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ServiceNow, Inc.

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0001373715
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1,900

Last 12 months

Inside the activity.

2 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202501
Jan 202600
Feb 202624
Mar 202600
Apr 202601
May 202605
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2016 Filed Nov 10, 2016 00:23 UTC
Slootman FrankDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionCommon Stock 16,176 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000427 · wf-form4_147873737279240.xml · nonDerivative · entry 2

Slootman Frank · CIK 0001402348 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 10, 2016 00:23 UTC
Slootman FrankDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionCommon Stock 49,264 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000427 · wf-form4_147873737279240.xml · nonDerivative · entry 1

Slootman Frank · CIK 0001402348 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:26 UTC
Scarpelli MichaelCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,088 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000430 · wf-form4_147873756558265.xml · derivative · entry 5

Scarpelli Michael · CIK 0001402349 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,176

Underlying: Common Stock · 8,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

F4 · derivative.expiration_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:26 UTC
Scarpelli MichaelCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 24,632 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000430 · wf-form4_147873756558265.xml · derivative · entry 4

Scarpelli Michael · CIK 0001402349 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

F3 · derivative.expiration_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:26 UTC
Scarpelli MichaelCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 17,074 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000430 · wf-form4_147873756558265.xml · nonDerivative · entry 3

Scarpelli Michael · CIK 0001402349 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,085

F1 · kind: Represents shares relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:26 UTC
Scarpelli MichaelCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 8,088 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000430 · wf-form4_147873756558265.xml · nonDerivative · entry 2

Scarpelli Michael · CIK 0001402349 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:26 UTC
Scarpelli MichaelCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 24,632 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000430 · wf-form4_147873756558265.xml · nonDerivative · entry 1

Scarpelli Michael · CIK 0001402349 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · derivative · entry 9

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest quarterly in eight equal installments beginning August 7, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.

F7 · derivative.expiration_date: The restricted stock units vest quarterly in eight equal installments beginning August 7, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 8,088 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · derivative · entry 8

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,176

Underlying: Common Stock · 8,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

F6 · derivative.expiration_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 24,632 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · derivative · entry 7

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

F5 · derivative.expiration_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
SaleCommon Stock 3,627 $84.47 $306,372.69
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · nonDerivative · entry 5

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,044

F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Tax withholdingCommon Stock 21,493 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · nonDerivative · entry 4

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,671

F2 · kind: Represents shares relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · nonDerivative · entry 3

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionCommon Stock 8,088 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · nonDerivative · entry 2

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:24 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionCommon Stock 24,632 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000428 · wf-form4_147873743633696.xml · nonDerivative · entry 1

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 57 shares acquired under the Issuer's Employee Stock Purchase Plan on July 29, 2016.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · derivative · entry 8

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · derivative.exercise_date: The restricted stock units vest quarterly in eight equal installments beginning August 7, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.

F8 · derivative.expiration_date: The restricted stock units vest quarterly in eight equal installments beginning August 7, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,088 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · derivative · entry 7

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,176

Underlying: Common Stock · 8,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

F7 · derivative.expiration_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 24,632 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · derivative · entry 6

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

F6 · derivative.expiration_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
SaleCommon Stock 18,634 $84.32 $1,571,133.16
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · nonDerivative · entry 5

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $84.00 to $84.67 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Tax withholdingCommon Stock 20,336 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · nonDerivative · entry 4

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,955

F1 · kind: Represents shares relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · nonDerivative · entry 3

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Exercise / conversionCommon Stock 8,088 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · nonDerivative · entry 2

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:25 UTC
McGee DanielChief Operating Officer
Exercise / conversionCommon Stock 24,632 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000429 · wf-form4_147873750074757.xml · nonDerivative · entry 1

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 10, 2016 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 10,110 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000431 · wf-form4_147873766425861.xml · derivative · entry 9

LUDDY FREDERIC B · CIK 0001259158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220

Underlying: Common Stock · 10,110 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2015 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2015 until December 31, 2015, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 26, 2016. As a result, 25% of the restricted stock units will vest on each of August 7, 2016, November 7, 2016, February 7, 2017 and May 7, 2017.

Read SEC document
November 07, 2016 Filed Nov 10, 2016 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 32,842 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000431 · wf-form4_147873766425861.xml · derivative · entry 8

LUDDY FREDERIC B · CIK 0001259158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,842 shares

Expires 2016-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted February 7, 2014 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2014 until December 31, 2014, with vesting subject to approval of the performance calculation by the Issuer's Compensation Committee. This approval was obtained on January 27, 2015. As a result, 25% of the restricted stock units will vest on each of February 7, 2016, May 7, 2016, August 7, 2016 and November 7, 2016.

Read SEC document
November 07, 2016 Filed Nov 10, 2016 00:27 UTC Tax withholdingCommon Stock 22,413 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000431 · wf-form4_147873766425861.xml · nonDerivative · entry 3

LUDDY FREDERIC B · CIK 0001259158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,126

F1 · kind: Represents shares relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting fromthe vesting of RSUs, in accordance with Rule 16b-3.

Read SEC document
November 07, 2016 Filed Nov 10, 2016 00:27 UTC Exercise / conversionCommon Stock 10,110 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000431 · wf-form4_147873766425861.xml · nonDerivative · entry 2

LUDDY FREDERIC B · CIK 0001259158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 10, 2016 00:27 UTC Exercise / conversionCommon Stock 32,842 $0.00 $0.00
Disclosure

SEC source: 0001373715-16-000431 · wf-form4_147873766425861.xml · nonDerivative · entry 1

LUDDY FREDERIC B · CIK 0001259158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:09 UTC
Slootman FrankDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001373715-16-000423 · wf-form4_147820377651199.xml · derivative · entry 3

Slootman Frank · CIK 0001402348 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,996

Underlying: Common Stock · 150,000 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: This stock option grant is fully vested.

