derivative · entry 1

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,079

Underlying: Common Stock · 22,079 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 22,079 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 20:16 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
GrantRestricted Stock Unit · Derivative 18,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042406 · doc4.xml · derivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,065

Underlying: Common Stock · 18,065 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 18,065 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 20:11 UTC
Kurian GeorgeDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 46,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042402 · doc4.xml · derivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,166

Underlying: Common Stock · 46,166 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 46,166 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
July 13, 2023 Filed Jul 25, 2023 20:10 UTC Amendment
Parks RobertChief Accounting Officer
GrantRestricted Stock Unit · Derivative 4,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043292 · doc4a.xml · derivative · entry 1

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,683

Underlying: Common Stock · 4,683 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 4,683 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
July 13, 2023 Filed Jul 25, 2023 20:08 UTC Amendment
BERRY MICHAEL JEVP Finance & Operations, CFO
GrantRestricted Stock Units · Derivative 20,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043291 · doc4a.xml · derivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,072

Underlying: Common Stock · 20,072 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 20,072 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon shares 4,500 $78.52 $353,321.55
Disclosure

SEC source: 0001209191-23-042068 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,550

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.

F2 · price: The price in Column 4 is a weighted average price. The prices received ranged from $78.205 to $78.88. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
SaleCommon Shares 872 $75.83 $66,123.76
Disclosure

SEC source: 0001209191-23-042069 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,081

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on March 27, 2023.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
SaleCommon Shares 872 $73.58 $64,161.76
Disclosure

SEC source: 0001209191-23-040023 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,953

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on March 27, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:46 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon Shares 4,500 $70.00 $315,015.75
Disclosure

SEC source: 0001209191-23-035462 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,050

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.

F2 · price: The price in column 4 is a weighted price. The prices actually received ranged from $69.716 to $70.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:15 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034275 · doc4.xml · derivative · entry 4

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2027-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021, and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:15 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034275 · doc4.xml · derivative · entry 3

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2026-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 4,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020, and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:15 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Tax withholdingCommon shares 1,116 $71.96 $80,307.36
Disclosure

SEC source: 0001209191-23-034275 · doc4.xml · nonDerivative · entry 2

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,825

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:15 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
GrantCommon Shares 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034275 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,941

F1 · balance_after: Includes 221 shares purchased at $56.3975 per share under the NetApp Employee Stock Purchase Plan on May 31, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:14 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 13,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034273 · doc4.xml · derivative · entry 4

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,875

Underlying: Common Stock · 13,875 shares

Expires 2027-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:14 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034273 · doc4.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,250 shares

Expires 2026-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:14 UTC
Kurian GeorgeDirector · Chief Executive Officer
Tax withholdingCommon Shares 11,466 $71.96 $825,093.36
Disclosure

SEC source: 0001209191-23-034273 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,550

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:14 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon shares 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034273 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:13 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit Shares · Derivative 7,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034266 · doc4.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,625

Underlying: Common Stock · 7,625 shares

Expires 2027-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 30,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021,2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:13 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon shares 3,000 $71.96 $215,880.00
Disclosure

SEC source: 0001209191-23-034266 · doc4.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 169,548

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:13 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
GrantCommon Shares 7,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034266 · doc4.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 172,548

F1 · balance_after: Includes 265 shares purchased at $56.3975 per share under the NetApp Employee Stock Purchase Plan on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 5, 2023 20:14 UTC
CERNUDA CESARPresident
OtherCommon shares 367 $56.40 $20,697.88
Disclosure

SEC source: 0001209191-23-034272 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,435

Read SEC document
May 31, 2023 Filed Jun 5, 2023 20:15 UTC
Parks RobertChief Accounting Officer
OtherCommon shares 249 $56.40 $14,042.98
Disclosure

SEC source: 0001209191-23-034279 · doc4.xml · nonDerivative · entry 1

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,549

Read SEC document
May 31, 2023 Filed Jun 5, 2023 20:13 UTC
Bhela Harvinder SEVP, Chief Product Officer
OtherCommon shares 368 $56.40 $20,754.28
Disclosure

SEC source: 0001209191-23-034270 · doc4.xml · nonDerivative · entry 1

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,457

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
CERNUDA CESARPresident
Tax withholdingCommon shares 64,639 $65.41 $4,228,036.99
Disclosure

SEC source: 0001209191-23-030943 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,068

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
CERNUDA CESARPresident
GrantCommon Shares 137,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030943 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,707

F1 · kind: Represents the settlement of TSR performance share units originally granted on August 17, 2020.

