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NPKI

NPK International Inc.

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4885
SEC CIK
0000071829
Parsed reports
339

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2020 Filed May 12, 2020 23:01 UTC
Piontek GreggSenior Vice President and CFO
PurchaseCommon Stock 15,000 $1.64 $24,600.00
Disclosure

SEC source: 0000071829-20-000033 · edgardoc.xml · nonDerivative · entry 3

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,000

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6185 to $1.673, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 11, 2020 Filed May 12, 2020 23:01 UTC
Piontek GreggSenior Vice President and CFO
PurchaseCommon Stock 5,000 $1.58 $7,900.00
Disclosure

SEC source: 0000071829-20-000033 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,000

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.643, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:01 UTC
Piontek GreggSenior Vice President and CFO
PurchaseCommon Stock 20,000 $1.47 $29,400.00
Disclosure

SEC source: 0000071829-20-000033 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.413 to $1.578, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:33 UTC
Earle Edward ChipmanVP, General Counsel, CAO
PurchaseCommon Stock 1,700 $1.45 $2,465.00
Disclosure

SEC source: 0000071829-20-000031 · edgardoc.xml · nonDerivative · entry 3

Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Read SEC document
May 08, 2020 Filed May 12, 2020 21:33 UTC
Earle Edward ChipmanVP, General Counsel, CAO
PurchaseCommon Stock 4,800 $1.46 $7,008.00
Disclosure

SEC source: 0000071829-20-000031 · edgardoc.xml · nonDerivative · entry 2

Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,800

Read SEC document
May 08, 2020 Filed May 12, 2020 21:33 UTC
Earle Edward ChipmanVP, General Counsel, CAO
PurchaseCommon Stock 6,000 $1.47 $8,820.00
Disclosure

SEC source: 0000071829-20-000031 · edgardoc.xml · nonDerivative · entry 1

Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Read SEC document
February 14, 2020 Filed Feb 20, 2020 15:57 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantCommon Stock 2,000 $3.60 $7,191.00
Disclosure

SEC source: 0000071829-20-000006 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,580

F1 · kind: These shares were acquired under the Newpark Resources, Inc. Amended and Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c).

Read SEC document
November 27, 2019 Filed Nov 29, 2019 23:22 UTC
WHITE DOUGLAS LController, CAO, PAO
SaleCommon Stock 6,145 $6.07 $37,274.34
Disclosure

SEC source: 0000071829-19-000133 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,580

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.075, inclusive.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 23:54 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000131 · edgardoc.xml · derivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,660

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on November 20, 2021 and 50% of the shares on November 20, 2023.

F1 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on November 20, 2021 and 50% of the shares on November 20, 2023.

Read SEC document
November 19, 2019 Filed Nov 19, 2019 23:03 UTC
Howes Paul LDirector · President and CEO
PurchaseCommon Stock 15,000 $5.84 $87,540.00
Disclosure

SEC source: 0000071829-19-000129 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,354

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.82 to $5.85, inclusive.

Read SEC document
August 14, 2019 Filed Sep 25, 2019 20:29 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantCommon Stock 1,101 $5.70 $6,270.20
Disclosure

SEC source: 0000071829-19-000121 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,725

F1 · kind: These shares were acquired under the Newpark Resources, Inc. Amended and Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c).

Read SEC document
July 15, 2019 Filed Jul 17, 2019 13:22 UTC
PATERSON DAVID AVP & President, Fluid Systems
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000107 · edgardoc.xml · nonDerivative · entry 1

PATERSON DAVID A · CIK 0001782576 · VP & President, Fluid Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: The restricted stock will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionPerformance Shares · Derivative 51,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000101 · edgardoc.xml · derivative · entry 3

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Smith Bruce CampbellExec Vice President & Chief
Tax withholdingCommon Stock 12,563 $7.12 $89,448.56
Disclosure

SEC source: 0000071829-19-000101 · edgardoc.xml · nonDerivative · entry 2

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,267

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 51,268 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000101 · edgardoc.xml · nonDerivative · entry 1

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionPerformance Shares · Derivative 29,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000100 · edgardoc.xml · derivative · entry 3

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Tax withholdingCommon Stock 11,750 $7.12 $83,660.00
Disclosure

SEC source: 0000071829-19-000100 · edgardoc.xml · nonDerivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,057

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionCommon Stock 29,862 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000100 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionPerformance Shares · Derivative 41,922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000099 · edgardoc.xml · derivative · entry 3

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 14,771 $7.12 $105,169.52
Disclosure

SEC source: 0000071829-19-000099 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,492

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 41,922 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000099 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 156,424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000098 · edgardoc.xml · derivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 61,552 $7.12 $438,250.24
Disclosure

SEC source: 0000071829-19-000098 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,354

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 19:37 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 156,424 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000098 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 14,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · derivative · entry 9

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,393

Underlying: Common Stock · 14,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 14,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · derivative · entry 8

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,043

Underlying: Common Stock · 14,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 22,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · derivative · entry 7

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,851

Underlying: Common Stock · 22,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 3,567 $6.99 $24,933.33
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · nonDerivative · entry 6

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,341

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 14,650 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · nonDerivative · entry 5

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 3,605 $6.99 $25,198.95
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · nonDerivative · entry 4

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,258

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 14,808 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · nonDerivative · entry 3

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 5,431 $6.99 $37,962.69
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,055

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 22,308 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000088 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000091 · edgardoc.xml · derivative · entry 6

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionRestricted Stock Units · Derivative 27,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000091 · edgardoc.xml · derivative · entry 5

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 27,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Smith Bruce CampbellExec Vice President & Chief
Tax withholdingCommon Stock 3,246 $6.99 $22,689.54
Disclosure

SEC source: 0000071829-19-000091 · edgardoc.xml · nonDerivative · entry 4

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,562

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000091 · edgardoc.xml · nonDerivative · entry 3

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Smith Bruce CampbellExec Vice President & Chief
Tax withholdingCommon Stock 6,643 $6.99 $46,434.57
Disclosure

SEC source: 0000071829-19-000091 · edgardoc.xml · nonDerivative · entry 2

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,475

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 27,282 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000091 · edgardoc.xml · nonDerivative · entry 1

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 3,461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · derivative · entry 9

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,660

Underlying: Common Stock · 3,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 4,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · derivative · entry 8

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,121

Underlying: Common Stock · 4,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 8,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · derivative · entry 7

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,838

Underlying: Common Stock · 8,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 842 $6.99 $5,885.58
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · nonDerivative · entry 6

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,624

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 3,461 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · nonDerivative · entry 5

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 1,148 $6.99 $8,024.52
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · nonDerivative · entry 4

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,005

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 4,717 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · nonDerivative · entry 3

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 1,977 $6.99 $13,819.23
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · nonDerivative · entry 2

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,436

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 8,122 $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000090 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionRestricted Stock Units · Derivative 7,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000089 · edgardoc.xml · derivative · entry 9

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,603

Underlying: Common Stock · 7,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:14 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionRestricted Stock Units · Derivative 9,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-19-000089 · edgardoc.xml · derivative · entry 8

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,548

Underlying: Common Stock · 9,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.