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November 01, 2016 Filed Nov 3, 2016 20:09 UTC
Slootman FrankDirector · CHAIRMAN, PRESIDENT & CEO
SaleCommon Stock 150,000 $87.03 $13,054,785.00
Disclosure

SEC source: 0001373715-16-000423 · wf-form4_147820377651199.xml · nonDerivative · entry 2

Slootman Frank · CIK 0001402348 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,269

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $86.82 to $87.43 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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November 01, 2016 Filed Nov 3, 2016 20:09 UTC
Slootman FrankDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionCommon Stock 150,000 $2.60 $390,000.00
Disclosure

SEC source: 0001373715-16-000423 · wf-form4_147820377651199.xml · nonDerivative · entry 1

Slootman Frank · CIK 0001402348 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 27, 2016 Filed Oct 31, 2016 17:15 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001373715-16-000419 · wf-form4_147794849400391.xml · derivative · entry 3

STRAUSS WILLIAM L · CIK 0001272931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 35,000 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: This grant is fully vested and immediately exercisable.

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October 27, 2016 Filed Oct 31, 2016 17:15 UTC SaleCommon Stock 35,000 $87.20 $3,052,000.00
Disclosure

SEC source: 0001373715-16-000419 · wf-form4_147794849400391.xml · nonDerivative · entry 2

STRAUSS WILLIAM L · CIK 0001272931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,061

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 27, 2016 Filed Oct 31, 2016 17:15 UTC Exercise / conversionCommon Stock 35,000 $2.20 $77,000.00
Disclosure

SEC source: 0001373715-16-000419 · wf-form4_147794849400391.xml · nonDerivative · entry 1

STRAUSS WILLIAM L · CIK 0001272931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 18, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 100 $77.74 $7,774.00
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 9

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Frederic B. Luddy Family Trust

Disclosed balance after: 2,726,588

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 18, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 3,038 $77.05 $234,078.81
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 8

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Frederic B. Luddy Family Trust

Disclosed balance after: 2,726,688

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $76.72 to $77.48 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 18, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 71,862 $76.18 $5,474,238.76
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 7

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Frederic B. Luddy Family Trust

Disclosed balance after: 2,729,726

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $75.64 to $76.63 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 17, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 100 $75.54 $7,554.00
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 6

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse's Trust

Disclosed balance after: 18,500

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 17, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 2,400 $74.87 $179,685.84
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 5

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse's Trust

Disclosed balance after: 18,600

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.51 to $75.41 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 17, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 100 $75.54 $7,554.00
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 4

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 14,500

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 17, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 1,400 $74.88 $104,833.96
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 3

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 14,600

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.50 to $75.41 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 17, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 3,760 $75.54 $284,041.68
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 2

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Frederic B. Luddy Family Trust

Disclosed balance after: 2,801,588

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $75.33 to $75.73 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 17, 2016 Filed Oct 19, 2016 21:25 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 71,240 $74.83 $5,331,067.30
Disclosure

SEC source: 0001373715-16-000415 · wf-form4_147691229941588.xml · nonDerivative · entry 1

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Frederic B. Luddy Family Trust

Disclosed balance after: 2,805,348

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.32 to $75.31 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 05, 2016 Filed Oct 7, 2016 14:49 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $29.42 $0.00
Disclosure

SEC source: 0001373715-16-000414 · wf-form4_147586602789301.xml · derivative · entry 4

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 4,500 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: The stock option grant shall vest as to 1/2 of the total number of shares on February 7, 2015 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments.

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October 05, 2016 Filed Oct 7, 2016 14:49 UTC
Schneider DavidChief Revenue Officer
SaleCommon Stock 4,500 $79.01 $355,545.00
Disclosure

SEC source: 0001373715-16-000414 · wf-form4_147586602789301.xml · nonDerivative · entry 2

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,194

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 05, 2016 Filed Oct 7, 2016 14:49 UTC
Schneider DavidChief Revenue Officer
Exercise / conversionCommon Stock 4,500 $29.42 $132,390.00
Disclosure

SEC source: 0001373715-16-000414 · wf-form4_147586602789301.xml · nonDerivative · entry 1

Schneider David · CIK 0001402350 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:13 UTC
McGee DanielChief Operating Officer
SaleCommon Stock 14,191 $80.00 $1,135,280.00
Disclosure

SEC source: 0001373715-16-000413 · wf-form4_147527000752768.xml · nonDerivative · entry 1

McGee Daniel · CIK 0001402351 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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September 22, 2016 Filed Sep 23, 2016 21:30 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 5,740 $78.05 $448,022.50
Disclosure

SEC source: 0001373715-16-000412 · wf-form4_147466619170872.xml · nonDerivative · entry 12

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Luddy Family Dynasty Trust LLC

Disclosed balance after: 560,000

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F14 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $77.94 to $78.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 22, 2016 Filed Sep 23, 2016 21:30 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 16,760 $77.46 $1,298,209.49
Disclosure

SEC source: 0001373715-16-000412 · wf-form4_147466619170872.xml · nonDerivative · entry 11

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Luddy Family Dynasty Trust LLC

Disclosed balance after: 565,740

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F13 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $76.94 to $77.93 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 22, 2016 Filed Sep 23, 2016 21:30 UTC
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER
SaleCommon Stock 22,207 $78.04 $1,732,941.01
Disclosure

SEC source: 0001373715-16-000412 · wf-form4_147466619170872.xml · nonDerivative · entry 10

LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Frederic B. Luddy Family Trust

Disclosed balance after: 2,876,588

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).

F12 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $77.92 to $78.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.