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Nasdaq · USD

NRIX

Nurix Therapeutics, Inc.

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1156
SEC CIK
0001549595
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202604
Jun 202603
Jul 202604
Aug 202606
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · derivative · entry 7

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2024, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · derivative · entry 6

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · derivative · entry 5

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,431

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 2,368 $24.31 $57,554.24
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · nonDerivative · entry 4

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,270

F1 · shares: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $23.98 and the highest price at which shares were sold was $24.77. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · nonDerivative · entry 3

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · nonDerivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 00:30 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000148 · wk-form4_1730334620.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 20:48 UTC
Kapur AnilDirector
GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $24.87 $0.00
Disclosure

SEC source: 0001549595-24-000140 · wk-form4_1729111712.xml · derivative · entry 1

Kapur Anil · CIK 0001730703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-10-14

F1 · derivative.exercise_date: The stock option vests as to 1/36 of the total shares monthly beginning November 15, 2024, until the option is fully vested on October 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 13:16 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,290 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001549595-24-000133 · wk-form4_1728998177.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,679

Underlying: Common Stock · 3,290 shares

Expires 2030-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The stock option vested as to 1/48 of the total shares monthly beginning June 28, 2020, until the option was fully vested on May 28, 2024.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 13:16 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 3,290 $25.00 $82,250.00
Disclosure

SEC source: 0001549595-24-000133 · wk-form4_1728998177.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,592

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 13:16 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 3,290 $9.57 $31,485.30
Disclosure

SEC source: 0001549595-24-000133 · wk-form4_1728998177.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 23:36 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,760 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000122 · wk-form4_1727825780.xml · derivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,266

Underlying: Common Stock · 5,760 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 23:36 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 300 $22.81 $6,843.00
Disclosure

SEC source: 0001549595-24-000122 · wk-form4_1727825780.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,592

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $22.76 and the highest price at which shares were sold was $22.85. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 23:36 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 5,460 $22.19 $121,174.33
Disclosure

SEC source: 0001549595-24-000122 · wk-form4_1727825780.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,892

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $21.75 and the highest price at which shares were sold was $22.72. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 23:36 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 5,760 $1.86 $10,713.60
Disclosure

SEC source: 0001549595-24-000122 · wk-form4_1727825780.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 21:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,290 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001549595-24-000116 · wk-form4_1725399182.xml · derivative · entry 6

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,969

Underlying: Common Stock · 3,290 shares

Expires 2030-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option vested as to 1/48 of the total shares monthly beginning June 28, 2020, until the option was fully vested on May 28, 2024.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 21:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,760 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000116 · wk-form4_1725399182.xml · derivative · entry 5

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,026

Underlying: Common Stock · 5,760 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 21:33 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 200 $25.62 $5,124.00
Disclosure

SEC source: 0001549595-24-000116 · wk-form4_1725399182.xml · nonDerivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,592

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $25.50 and the highest price at which shares were sold was $25.74. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 21:33 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 8,850 $24.93 $220,611.92
Disclosure

SEC source: 0001549595-24-000116 · wk-form4_1725399182.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,792

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $24.46 and the highest price at which shares were sold was $25.41. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 21:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 3,290 $9.57 $31,485.30
Disclosure

SEC source: 0001549595-24-000116 · wk-form4_1725399182.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 21:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 5,760 $1.86 $10,713.60
Disclosure

SEC source: 0001549595-24-000116 · wk-form4_1725399182.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 22:23 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,407 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001549595-24-000114 · wk-form4_1724711007.xml · derivative · entry 5

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,259

Underlying: Common Stock · 5,407 shares

Expires 2030-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option vested as to 1/48 of the total shares monthly beginning June 28, 2020, until the option was fully vested on May 28, 2024.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 22:23 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,463 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000114 · wk-form4_1724711007.xml · derivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,537

Underlying: Common Stock · 4,463 shares

Expires 2029-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 22:23 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 9,870 $25.01 $246,842.78
Disclosure

SEC source: 0001549595-24-000114 · wk-form4_1724711007.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,592

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $25.00 and the highest price at which shares were sold was $25.14. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 22:23 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 5,407 $9.57 $51,744.99
Disclosure

SEC source: 0001549595-24-000114 · wk-form4_1724711007.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 22:23 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 4,463 $1.86 $8,301.18
Disclosure

SEC source: 0001549595-24-000114 · wk-form4_1724711007.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 21:41 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 20,000 $25.22 $504,370.00
Disclosure

SEC source: 0001549595-24-000112 · wk-form4_1724708492.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,002

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $25.00 and the highest price at which shares were sold was $25.58. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 23:06 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 100 $22.22 $2,222.00
Disclosure

SEC source: 0001549595-24-000110 · wk-form4_1722553573.xml · nonDerivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,002

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 23:06 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 3,377 $21.43 $72,353.91
Disclosure

SEC source: 0001549595-24-000110 · wk-form4_1722553573.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,102

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $21.08 and the highest price at which shares were sold was $22.05. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,760 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000109 · wk-form4_1722553563.xml · derivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,786

Underlying: Common Stock · 5,760 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 23:06 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 300 $22.18 $6,654.99
Disclosure

SEC source: 0001549595-24-000109 · wk-form4_1722553563.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,592

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $22.05 and the highest price at which shares were sold was $22.45. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 23:06 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 5,460 $21.39 $116,803.60
Disclosure

SEC source: 0001549595-24-000109 · wk-form4_1722553563.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,892

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.94 and the highest price at which shares were sold was $21.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 5,760 $1.86 $10,713.60
Disclosure

SEC source: 0001549595-24-000109 · wk-form4_1722553563.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · derivative · entry 7

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F7 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2024, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · derivative · entry 6

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 3,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · derivative · entry 5

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,241

Underlying: Common Stock · 3,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
SaleCommon Stock 3,408 $20.67 $70,435.52
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · nonDerivative · entry 4

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,150

F1 · shares: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.48 and the highest price at which shares were sold was $20.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · nonDerivative · entry 3

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · nonDerivative · entry 2

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 3,207 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000106 · wk-form4_1722380775.xml · nonDerivative · entry 1

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · derivative · entry 7

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2024, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · derivative · entry 6

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · derivative · entry 5

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,545

Underlying: Common Stock · 1,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 2,920 $20.67 $60,349.68
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · nonDerivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,592

F1 · shares: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.48 and the highest price at which shares were sold was $20.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000105 · wk-form4_1722380764.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · derivative · entry 7

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2024, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · derivative · entry 6

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · derivative · entry 5

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,317

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.