F2 · price: Performance Stock Units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Tax withholdingCommon shares 126,683 $65.41 $8,286,335.03
Disclosure

SEC source: 0001209191-23-030945 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,891

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
GrantCommon Shares 255,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030945 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,574

F1 · kind: Represents the settlement of TSR performance share units originally granted on July 1, 2020.

F2 · price: Performance Stock Units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon shares 27,393 $65.41 $1,791,776.13
Disclosure

SEC source: 0001209191-23-030944 · doc4.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 164,658

Read SEC document
May 17, 2023 Filed May 19, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
GrantCommon Shares 69,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030944 · doc4.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 192,051

F1 · kind: Represents the settlement of TSR performance share units originally granted on July 1, 2020.

F2 · price: Performance Stock Units convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 7,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030109 · doc4.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,567

Underlying: Common Stock · 7,855 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 2,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030109 · doc4.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,850

Underlying: Common Stock · 2,232 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
CERNUDA CESARPresident
Tax withholdingCommon Shares 4,740 $64.75 $306,915.00
Disclosure

SEC source: 0001209191-23-030109 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,176

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
CERNUDA CESARPresident
Exercise / conversionCommon shares 10,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030109 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030120 · doc4.xml · derivative · entry 5

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,508

Underlying: Common Stock · 11,502 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030120 · doc4.xml · derivative · entry 4

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,050

Underlying: Common Stock · 2,257 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon Shares 2,250 $64.50 $145,125.00
Disclosure

SEC source: 0001209191-23-030120 · doc4.xml · nonDerivative · entry 3

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,064

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Tax withholdingCommon Shares 4,865 $64.75 $315,008.75
Disclosure

SEC source: 0001209191-23-030120 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,314

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May 15, 2023 Filed May 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon shares 13,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030120 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2023 Filed May 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030122 · doc4.xml · derivative · entry 4

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,569

Underlying: Common Stock · 4,189 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 16,758 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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May 15, 2023 Filed May 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,794 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030122 · doc4.xml · derivative · entry 3

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,350

Underlying: Common Stock · 1,794 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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May 15, 2023 Filed May 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Tax withholdingCommon Shares 2,967 $64.75 $192,113.25
Disclosure

SEC source: 0001209191-23-030122 · doc4.xml · nonDerivative · entry 2

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,470

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May 15, 2023 Filed May 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionCommon shares 5,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030122 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 5,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030110 · doc4.xml · derivative · entry 4

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,150

Underlying: Common Stock · 5,049 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 20,199 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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May 15, 2023 Filed May 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030110 · doc4.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 1,438 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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May 15, 2023 Filed May 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon Shares 2,551 $64.75 $165,177.25
Disclosure

SEC source: 0001209191-23-030110 · doc4.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 122,436

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May 15, 2023 Filed May 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionCommon shares 6,487 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030110 · doc4.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 124,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030115 · doc4.xml · derivative · entry 3

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,516

Underlying: Common Stock · 6,172 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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May 15, 2023 Filed May 17, 2023 20:00 UTC
Bhela Harvinder SEVP, Chief Product Officer
Tax withholdingCommon Shares 2,428 $64.75 $157,213.00
Disclosure

SEC source: 0001209191-23-030115 · doc4.xml · nonDerivative · entry 2

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,089

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionCommon shares 6,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030115 · doc4.xml · nonDerivative · entry 1

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:00 UTC
Parks RobertChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030111 · doc4.xml · derivative · entry 4

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 1,683 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 6,733 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.